232 Compliance Standards jobs in Singapore

Key Responsibilities and Functions:

Compliance Policy Implementation and Regulatory Adherence

• Ensure the bank adheres to all relevant regulatory requirements, including Corporate Banking, Financial Institutions, Trade Finance, and Private Banking.
• Implement and update compliance policies and procedures to align with both Head Office and local regulatory requirements.

Compliance Culture and Risk Awareness

• Foster a strong compliance culture within the bank by promoting awareness of regulatory risks.
• Maintain effective relationships with regulatory authorities, ensuring smooth communication and compliance with regulatory expectations.

Compliance Training and Advisory

• Assist the Head of Legal & Compliance in providing training to management, business units, and support functions.
• Advise on regulatory compliance requirements for:
  • New regulations
  • New business developments
  • New product approvals
  • Licensing requirements
  • Current business dealings

Regulatory Monitoring & Reporting

• Monitor regulatory changes and update management and relevant departments accordingly.
• Ensure timely reporting of compliance-related matters to local regulatory bodies and the bank's Head Office.
• Investigate customer complaints and conduct ad hoc compliance investigations.

Compliance Audits & Reviews

• Conduct compliance quality assurance, suitability assessments, and surveillance reviews covering:
  • Anti-Money Laundering (AML) Compliance
  • Regulatory Compliance Standards

General Compliance Support

• Assist other compliance officers within the Legal and Compliance Department as needed.

Required Qualifications & Skills

Education & Experience

• Bachelor's degree (in Finance, Law, Business, or a related field).
• 2–4 years of experience in regulatory compliance within banking or CPA firms (Big 4 preferred).
• Prior experience in private or corporate banking is advantageous.

Key Skills & Competencies

• Self-motivated, with the ability to work both independently and in a team.
• Strong interpersonal and communication skills for effective collaboration with regulators and internal teams.
• Analytical & problem-solving abilities to assess compliance risks and provide regulatory solutions.
• Fluency in English and Mandarin (for regulatory communication and internal coordination).

Interested candidates are encouraged to submit their resumes along with a cover letter outlining their relevant experience and achievements to or click apply now

**We regret to inform that only shortlisted candidates would be notified**

Talentvis Singapore Pte Ltd | EA License No: 04C3537

EA Personnel Name: Reggie Tiongson | EA Personnel No: R

Regulatory Compliance Officer

Job Description

• In charge of all regulatory developments and advisory matters (Banking Act, SFA, FAA)
• Business control line for the Branch's MAS-regulated activities (Capital Market Products)
• Second line testing of key compliance risk areas, internal controls, and transaction monitoring
• Oversees the third-party risk management control function
• Responsible for all MAS SFA/FAA submissions and notifications

Requirement

• Minimum 2 years of relevant regulatory compliance experience within a Banking environment
• Comprehensive knowledge of business standards, policies and procedures in a Banking environment (Private Banking is a plus).
• Well versed in Banking Act, Securities and Futures Act (SFA) and Financial Advisers Act (FAA) advisory
• Excellent communication and presentation skills

Ready to make an impact? We'd love to hear from you Apply today by sending your resume to or click apply now

**We regret to inform that only shortlisted candidates would be notified

Talentvis Singapore Pte Ltd | EA License No: 04C3537

EA Personnel Name: Sherwin Wong | EA Personnel No: R

We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing regulatory compliance and reputational risks, advising stakeholders, updating policies, and handling regulatory interactions.

Key Responsibilities

• Provide compliance advice to business units including Derivatives, Securities, and Retail CFDs.
• Conduct compliance reviews, compliance testing, and trade surveillance.
• Prepare licensing applications, regulatory submissions, research, management information, and compliance

reports.

• Review marketing materials, regulatory changes, and policies and procedures to ensure compliance with

requirements.

• Advise front, middle, and back-office functions (Business, Finance, HR, Operations, Risk) on regulatory topics.
• Support audits, investigations, and queries from regulators and exchanges.
• Manage compliance and reputational risks by ensuring alignment with laws and regulations.

What We're Looking For

• 1 to 5 years of experience in regulatory compliance within financial services or a regulatory environment.
• Strong working knowledge of Singapore financial regulations.
• Willingness to collaborate with a diverse team, including professionals from regulators, banks, and law firms.
• What Will Make You Stand Out
• Product knowledge in derivatives (OTC and ETD), leveraged FX, and CFDs, including compliance testing and trade

surveillance.

• Previous experience in brokerage arms of banks or financial services firms.

University degree in accounting, business, finance, law, or related fields.

Professional compliance certification is an advantage.

If you are passionate about compliance, thrive in a dynamic environment, and are eager to contribute to a collaborative and high-performing team, we'd love to hear from you. Please share your CV with

We are seeking for a highly skilled and professional Chief Regulatory Compliance Officer /SVP & Head of Regulatory Compliance , as part of our strong and compliant talent core in Singapore within our Digital Green Group in shaping the future of financial innovation, financial technology, and sustainable technology in alignment to our business growth in APAC & other regions.

