90 Compliance Standards jobs in Singapore

We are looking for a mature & experienced individual who is part of the Compliance Team to strengthen and maintain the Compliance framework of the Bank. The incumbent will work closely with the Head of Compliance and all lines of Business in Regulatory Compliance (Core Compliance) and AML/CFT & Financial Crime. This role provides an opportunity to be a key member in, while safeguarding the Bank, driving innovation in compliance risk management, and developing creative & practical solutions that support sustainable business growth.

Main role & responsibilities:

- To focus on Singapore regulatory compliance including AML/CFT.

- To handle regulatory compliance queries & matters, as assigned.

- To review and maintain (annually and as needed) the Compliance Manual and associated P&Ps and ensure P&Ps are aligned with Head Office and Local Standards.

- To perform compliance monitoring; To assist in reviewing the existing compliance monitoring program to design or institute new monitoring where relevant.

- To liaise with Business Lines – Corporate Banking, Investment Banking and Capital Markets Departments and support compliance requirements/framework on new Business initiatives.

- To act as person-in-charge of the following:

• Registration of Authorized/RNF Representatives
• Coordinate with HR on the required fit and proper checks for Authorized Representatives
• Other regulatory submissions relating to regulated business and activities
• Market conducts requirements e.g. Personal Account Dealing Policy, OTC Derivatives Trading Policy, Market Conduct Policy

- To assist in 2ndline review of KYC (FI and/or Corporates).

- To assist in or coordinate MAS survey, new or changed regulations or Industry papers mapping or gap analysis.

- To provide and/or coordinate compliance training e.g. periodic/refresh, new staff induction.

- Any other matters as and when assigned.

Requirements:

- 5-7 years of experience in regulatory compliance in relation to MAS regulations i.e. Banking Act, SFA/FAA .

- Preferably with exposure in corporate & investment banking and/or capital markets business

- Bachelor's degree holder in the field of Banking/Finance, or other business-related fields

- Analytical and detail-oriented

- With strong compliance mindset and good interpersonal skills

- Mature and a self-motivator

We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing regulatory compliance and reputational risks, advising stakeholders, updating policies, and handling regulatory interactions.

Key Responsibilities

• Provide compliance advice to business units including Derivatives, Securities, and Retail CFDs.
• Conduct compliance reviews, compliance testing, and trade surveillance.
• Prepare licensing applications, regulatory submissions, research, management information, and compliance

reports.

• Review marketing materials, regulatory changes, and policies and procedures to ensure compliance with

requirements.

• Advise front, middle, and back-office functions (Business, Finance, HR, Operations, Risk) on regulatory topics.
• Support audits, investigations, and queries from regulators and exchanges.
• Manage compliance and reputational risks by ensuring alignment with laws and regulations.

What We're Looking For

• 1 to 5 years of experience in regulatory compliance within financial services or a regulatory environment.
• Strong working knowledge of Singapore financial regulations.
• Willingness to collaborate with a diverse team, including professionals from regulators, banks, and law firms.
• What Will Make You Stand Out
• Product knowledge in derivatives (OTC and ETD), leveraged FX, and CFDs, including compliance testing and trade

surveillance.

• Previous experience in brokerage arms of banks or financial services firms.

University degree in accounting, business, finance, law, or related fields.

Professional compliance certification is an advantage.

If you are passionate about compliance, thrive in a dynamic environment, and are eager to contribute to a collaborative and high-performing team, we'd love to hear from you. Please share your CV with

Moolahgo Pte Ltd, a licensed Major Payment Institution under the Singapore Payment Services Act (PSA), is seeking an experienced Senior Regulatory Compliance Officer to lead and strengthen our compliance framework. The role is critical to ensuring that the company fully meets its obligations under the PSA and related MAS Notices, while supporting our fast-growing FinTech business across cross-border payments, merchant acquiring, and e-wallet services.

Regulatory Compliance & MAS Engagement

• Liaison with MAS: Serve as the key contact for MAS on all regulatory matters, inspections, and correspondence.
• PSA Compliance Management: Oversee compliance with the Payment Services Act, including safeguarding obligations, capital requirements, and reporting standards.
• Monitor and interpret changes in MAS Notices (e.g., PSN01, PSN04, AML/CFT guidelines, outsourcing notices) and translate them into actionable policies.

