433 Compliance jobs in Singapore
Compliance Officer/ Regulatory Compliance
Posted today
Job Viewed
Job Description
We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing regulatory compliance and reputational risks, advising stakeholders, updating policies, and handling regulatory interactions.
Key Responsibilities
- Provide compliance advice to business units including Derivatives, Securities, and Retail CFDs.
- Conduct compliance reviews, compliance testing, and trade surveillance.
- Prepare licensing applications, regulatory submissions, research, management information, and compliance
reports.
- Review marketing materials, regulatory changes, and policies and procedures to ensure compliance with
requirements.
- Advise front, middle, and back-office functions (Business, Finance, HR, Operations, Risk) on regulatory topics.
- Support audits, investigations, and queries from regulators and exchanges.
- Manage compliance and reputational risks by ensuring alignment with laws and regulations.
What We're Looking For
- 1 to 5 years of experience in regulatory compliance within financial services or a regulatory environment.
- Strong working knowledge of Singapore financial regulations.
- Willingness to collaborate with a diverse team, including professionals from regulators, banks, and law firms.
- What Will Make You Stand Out
- Product knowledge in derivatives (OTC and ETD), leveraged FX, and CFDs, including compliance testing and trade
surveillance.
- Previous experience in brokerage arms of banks or financial services firms.
University degree in accounting, business, finance, law, or related fields.
Professional compliance certification is an advantage.
If you are passionate about compliance, thrive in a dynamic environment, and are eager to contribute to a collaborative and high-performing team, we'd love to hear from you. Please share your CV with
Compliance & Risk Management Intern
Posted today
Job Viewed
Job Description
Company
United Overseas Insurance Limited
Designation
Compliance & Risk Management Intern
Date Listed
15 Sep 2025
Job Type
Entry Level / Junior Executive
Intern/TS
Job Period
Immediate Start, For At Least 3 Months
Profession
Accounting / Auditing / Taxation
Industry
Insurance
Location Name
Singapore
Allowance / Remuneration
$1,200 - 1,500 monthly
Company Profile
UOI is a member of the UOB group and focuses on retail and commercial general insurance. Founded in 1971, UOI was quickly recognised in the business community and in just seven years, UOI was listed on the Singapore Exchange. UOI's profitable growth over the years reflects its prudence and financial strength.
Job Description
About your role:
We are looking for an intern to help us turn company policies into clear, easy-to-follow procedures and guidelines that staff across UOI can use. You will work with teams from the Compliance & Risk Management Department as well as other divisions to ensure that policy requirements are operationalised into well-structured documentation that supports our business operations. You will gain hands-on experience in technical writing, process documentation and cross-functional collaboration within UOI.
What you'll do:
- Assist in drafting and updating procedures and guidelines based on company policies
- Work closely with different divisions to understand policy objectives and operational processes
- Translate policy requirements into user-friendly procedures and guidelines
- Ensure clarity, consistency and standardisation across all documentation
What you'll need for the role:
- Experience in technical writing is an advantage
- Familiarity with Microsoft Office (Word, Excel and PowerPoint)
- Logical thinker who can break down policy requirements into step-by-step procedures and guidelines
- Good command of written and spoken English
Application Instructions
Please email your updated CV to and indicating your earliest commencement date and the duration that you can commit for the internship.
We regret to inform that only shortlisted candidate will be notified.
Apply for this position
Compliance & Risk Management Intern
Posted today
Job Viewed
Job Description
Company
United Overseas Insurance Limited
Designation
Compliance & Risk Management Intern
Date Listed
15 Sep 2025
Job Type
Entry Level / Junior Executive
Intern/TS
Job Period
Immediate Start, For At Least 3 Months
Profession
Accounting / Auditing / Taxation
Industry
Insurance
Location Name
Singapore
Allowance / Remuneration
$1,200 - 1,500 monthly
Company Profile
UOI is a member of the UOB group and focuses on retail and commercial general insurance. Founded in 1971, UOI was quickly recognised in the business community and in just seven years, UOI was listed on the Singapore Exchange. UOI's profitable growth over the years reflects its prudence and financial strength.
