419 Compliance Standards jobs in Singapore
Regulatory Compliance Officer
Posted today
Job Viewed
Job Description
- Join a global investment firm with a strong compliance culture.
- Gain regional experience in legal & compliance.
A leading global investment firm with a strong footprint across Asia-Pacific, known for its rigorous governance standards and collaborative culture.
Job Description- Monitor and review internal compliance policies to ensure alignment with regulatory requirements.
- Assist in conducting risk assessments and implementing mitigation strategies.
- Conduct regular audits and reviews to identify potential compliance risks.
- Liaise with external regulators and respond to queries as required.
- Support the development and delivery of compliance training programmes.
- Maintain up-to-date knowledge of regulatory changes impacting the financial services industry.
A successful Regulatory Compliance Officer should have:
- A strong understanding of risk and compliance frameworks within financial services.
- Relevant regulatory compliance experience in asset management, investment banking, or financial services
- Effective communicator and team player with strong collaboration skills
- Highly organized and detail-oriented, with the ability to manage multiple priorities
- Opportunity to work with a leading organisation in the financial services industry.
- Exposure to a fast-paced and globally connected work environment.
- Competitive compensation and career development opportunities
If you are a dedicated professional looking for a rewarding challenge in the space of compliance, we encourage you to apply for the position today
Michael Page International Pte Ltd | Registration No. N
Tell employers what skills you haveLicensing
Asset Management
Microsoft Office
Due Diligence
Regulatory Compliance
Career Development
Investment Banking
Surveillance
Compliance
Audits
Banking
AML
Team Player
Regulatory Requirements
Audit
Financial Services
Regulatory Compliance Officer
Posted today
Job Viewed
Job Description
Key Responsibilities and Functions:
Compliance Policy Implementation and Regulatory Adherence
- Ensure the bank adheres to all relevant regulatory requirements, including Corporate Banking, Financial Institutions, Trade Finance, and Private Banking.
- Implement and update compliance policies and procedures to align with both Head Office and local regulatory requirements.
Compliance Culture and Risk Awareness
- Foster a strong compliance culture within the bank by promoting awareness of regulatory risks.
- Maintain effective relationships with regulatory authorities, ensuring smooth communication and compliance with regulatory expectations.
Compliance Training and Advisory
- Assist the Head of Legal & Compliance in providing training to management, business units, and support functions.
- Advise on regulatory compliance requirements for:
- New regulations
- New business developments
- New product approvals
- Licensing requirements
- Current business dealings
Regulatory Monitoring & Reporting
- Monitor regulatory changes and update management and relevant departments accordingly.
- Ensure timely reporting of compliance-related matters to local regulatory bodies and the bank's Head Office.
- Investigate customer complaints and conduct ad hoc compliance investigations.
Compliance Audits & Reviews
- Conduct compliance quality assurance, suitability assessments, and surveillance reviews covering:
- Anti-Money Laundering (AML) Compliance
- Regulatory Compliance Standards
General Compliance Support
- Assist other compliance officers within the Legal and Compliance Department as needed.
Required Qualifications & Skills
Education & Experience
- Bachelor's degree (in Finance, Law, Business, or a related field).
- 2–4 years of experience in regulatory compliance within banking or CPA firms (Big 4 preferred).
- Prior experience in private or corporate banking is advantageous.
Key Skills & Competencies
- Self-motivated, with the ability to work both independently and in a team.
- Strong interpersonal and communication skills for effective collaboration with regulators and internal teams.
- Analytical & problem-solving abilities to assess compliance risks and provide regulatory solutions.
- Fluency in English and Mandarin (for regulatory communication and internal coordination).