Policy Development & Implementation

• Working closely with Senior AML/CFT Compliance Officer to design, review, and update internal compliance policies, manuals, and procedures to align with PSA and other applicable regulations.
• Ensure effective AML/CFT frameworks and controls, including customer due diligence (CDD), ongoing monitoring, sanctions screening, and reporting of suspicious transactions.

Risk Assessment & Internal Controls

• Conduct regular enterprise-wide risk assessments, lead independent testing of controls to ensure operational compliance and detect gaps promptly.

Reporting & Training

• Prepare and submit regulatory filings, including safeguarding and periodic returns.
• Deliver compliance training to management and staff, promoting a strong culture of compliance and ethical conduct across the organization.

Internal Audit & Advisory

• Coordinate with external auditors for independent reviews of key compliance areas.
• Advise senior management and the Board on emerging regulatory risks and recommend risk-mitigating measures.

• Education: Bachelor's degree in Law, Finance, Accounting, or related field; CAMS or ICA certification preferred.
• Experience: Minimum 7–10 years of compliance experience in financial services, with at least 3 years in a senior role focusing on Payment Services Act or equivalent regulatory regimes.
• In-depth knowledge of MAS Notices, AML/CFT requirements, technology risk management, and cross-border payment services.
• Proven track record of dealing with MAS inspections and regulatory audits.

• Strong analytical, problem-solving, and risk assessment skills.
• Excellent written and verbal communication; able to engage confidently with regulators and senior stakeholders.
• Proactive, detail-oriented, and able to operate in a fast-paced, high-growth environment.
• Strong leadership to guide and mentor junior compliance staff.

Job Description

As part of the Regulatory Compliance Team, the hired candidate is expected to perform the following duties, and not limited to:

1. Regulatory Liaison and Stakeholder Management

2. Assist the Regulatory Compliance Manager in liaising with regulatory authorities and government agencies (eg. MAS/ABS/ACRA etc.)

3. Manage both internal and external stakeholders to ensure timely and effective communication

4. Handle inquiries, RFI (request for information) from Head Office and regulatory authorities on a timely basis by working with internal stakeholders

5. Compliance Monitoring and Advisory

6. Monitor, track and interpret changes in local and international regulations, including those from the Monetary Authority of Singapore (MAS), and assess their impact on the bank's operations.

7. Assist in evaluating new products and services to ensure regulatory compliance.
8. Serve as a point of contact for business units, providing regulatory advice and guidance on compliance matters.

9. Perform compliance monitoring and testing on bank's processes and operations against the bank's P&P and manuals

10. Management of Compliance Programs and Documentations

11. Update and manage the branch's Obligation Register, Policies and Procedures, Compliance Monitoring Program

12. Assist in the development, implementation, and review of internal policies and procedures to ensure compliance with applicable laws and regulations.
13. Assist in the preparation of regular and ad-hoc compliance related reports for reporting to Head Office and/or regulatory authorities

14. Assist in the preparation of monthly Compliance/Risk Committee agenda

15. Management of Audits (Internal/External)

16. Assist the Regulatory Compliance Manager in the management of external and internal audits

17. Manage external and internal audit findings and recommendation by ensuring proper and timely remediation of issues

18. Support and Training

19. Support the Risk Management, Regulatory Reporting and Financial Crime Compliance teams in identifying, assessing, and mitigating compliance-related risks to the business.

20. Support and conduct trainings for bank employees on compliance-related topics

Job Requirements

• 1 year of relevant experience in compliance/audit/regulatory reporting/supervision, preferably in the banking or financial services industry or regulatory authority (Fresh graduates are welcome to apply and will be considered for the role)
• Team player with a positive attitude, good communication and interpersonal skills
• Self-motivated and able to work independently
• Strong analytical thinking with attention to details
• Keen interest to develop skillsets in regulatory compliance for the banking and finance sector
• Bachelors' Degree (preferably in Banking and Finance/Business/Accounting/Law)
• Any other relevant certifications or achievements (eg. ICA/ACAMS) are not necessary but will be an advantage

Job Summary:

We are seeking a highly skilled Regulatory Compliance Specialist with a strong background in maritime and industrial regulatory frameworks.