Job Description
About your role:
We are looking for an intern to help us turn company policies into clear, easy-to-follow procedures and guidelines that staff across UOI can use. You will work with teams from the Compliance & Risk Management Department as well as other divisions to ensure that policy requirements are operationalised into well-structured documentation that supports our business operations. You will gain hands-on experience in technical writing, process documentation and cross-functional collaboration within UOI.
What you'll do:
- Assist in drafting and updating procedures and guidelines based on company policies
- Work closely with different divisions to understand policy objectives and operational processes
- Translate policy requirements into user-friendly procedures and guidelines
- Ensure clarity, consistency and standardisation across all documentation
What you'll need for the role:
- Experience in technical writing is an advantage
- Familiarity with Microsoft Office (Word, Excel and PowerPoint)
- Logical thinker who can break down policy requirements into step-by-step procedures and guidelines
- Good command of written and spoken English
Application Instructions
Please email your updated CV to and indicating your earliest commencement date and the duration that you can commit for the internship.
We regret to inform that only shortlisted candidate will be notified.
Compliance Associate/ Regulatory Compliance
Posted today
Job Viewed
Job Description
About the Role
We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing regulatory compliance and reputational risks, advising stakeholders, updating policies, and handling regulatory interactions.
Key Responsibilities
- Provide compliance advice to business units including Derivatives, Securities, and Retail CFDs.
- Conduct compliance reviews, compliance testing, and trade surveillance.
- Prepare licensing applications, regulatory submissions, research, management information, and compliance reports.
- Review marketing materials, regulatory changes, and policies and procedures to ensure compliance with requirements.
- Advise front, middle, and back-office functions (Business, Finance, HR, Operations, Risk) on regulatory topics.
- Support audits, investigations, and queries from regulators and exchanges.
- Manage compliance and reputational risks by ensuring alignment with laws and regulations.
What We're Looking For
- 1 to 5 years of experience in regulatory compliance within financial services or a regulatory environment.
- Strong working knowledge of Singapore financial regulations.
- Willingness to collaborate with a diverse team, including professionals from regulators, banks, and law firms.
What Will Make You Stand Out
- Product knowledge in derivatives (OTC and ETD), leveraged FX, and CFDs, including compliance testing and trade surveillance.
- Previous experience in brokerage arms of banks or financial services firms.
- Attention to detail with a proactive, hands-on approach to problem solving.
- Agile mindset, collaborative spirit, and trustworthy team player.
Qualifications
- University degree in accounting, business, finance, law, or related fields.
Professional compliance certification is an advantage.
If you are passionate about compliance, thrive in a dynamic environment, and are eager to contribute to a collaborative and high-performing team, we'd love to hear from you. Please share your CV with
Regulatory Compliance
Posted today
Job Viewed
Job Description
Job Description
As part of the Regulatory Compliance Team, the hired candidate is expected to perform the following duties, and not limited to:
Regulatory Liaison and Stakeholder Management
Assist the Regulatory Compliance Manager in liaising with regulatory authorities and government agencies (eg. MAS/ABS/ACRA etc.)
- Manage both internal and external stakeholders to ensure timely and effective communication
Handle inquiries, RFI (request for information) from Head Office and regulatory authorities on a timely basis by working with internal stakeholders
Compliance Monitoring and Advisory
Monitor, track and interpret changes in local and international regulations, including those from the Monetary Authority of Singapore (MAS), and assess their impact on the bank's operations.
- Assist in evaluating new products and services to ensure regulatory compliance.
- Serve as a point of contact for business units, providing regulatory advice and guidance on compliance matters.
Perform compliance monitoring and testing on bank's processes and operations against the bank's P&P and manuals
Management of Compliance Programs and Documentations
Update and manage the branch's Obligation Register, Policies and Procedures, Compliance Monitoring Program
- Assist in the development, implementation, and review of internal policies and procedures to ensure compliance with applicable laws and regulations.
- Assist in the preparation of regular and ad-hoc compliance related reports for reporting to Head Office and/or regulatory authorities
Assist in the preparation of monthly Compliance/Risk Committee agenda
Management of Audits (Internal/External)
Assist the Regulatory Compliance Manager in the management of external and internal audits
Manage external and internal audit findings and recommendation by ensuring proper and timely remediation of issues
Support and Training
Support the Risk Management, Regulatory Reporting and Financial Crime Compliance teams in identifying, assessing, and mitigating compliance-related risks to the business.