Interested candidates are encouraged to submit their resumes along with a cover letter outlining their relevant experience and achievements to or click apply now
**We regret to inform that only shortlisted candidates would be notified**
Talentvis Singapore Pte Ltd | EA License No: 04C3537
EA Personnel Name: Reggie Tiongson | EA Personnel No: R
Tell employers what skills you haveLicensing
Microsoft Office
Due Diligence
Risk Assessment
Regulatory Compliance
Quality Assurance
Corporate Banking
Private Banking
Trade Finance
Surveillance
Compliance
Audits
Communication Skills
Banking
AML
Big 4
Regulatory Requirements
Regulatory Reporting
Audit
Financial Services
Regulatory Compliance Officer
Posted today
Job Viewed
Job Description
Regulatory Compliance Officer
Job Description
- In charge of all regulatory developments and advisory matters (Banking Act, SFA, FAA)
- Business control line for the Branch's MAS-regulated activities (Capital Market Products)
- Second line testing of key compliance risk areas, internal controls, and transaction monitoring
- Oversees the third-party risk management control function
- Responsible for all MAS SFA/FAA submissions and notifications
Requirement
- Minimum 2 years of relevant regulatory compliance experience within a Banking environment
- Comprehensive knowledge of business standards, policies and procedures in a Banking environment (Private Banking is a plus).
- Well versed in Banking Act, Securities and Futures Act (SFA) and Financial Advisers Act (FAA) advisory
- Excellent communication and presentation skills
Ready to make an impact? We'd love to hear from you Apply today by sending your resume to or click apply now
**We regret to inform that only shortlisted candidates would be notified
Talentvis Singapore Pte Ltd | EA License No: 04C3537
EA Personnel Name: Sherwin Wong | EA Personnel No: R
Licensing
Microsoft Office
Regulatory Compliance
Private Banking
Risk Management
Securities
Internal Controls
Surveillance
Compliance
Audits
Banking
AML
Presentation Skills
Capital
Regulatory Requirements
Audit
Regulatory Compliance Officer
Posted 5 days ago
Job Viewed
Job Description
- Join a global investment firm with a strong compliance culture.
- Gain regional experience in legal & compliance.
A leading global investment firm with a strong footprint across Asia-Pacific, known for its rigorous governance standards and collaborative culture.
Job Description- Monitor and review internal compliance policies to ensure alignment with regulatory requirements.
- Assist in conducting risk assessments and implementing mitigation strategies.
- Conduct regular audits and reviews to identify potential compliance risks.
- Liaise with external regulators and respond to queries as required.
- Support the development and delivery of compliance training programmes.
- Maintain up-to-date knowledge of regulatory changes impacting the financial services industry.
A successful Regulatory Compliance Officer should have:
- A strong understanding of risk and compliance frameworks within financial services.
- Relevant regulatory compliance experience in asset management, investment banking, or financial services
- Effective communicator and team player with strong collaboration skills
- Highly organized and detail-oriented, with the ability to manage multiple priorities
- Opportunity to work with a leading organisation in the financial services industry.
- Exposure to a fast-paced and globally connected work environment.
- Competitive compensation and career development opportunities
If you are a dedicated professional looking for a rewarding challenge in the space of compliance, we encourage you to apply for the position today!
Michael Page International Pte Ltd | Registration No. N
Regulatory Compliance Officer
Posted 9 days ago
Job Viewed
Job Description
Regulatory Compliance Officer
Job Description
- In charge of all regulatory developments and advisory matters (Banking Act, SFA, FAA)
- Business control line for the Branch's MAS-regulated activities (Capital Market Products)
- Second line testing of key compliance risk areas, internal controls, and transaction monitoring
- Oversees the third-party risk management control function
- Responsible for all MAS SFA/FAA submissions and notifications
Requirement
- Minimum 2 years of relevant regulatory compliance experience within a Banking environment
- Comprehensive knowledge of business standards, policies and procedures in a Banking environment (Private Banking is a plus).
- Well versed in Banking Act, Securities and Futures Act (SFA) and Financial Advisers Act (FAA) advisory
- Excellent communication and presentation skills
Ready to make an impact? We’d love to hear from you! Apply today by sending your resume to or click apply now!
**We regret to inform that only shortlisted candidates would be notified
Talentvis Singapore Pte Ltd | EA License No: 04C3537
EA Personnel Name: Sherwin Wong | EA Personnel No: R
Compliance Officer/ Regulatory Compliance
Posted today
Job Viewed
Job Description
We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing regulatory compliance and reputational risks, advising stakeholders, updating policies, and handling regulatory interactions.