The ideal candidate will have hands-on experience with DNV class rules , Safety Case regimes , and Independent Verification Body (IVB) schemes , as well as a solid understanding of European regulatory directives such as PED, MED, ATEX, and Machinery Directives .

Key Responsibilities:

• Ensure compliance with DNV class rules and other relevant classification society standards.
• Develop, implement, and maintain Safety Case documentation in accordance with regulatory requirements.
• Lead and manage Independent Verification Body (IVB) processes, including planning, execution, and reporting.
• Interpret and apply European regulations including:
• Pressure Equipment Directive (PED)
• Marine Equipment Directive (MED)
• ATEX Directive (explosive atmospheres)
• Machinery Directive
• Liaise with internal engineering, HSE, and project teams to ensure regulatory compliance is embedded in design and operational phases.
• Coordinate with external regulatory bodies and certification agencies.
• Conduct audits, inspections, and gap analyses to identify and mitigate compliance risks.
• Provide training and guidance to internal stakeholders on regulatory requirements and best practices.

Requirements:

Education & Experience:

• Bachelor's degree in Engineering, Safety, or a related technical field.
• Minimum 10 years of experience in regulatory compliance within the maritime, offshore, or industrial sectors.
• Proven experience with DNV class rules and Safety Case regimes .
• Demonstrated success in managing IVB schemes .
• Strong knowledge of European directives (PED, MED, ATEX, Machinery).

Skills:

• Excellent understanding of regulatory frameworks and risk management principles.
• Strong analytical and problem-solving skills.
• Effective communication and stakeholder management abilities.
• Detail-oriented with a proactive approach to compliance.

Preferred Qualifications:

• Certification in regulatory compliance, risk management, or safety engineering.
• Experience working in offshore oil & gas, marine, or heavy industrial environments.
  Familiarity with other international standards (e.g., ISO, IEC).

Brunel International S.E.A Pte. Ltd

UEN No: R

EA License No: 16S8067

Shinu Alexander: R

Company Description

foodpanda is part of the Delivery Hero Group, the world's pioneering local delivery platform, our mission is to deliver an amazing experience—fast, easy, and to your door. We operate in over 70+ countries worldwide. Headquartered in Berlin, Germany. Delivery Hero has been listed on the Frankfurt Stock Exchange since 2017 and is part of the MDAX stock market index.

Job Description

Responsibilities

• Maintain a comprehensive compliance program and governance structure, including but not limited to reviewing the adequacy of regulatory compliance strategies, policies and frameworks
• Maintain foodpanda's Major Payments Licence with the MAS
• Act as the primary contact with MAS, managing inquiries, reviews and regulatory submissions to MAS
• Serve as a business adviser and subject matter expert on regulatory compliance for existing and new products/features, including but not limited to identifying and assessing Money Laundering ("ML") / Terrorism Financing ("TF") risks and developing mitigating controls
• Drive the implementation, execution and monitoring of compliance programmes, including but not limited to Anti-Money Laundering/Countering the Financing of Terrorism ("AML/CFT") / Know Your Customer ("KYC") / Transaction Monitoring ("TM)") / Sanctions Monitoring topics
• Implement and conduct regulatory compliance training programs on an ongoing basis
• Collaborating with technology and product teams in assessing and mitigating technology risk and regulatory risks
• Monitor AML/CFT industry developments and keep updated of new regulations in Singapore, and ensure processes are in place to keep the business updated on such developments. Analyse information on legal and regulatory trends and the impact these have on the company's AML/CFT framework
• Initiating, and promptly replying to ad-hoc compliance issues, and supporting business stakeholders and management in understanding compliance-related risks and management of such risks
• Providing reports to management on a periodic basis on levels of compliance and/or any issues arising from specific monitoring activities
• Preparing and submitting regulatory returns and STR filings
• Supporting the coordination of audits (internal/external) on regulatory compliance
• Partnering closely with cross-functional stakeholders and liaising with our APAC and Berlin HQ compliance teams to ensure common standards and practices
• Mentor and develop the regulatory compliance team, providing guidance, training, and oversight to build subject matter expertise

Qualifications

What you need to be successful:

• Minimum 5 years of relevant experience in compliance roles (relating to AML) in financial services/financial technology/financial consulting firms, of which 2 years should be in a commercial/corporate setting
• Direct experience in compliance in the Payments, Fintech or Financial Services industry would be advantageous, previous experience in working with the MAS/facilitating or maintaining a license application is a plus
• Possess expert knowledge of MAS regulatory obligations in Singapore, including but not limited to the Payment Services Act 2019, and its relevant notices and forms.
• Accreditation in CAMS (Certified Anti-Money Laundering Specialist) is a plus
• Ability to work with global teams on compliance procedures or best practices
• Commercially astute, highly-drive and pragmatic, with strong influence and interpersonal skills
• Excellent communication skills, with the ability to effectively, and efficiently communicate compliance concepts including interpreting regulatory regulations to internal stakeholders.
• Good interpersonal skills; organised and meticulous. Self-motivated, able to work with minimal supervision and under pressure

Company

Lion Global Investors Limited

Designation

Intern, Regulatory Compliance

Date Listed

10 Oct 2025

Job Type

Entry Level / Junior Executive

Intern/TS

Job Period

From Dec 2025, For At Least 6 Months

Profession

Risk / Product / Project Management

Industry

Finance

Location Name

65 Chulia Street, OCBC Centre, Singapore

Address

65 Chulia St, Singapore

Map

Allowance / Remuneration

$1,500 monthly

Company Profile

As the dedicated asset management arm of Oversea-Chinese Banking Corporation (OCBC) Group which includes OCBC Bank and Great Eastern Assurance, LGI is one of the leading asset managers in Southeast Asia with S$4.7 billion (US 58.6 billion) in Assets Under Management as of 30 June 2025.

Job Description

• Assist and carry out compliance reviews and monitoring to assess the effectiveness and efficiency of the controls and processes to comply with relevant regulations and internal Group and local framework and policies
• Assist in the review and monitoring of the compliance programme for Anti-Money Laundering and Countering Terrorist Financing legislations and procedures
• Assist in the review and monitoring of compliance with substantial shareholding reporting requirements
• Assist in the ESG corporate reporting
• Handle other compliance duties and ad-hoc projects as assigned

Job Requirements:

• Undergraduate pursuing a degree in Business / Finance / Accountancy / Law or related fields
• Proficient in Microsoft Office Applications
• Independently motivated to deliver high quality work.
• Attention to detail, careful and able to responsibly discharge duties assigned
• Good team player
• Good writing skills and attention to details
• Good organization skills with ability to manage multiple tasks and work independently within short deadlines
• Good communication and interpersonal skills
• Fast learner who is self-motivated and an excellent team player with a "can do" attitude
• Good IT and project management skills with knowledge in programming and coding would be an added advantage
• Able to commit 6 months (full time)

Application Instructions

Please apply for this position by submitting your text CV using InternSG.

Please state your availability when applying.

Kindly note that only shortlisted candidates will be notified.

About the Role

We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing regulatory compliance and reputational risks, advising stakeholders, updating policies, and handling regulatory interactions.

Key Responsibilities

• Provide compliance advice to business units including Derivatives, Securities, and Retail CFDs.
• Conduct compliance reviews, compliance testing, and trade surveillance.
• Prepare licensing applications, regulatory submissions, research, management information, and compliance reports.
• Review marketing materials, regulatory changes, and policies and procedures to ensure compliance with requirements.
• Advise front, middle, and back-office functions (Business, Finance, HR, Operations, Risk) on regulatory topics.
• Support audits, investigations, and queries from regulators and exchanges.
• Manage compliance and reputational risks by ensuring alignment with laws and regulations.

What We're Looking For

• 1 to 5 years of experience in regulatory compliance within financial services or a regulatory environment.
• Strong working knowledge of Singapore financial regulations.
• Willingness to collaborate with a diverse team, including professionals from regulators, banks, and law firms.

What Will Make You Stand Out

• Product knowledge in derivatives (OTC and ETD), leveraged FX, and CFDs, including compliance testing and trade surveillance.
• Previous experience in brokerage arms of banks or financial services firms.
• Attention to detail with a proactive, hands-on approach to problem solving.
• Agile mindset, collaborative spirit, and trustworthy team player.

Qualifications

• University degree in accounting, business, finance, law, or related fields.
  Professional compliance certification is an advantage.

If you are passionate about compliance, thrive in a dynamic environment, and are eager to contribute to a collaborative and high-performing team, we'd love to hear from you. Please share your CV with