- Support and conduct trainings for bank employees on compliance-related topics
Job Requirements
- 1 year of relevant experience in compliance/audit/regulatory reporting/supervision, preferably in the banking or financial services industry or regulatory authority (Fresh graduates are welcome to apply and will be considered for the role)
- Team player with a positive attitude, good communication and interpersonal skills
- Self-motivated and able to work independently
- Strong analytical thinking with attention to details
- Keen interest to develop skillsets in regulatory compliance for the banking and finance sector
- Bachelors' Degree (preferably in Banking and Finance/Business/Accounting/Law)
- Any other relevant certifications or achievements (eg. ICA/ACAMS) are not necessary but will be an advantage
Regulatory Compliance Officer
Posted today
Job Viewed
Job Description
We are looking for a mature & experienced individual who is part of the Compliance Team to strengthen and maintain the Compliance framework of the Bank. The incumbent will work closely with the Head of Compliance and all lines of Business in Regulatory Compliance (Core Compliance) and AML/CFT & Financial Crime. This role provides an opportunity to be a key member in, while safeguarding the Bank, driving innovation in compliance risk management, and developing creative & practical solutions that support sustainable business growth.
Main role & responsibilities:
To focus on Singapore regulatory compliance including AML/CFT.
To handle regulatory compliance queries & matters, as assigned.
To review and maintain (annually and as needed) the Compliance Manual and associated P&Ps and ensure P&Ps are aligned with Head Office and Local Standards.
To perform compliance monitoring; To assist in reviewing the existing compliance monitoring program to design or institute new monitoring where relevant.
To liaise with Business Lines – Corporate Banking, Investment Banking and Capital Markets Departments and support compliance requirements/framework on new Business initiatives.
To act as person-in-charge of the following:
Registration of Authorized/RNF Representatives
- Coordinate with HR on the required fit and proper checks for Authorized Representatives
- Other regulatory submissions relating to regulated business and activities
Market conducts requirements e.g. Personal Account Dealing Policy, OTC Derivatives Trading Policy, Market Conduct Policy
To assist in 2ndline review of KYC (FI and/or Corporates).
To assist in or coordinate MAS survey, new or changed regulations or Industry papers mapping or gap analysis.
To provide and/or coordinate compliance training e.g. periodic/refresh, new staff induction.
Any other matters as and when assigned.
Requirements:
5-7 years of experience in regulatory compliance in relation to MAS regulations i.e. Banking Act, SFA/FAA .
Preferably with exposure in corporate & investment banking and/or capital markets business
Bachelor's degree holder in the field of Banking/Finance, or other business-related fields
Analytical and detail-oriented
With strong compliance mindset and good interpersonal skills
Mature and a self-motivator
Regulatory Compliance Officer
Posted 9 days ago
Job Viewed
Job Description
We are looking for a mature & experienced individual who is part of the Compliance Team to strengthen and maintain the Compliance framework of the Bank. The incumbent will work closely with the Head of Compliance and all lines of Business in Regulatory Compliance (Core Compliance) and AML/CFT & Financial Crime. This role provides an opportunity to be a key member in, while safeguarding the Bank, driving innovation in compliance risk management, and developing creative & practical solutions that support sustainable business growth.
Main role & responsibilities:
- To focus on Singapore regulatory compliance including AML/CFT.
- To handle regulatory compliance queries & matters, as assigned.
- To review and maintain (annually and as needed) the Compliance Manual and associated P&Ps and ensure P&Ps are aligned with Head Office and Local Standards.
- To perform compliance monitoring; To assist in reviewing the existing compliance monitoring program to design or institute new monitoring where relevant.
- To liaise with Business Lines – Corporate Banking, Investment Banking and Capital Markets Departments and support compliance requirements/framework on new Business initiatives.