Key Responsibilities
- Provide compliance advice to business units including Derivatives, Securities, and Retail CFDs.
- Conduct compliance reviews, compliance testing, and trade surveillance.
- Prepare licensing applications, regulatory submissions, research, management information, and compliance
reports.
- Review marketing materials, regulatory changes, and policies and procedures to ensure compliance with
requirements.
- Advise front, middle, and back-office functions (Business, Finance, HR, Operations, Risk) on regulatory topics.
- Support audits, investigations, and queries from regulators and exchanges.
- Manage compliance and reputational risks by ensuring alignment with laws and regulations.
What We're Looking For
- 1 to 5 years of experience in regulatory compliance within financial services or a regulatory environment.
- Strong working knowledge of Singapore financial regulations.
- Willingness to collaborate with a diverse team, including professionals from regulators, banks, and law firms.
- What Will Make You Stand Out
- Product knowledge in derivatives (OTC and ETD), leveraged FX, and CFDs, including compliance testing and trade
surveillance.
- Previous experience in brokerage arms of banks or financial services firms.
University degree in accounting, business, finance, law, or related fields.
Professional compliance certification is an advantage.
If you are passionate about compliance, thrive in a dynamic environment, and are eager to contribute to a collaborative and high-performing team, we'd love to hear from you. Please share your CV with
Regulatory Compliance Engineer – Codes, Standards and Regulatory Development – APAC region
Posted today
Job Viewed
Job Description
The Role
Tesla, Inc. produces leading-edge technology, world-class designs, and state-of-the-art manufacturing processes to create a new generation of electric vehicle charging products. We are building a technically strong, fast-moving team that prides itself on superior execution. Tesla's Compliance organization is looking for a skilled and motivated engineer to:
- Lead the development and implementation of the regulatory and standards strategy for our EV Charging products across the APAC region.
- Provide regulatory compliance support in the areas of Safety, EMC/Wireless, Metrology, and Communications/Controls Protocol for the development and maintenance of Charging products.
Responsibilities- Shape present and future technical regulations/standards by representing Tesla in key standards development organizations (e.g., IEC, BSMI, KATS) and industry associations: - Define and oversee the high-level compliance roadmap for the product portfolio to ensure alignment with long-term business objectives.
- Influence the creation, development, and maintenance of charging/energy product standards by providing input such as authoring and publishing technical white papers and position statements for committees, industry associations and working groups.
- Monitor relevant emerging regulations, standards, and technology trends in the APAC region and provide strategic advice to Product, Engineering, and Policy leadership teams.
- Product compliance & performance validation from concept to production:
- Lead regulatory analysis and strategy for new market entry, identifying technical requirements, risks, and pathways for product approval.
- Review product design concepts to prevent and resolve non-compliances and incompatibilities early in the product development cycle.
- Plan, coordinate, execute and/or support both internal and external Test Lab compliance testing.
Required Training/Skills- B.S. degree or higher in Electrical Engineering or other related technical area, or a minimum of 5 years of direct experience in a product compliance or regulatory engineering role. - Expert-level knowledge of product safety standards applicable to charging (EVSE) products, including the IEC/EN 61851 series, IEC/EN , and ideally standards for energy storage or power conversion, bi-directional power transfer, and electricity energy metering standards.
- Knowledge of EMC/Wireless standards and practices (IEC 61000 series, FCC, etc.)
- Knowledge of charging protocol standards (SAE, CCS, CHAdeMO, GB, etc.)
- Knowledge of energy/electricity metering standards (MID, IEC 62052/62053, ANSI C12.1, etc.)
- Previous experience working, negotiating and interfacing with certification bodies (UL, TUV, DEKRA, Intertek, SEARI, KTL, KTC, JET, etc.)
- Excellent verbal and written communication skills, with the ability to translate complex regulatory requirements into actionable tasks. Ability to communicate in English, and at least one other local language.
- Ability and willingness to travel to test labs, committee meetings, and industry events within the APAC region.