The role is responsible for leading and managing over-all Singapore regulatory compliance function and improvements covering Capital Market Service Licenses (with activities including Securities, CIS, Derivatives and Custodial Services), Recognized Market Operator License and Major Payment Institution (with activities including Digital Payment Token and Cross Border payments) , ensuring the company adheres to applicable laws, regulations, and internal policies while enabling business agility and innovation.

You will act as a trusted advisor to the Group CEO and senior management while shaping the compliance landscape in a fast-evolving and highly regulated industry and work closely with senior leadership and external regulators to uphold strong governance, regulatory compliance controls.

Responsibilities:

• Lead the overall compliance function and manage relationships with Monetary Authority of Singapore (MAS), other regulatory bodies, auditors, and market experts to ensure effective communication and compliance adherence.
• Design, develop, implement and maintain a robust compliance program tailored to the fintech industry while delivery and execution best-in-class compliance framework and programme.
• Monitor regulatory changes and assess their impact on Singapore's operations, proactively advising senior management.
• Lead compliance risk assessments and establish controls to mitigate compliance risks across products and services.
• Evaluate issues of strategic, legal or reputational importance; provide direction on how these should be addressed or resolved effectively.
• Support senior management team and the group functions, in driving new business initiatives by providing expertise in the MAS regulatory framework.
• Drive continuous improvement initiatives by identifying efficiencies in operating practices and processes while upholding a robust control environment.
• Ensuring Platform's products and services meet regulatory standards and supporting the growth and development of new products and services.
• Design and deliver compliance training programs to educate employees on regulatory requirements and company policies
• Represent the firm in external audits, inspections, and industry forums as required.

Requirements:

• Bachelor's degree in Law, Finance, Business Administration, or related field; advanced degree or relevant certification (e.g., CAMS, CRCM, CCEP) prefered.
• Minimum of 15 years of compliance experience, with at least 8 years in a leadership role within fintech or financial services covering either CMSL or Major Payment Institutions.
• Deep knowledge of financial regulations in Singapore frameworks including the PSA and the Securities and Futures Act (SFA), MAS Notices, and Guidelines; Experience in other markets and jurisdiction is a plus,
• Deep understanding of capital markets and hands-on experience across a broad range of asset classes
• Strong understanding of fintech environment and able to adapt in fast moving atmosphere.
• Excellent leadership skills, and the ability to influence cross-functional teams.
• Subject matter expert, experience dealing with complex issues, forward-looking, solutions-oriented, ability to be hands-on
• Proven track record managing regulator relationships and overseeing enterprise-level compliance programs.

• Liaising with Regulatory Authorities: Managing inquiries, reporting, and examinations to ensure effective communication and resolution.
• Compliance Framework Development: Enhancing the compliance program to align with regulatory requirements, leveraging industry best practices, and implementing process improvements.
• Risk Assessment and Monitoring: Conducting regular risk assessments, developing systems to track and monitor regulatory risks, and providing recommendations for mitigation strategies.
• Employee Education and Empowerment: Educating internal teams on regulatory requirements, empowering them to build risk-based processes, and fostering a culture of compliance.
• Program Testing and Feedback: Scrutinizing and testing compliance programs, providing constructive feedback, and driving resolutions.
• Global Collaboration: Working with global product and operational teams to ensure consistent compliance practices and sharing knowledge to drive business growth.

• A Bachelor's degree in a related field (e.g., Law, Finance, Business)
• At least 5 years of experience in a compliance role
• Capability to engage with senior stakeholders and communicate effectively
• Ability to work independently and collaboratively in a fast-paced environment
• Experience in risk assessment, compliance monitoring, and regulatory reporting

The Compliance and Enforcement Specialist is responsible for ensuring the integrity of CPF operations through proactive monitoring, investigation and enforcement activities.

• Manage correspondence and feedback from CPF members regarding erroneous CPF contributions, including reviewing documentation submitted by employers and members
• Collaborate with external agencies to implement compliance measures and facilitate data sharing initiatives
• Prepare and maintain statistical reports to support departmental operations
• Provide efficient administrative and operational support to ensure smooth department functioning and timely resolution of compliance matters

• Relevant experience in case management, customer service or administrative roles
• Experience in compliance, enforcement or regulatory matters is an advantage
• Familiarity with data analytics and automation tools
• Some experience with data visualisation and automation tools such as Power BI, UiPath or Generative AI is a plus
• Effective verbal and written communication skills
• Shows interest in problem-solving and pays attention to detail
• Adapts well and works effectively in changing environments
• Able to work independently and collaboratively

Moolahgo Pte Ltd, a licensed Major Payment Institution under the Singapore Payment Services Act (PSA), is seeking an experienced Senior Regulatory Compliance Officer to lead and strengthen our compliance framework. The role is critical to ensuring that the company fully meets its obligations under the PSA and related MAS Notices, while supporting our fast-growing FinTech business across cross-border payments, merchant acquiring, and e-wallet services.