- To act as person-in-charge of the following:
- Registration of Authorized/RNF Representatives
- Coordinate with HR on the required fit and proper checks for Authorized Representatives
- Other regulatory submissions relating to regulated business and activities
- Market conducts requirements e.g. Personal Account Dealing Policy, OTC Derivatives Trading Policy, Market Conduct Policy
- To assist in 2ndline review of KYC (FI and/or Corporates).
- To assist in or coordinate MAS survey, new or changed regulations or Industry papers mapping or gap analysis.
- To provide and/or coordinate compliance training e.g. periodic/refresh, new staff induction.
- Any other matters as and when assigned.
Requirements:
- 5-7 years of experience in regulatory compliance in relation to MAS regulations i.e. Banking Act, SFA/FAA .
- Preferably with exposure in corporate & investment banking and/or capital markets business
- Bachelor's degree holder in the field of Banking/Finance, or other business-related fields
- Analytical and detail-oriented
- With strong compliance mindset and good interpersonal skills
- Mature and a self-motivator
Be The First To Know
About the latest Compliance Jobs in Singapore !
Executive - Compliance and Risk Management
Posted today
Job Viewed
Job Description
Assist Head of Department – Compliance on the following:
AML/CFT compliance
- To monitor AML/CFT Compliance
- To conduct the half yearly audit and liaise with HODs on regular basis to regularise the screening process
- Conduct the New Joiners Training programme quarterly. To do a refresher training for all existing employees along with New Joiners. Conduct one training session for Agents
- To file the Suspicious Transactions with SPF and report to MAS
- Identify the sanctioned entities from the emails received from various regulatory authority and send to the respective departments
- To read through the regulations/guidelines, analyse the existing policy, and liaise with other insurance company AML professionals to get the latest update and modify the policy accordingly
- To identify the EDD cases and work with respective departments to ensure the compliance
- To work with IT department and Lexis Nexis and identify the areas of improvement and solutions for existing issues
PDPA, IRAS, GIA, Companies Act and MAS Compliance
- To follow up with necessary departments, Company secretary and comply with all regulations
- To make a check list of all data submissions (returns & surveys) and monitor them meticulously
S&P Annual credit rating analysis: To collate and ensure delivery of whole data requirement to S&P on time for S&P Annual credit rating analysis. Prepare presentations to S&P team.
- To work with the CRO on the Enterprise Risk Management.
- Any other jobs relating to regulatory requirements
Requirement:
- Degree/Diploma/Insurance qualification
- At least 5 years of relevant experience.
- Familiar with local market mechanism and practices
- Good working knowledge of underwriting methodology
- Demonstrated sound judgement and initiative in working within underwriting guidelines
- Ability to develop and foster relationships within and outside the company and interact effectively with multiple stakeholders
- Dynamic, organized and possess good written and oral communication skills
- Ability to work independently and collaboratively, think critically, and problem-solve.
- Singaporeans and Singapore Permanent Residents only
Compliance Officer, Compliance
Posted today
Job Viewed
Job Description
Position Description
This is a 6-month contractual (potentially extendable) position for a period of maternity leave coverage. As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to support multiple business lines across a number of licensed entities in Singapore, including, wealth management, institutional cash equities sales and trading, research, Delta One & Equity Derivatives, fixed income sales and trading, ECM, DCM and asset management businesses.
Key Areas of Responsibilities
The incumbent will have the following shared responsibilities with other members of the Singapore Compliance team:
Compliance Monitoring and Surveillance
- maintaining and executing the Compliance Monitoring Programme, which includes, amongst others:
- trade surveillance by analysing trade data and via the use of SMARTS Broker trade surveillance tool;
- monitoring of staff dealing activity and compliance with staff dealing policy;
- monitoring of staff outside directorships, business interests and activities;
- monitoring of gift and entertainment of staff;
- monitoring of fly-in-fly-out activities of licensed staff;
- conducting Compliance desk reviews/thematic reviews, as may be required, based on emerging risks or new regulatory requirements;
Central Compliance
- managing the MAS licensing and SGX registration process for new front office staff;
- monitoring and following up with existing MAS appointed representatives and SGX trading representatives on their continuing obligations, amongst others, changes in personal particulars and business interests, continuing professional development and register of securities;
- liaising with relevant internal stakeholders to complete surveys/forms/questionnaires requested by MAS/SGX;
- handling simple requests and queries from regulators/auditors;
- ensuring that all Compliance correspondences/records and registers are duly tracked and maintained;
- conducting Compliance induction training for all new staff and other basic training as may be required by the team leaders of Compliance, Singapore;
- facilitating staff completion of mandatory Compliance trainings and declarations;
- assisting with Compliance reporting to local and group management;
Compliance Advisory (depending on bandwidth)
- responding to simple internal queries, for example, those relating to licensing requirements or group Compliance policies/procedures such as staff dealing, outside business interests, and gift and entertainment, etc;
- assisting the team leaders of Compliance, Singapore, to track and manage regulatory changes/new regulatory requirements;
- be part of a project team to manage new regulatory changes or new business activities, as may be required by the team leaders of Compliance, Singapore;
- assisting the Head of Compliance, Singapore, to handle all internal/external audits and MAS/SGX inspections;
- assisting the team leaders of Compliance, Singapore, to draft local Compliance policies and procedures, as may be required; and
- assisting with all other ad-hoc tasks as required by the team leaders of Compliance, Singapore.
Requirements
- At least 3 years of Compliance/audit/regulatory experience in the financial services sector
- Experience in Compliance advisory support for wealth management or equity derivative businesses will be an advantage
- Excellent analytical skills and quick logical thinking ability
- Strong interpersonal skills
- Good writing and presentation skills
- Attention to detail
- Ability to operate independently and to multi-task
- Proficiency in Microsoft Office Applications for both data collection and interpretation of the results that can presented clearly and concisely
- Understanding of Compliance role and risk-based Compliance approach, and ability to identify and remediate key Compliance risks
- Basic understanding and application of the Securities and Futures Act and SGX rules
- Proficiency in spoken and written Mandarin will be considered an asset, as the role may involve communicating with Mandarin-speaking stakeholders and reviewing relevant documentation in Mandarin as part of official duties
Regulatory Compliance Specialist
Posted today
Job Viewed
Job Description
Job Summary:
We are seeking a highly skilled Regulatory Compliance Specialist with a strong background in maritime and industrial regulatory frameworks.
The ideal candidate will have hands-on experience with DNV class rules , Safety Case regimes , and Independent Verification Body (IVB) schemes , as well as a solid understanding of European regulatory directives such as PED, MED, ATEX, and Machinery Directives .
Key Responsibilities:
- Ensure compliance with DNV class rules and other relevant classification society standards.
- Develop, implement, and maintain Safety Case documentation in accordance with regulatory requirements.
- Lead and manage Independent Verification Body (IVB) processes, including planning, execution, and reporting.
- Interpret and apply European regulations including:
- Pressure Equipment Directive (PED)
- Marine Equipment Directive (MED)
- ATEX Directive (explosive atmospheres)
- Machinery Directive
- Liaise with internal engineering, HSE, and project teams to ensure regulatory compliance is embedded in design and operational phases.
- Coordinate with external regulatory bodies and certification agencies.
- Conduct audits, inspections, and gap analyses to identify and mitigate compliance risks.
- Provide training and guidance to internal stakeholders on regulatory requirements and best practices.
Requirements:
Education & Experience:
- Bachelor's degree in Engineering, Safety, or a related technical field.
- Minimum 10 years of experience in regulatory compliance within the maritime, offshore, or industrial sectors.
- Proven experience with DNV class rules and Safety Case regimes .
- Demonstrated success in managing IVB schemes .
- Strong knowledge of European directives (PED, MED, ATEX, Machinery).
Skills:
- Excellent understanding of regulatory frameworks and risk management principles.
- Strong analytical and problem-solving skills.
- Effective communication and stakeholder management abilities.
- Detail-oriented with a proactive approach to compliance.
Preferred Qualifications:
- Certification in regulatory compliance, risk management, or safety engineering.
- Experience working in offshore oil & gas, marine, or heavy industrial environments.
Familiarity with other international standards (e.g., ISO, IEC).
Brunel International S.E.A Pte. Ltd
UEN No: R
EA License No: 16S8067
Shinu Alexander: R