Regulatory Compliance & MAS Engagement

• Liaison with MAS: Serve as the key contact for MAS on all regulatory matters, inspections, and correspondence.
• PSA Compliance Management: Oversee compliance with the Payment Services Act, including safeguarding obligations, capital requirements, and reporting standards.
• Monitor and interpret changes in MAS Notices (e.g., PSN01, PSN04, AML/CFT guidelines, outsourcing notices) and translate them into actionable policies.

Policy Development & Implementation

• Working closely with Senior AML/CFT Compliance Officer to design, review, and update internal compliance policies, manuals, and procedures to align with PSA and other applicable regulations.
• Ensure effective AML/CFT frameworks and controls, including customer due diligence (CDD), ongoing monitoring, sanctions screening, and reporting of suspicious transactions.

Risk Assessment & Internal Controls

• Conduct regular enterprise-wide risk assessments, lead independent testing of controls to ensure operational compliance and detect gaps promptly.

Reporting & Training

• Prepare and submit regulatory filings, including safeguarding and periodic returns.
• Deliver compliance training to management and staff, promoting a strong culture of compliance and ethical conduct across the organization.

Internal Audit & Advisory

• Coordinate with external auditors for independent reviews of key compliance areas.
• Advise senior management and the Board on emerging regulatory risks and recommend risk-mitigating measures.

• Education: Bachelor's degree in Law, Finance, Accounting, or related field; CAMS or ICA certification preferred.
• Experience: Minimum 7–10 years of compliance experience in financial services, with at least 3 years in a senior role focusing on Payment Services Act or equivalent regulatory regimes.
• In-depth knowledge of MAS Notices, AML/CFT requirements, technology risk management, and cross-border payment services.
• Proven track record of dealing with MAS inspections and regulatory audits.

• Strong analytical, problem-solving, and risk assessment skills.
• Excellent written and verbal communication; able to engage confidently with regulators and senior stakeholders.
• Proactive, detail-oriented, and able to operate in a fast-paced, high-growth environment.
• Strong leadership to guide and mentor junior compliance staff.

The Quality Assurance Specialist plays a vital role in ensuring that our organization adheres to the highest standards of quality, safety, and environmental management.

Key Responsibilities:

• Develop and implement quality systems to ensure compliance with regulatory requirements.
• Conduct internal and external audits to identify areas for improvement.
• Collaborate with cross-functional teams to enhance quality management processes.
• Establish and maintain Standard Operating Procedures (SOPs) across departments.
• Organize regular quality management review meetings to assess system effectiveness.
• Investigate discrepancies and resolve client-related issues through corrective actions.
• Ensure uniform implementation of QMS and adherence to company policies.
• Prepare Key Performance Indicator (KPI) reports and analyze internal and external audit results.

Requirements:

• Degree in Biomedical Science or Medical Laboratory Technology or equivalent discipline.
• Minimum 2 years' experience in regulatory affairs and/or quality assurance in a medical laboratory setting or healthcare industry.
• Familiarity with CAP ISO 9001, 14001, 15189, 17025 accreditation standards and OHSAS 18001 is preferred.
• A responsible, committed individual with high integrity, ethical standards, and professionalism.
• Strong communication, written, spoken, presentation, and interpersonal skills.
• Ability to multitask, work independently, and as a team player with great initiative and positivity.
• Comfortable using complex documents and responding effectively to sensitive inquiries or complaints.

Benefits:

• Opportunity to contribute to a dynamic organization dedicated to quality and excellence.
• Collaborative work environment that fosters growth and development.
• Competitive compensation package and benefits.

We are seeking a Product Stewardship Specialist to join our team. The successful candidate will provide product stewardship to secure the "license to operate" of business.

This involves managing responses to customer enquiries regarding product safety and regulatory compliance.

The specialist will also collaborate with global product safety teams to manage EHS master data of products and raw materials in databases used to generate safety datasheets and labelling.

To ensure product safety and compliance, the specialist will monitor changes on chemical regulations and evaluate their impact.

They will also develop mitigation plans for responsible product categories and provide expert guidance to innovation projects with regulatory assessments.

Additionally, they will coordinate toxicology and ecotoxicology studies and complete regulatory registration requirements when introducing products to new markets.

• Bachelor's degree in Chemistry, Chemical Engineering or a related field.
• 3 to 5 years of experience in product stewardship, EHS or similar roles within the chemical industry.
• Extensive knowledge about global chemical regulations and industry standards.
• Strong working knowledge of Polymer Chemistry, value chain and safe handling in plant operations.
• Experience with chemical regulations, including GHS, safety datasheets, product declarations and registrations.