- Previous hands-on hardware/software design experience (analog and digital design, digital communications, EV charging systems, EV connectors and cables, HV systems, power conversion)
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Regulatory Compliance Engineer - Codes, Standards and Regulatory Development - APAC region
Posted today
Job Viewed
Job Description
Regulatory Compliance Engineer – Codes, Standards and Regulatory Development – APAC region
The Role: Tesla, Inc. produces leading-edge technology, world-class designs, and state-of-the-art manufacturing processes to create a new generation of electric vehicle charging products. We are building a technically strong, fast-moving team that prides itself on superior execution. Tesla’s Compliance organization is looking for a skilled and motivated engineer to:
Responsibilities
Lead the development and implementation of the regulatory and standards strategy for our EV Charging products across the APAC region.
Provide regulatory compliance support in the areas of Safety, EMC/Wireless, Metrology, and Communications/Controls Protocol for the development and maintenance of Charging products.
Shape present and future technical regulations/standards by representing Tesla in key standards development organizations (e.g., IEC, BSMI, KATS) and industry associations.
Define and oversee the high-level compliance roadmap for the product portfolio to ensure alignment with long-term business objectives.
Influence the creation, development, and maintenance of charging/energy product standards by providing input such as authoring and publishing technical white papers and position statements for committees, industry associations and working groups.
Monitor relevant emerging regulations, standards, and technology trends in the APAC region and provide strategic advice to Product, Engineering, and Policy leadership teams.
Product compliance and performance validation from concept to production: Lead regulatory analysis and strategy for new market entry, identifying technical requirements, risks, and pathways for product approval.
Review product design concepts to prevent and resolve non-compliances and incompatibilities early in the product development cycle.
Plan, coordinate, execute and/or support both internal and external Test Lab compliance testing.
Required Training/Skills
B.S. degree or higher in Electrical Engineering or other related technical area, or a minimum of 5 years of direct experience in a product compliance or regulatory engineering role.
Expert-level knowledge of product safety standards applicable to charging (EVSE) products, including the IEC/EN 61851 series, IEC/EN 62368-1, and ideally standards for energy storage or power conversion, bi-directional power transfer, and electricity energy metering standards.
Knowledge of EMC/Wireless standards and practices (IEC 61000 series, FCC, etc.).
Knowledge of charging protocol standards (SAE, CCS, CHAdeMO, GB, etc.).
Knowledge of energy/electricity metering standards (MID, IEC 62052/62053, ANSI C12.1, etc.).
Previous experience working, negotiating and interfacing with certification bodies (UL, TUV, DEKRA, Intertek, SEARI, KTL, KTC, JET, etc.).
Excellent verbal and written communication skills, with the ability to translate complex regulatory requirements into actionable tasks. Ability to communicate in English, and at least one other local language.
Ability and willingness to travel to test labs, committee meetings, and industry events within the APAC region.
Previous hands-on hardware/software design experience (analog and digital design, digital communications, EV charging systems, EV connectors and cables, HV systems, power conversion).
Note: This description retains the original job information and focuses on responsibilities and qualifications relevant to the role.
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Chief Regulatory Compliance Officer
Posted today
Job Viewed
Job Description
We are seeking for a highly skilled and professional Chief Regulatory Compliance Officer /SVP & Head of Regulatory Compliance , as part of our strong and compliant talent core in Singapore within our Digital Green Group in shaping the future of financial innovation, financial technology, and sustainable technology in alignment to our business growth in APAC & other regions.
The role is responsible for leading and managing over-all Singapore regulatory compliance function and improvements covering Capital Market Service Licenses (with activities including Securities, CIS, Derivatives and Custodial Services), Recognized Market Operator License and Major Payment Institution (with activities including Digital Payment Token and Cross Border payments) , ensuring the company adheres to applicable laws, regulations, and internal policies while enabling business agility and innovation.
You will act as a trusted advisor to the Group CEO and senior management while shaping the compliance landscape in a fast-evolving and highly regulated industry and work closely with senior leadership and external regulators to uphold strong governance, regulatory compliance controls.
Responsibilities:
- Lead the overall compliance function and manage relationships with Monetary Authority of Singapore (MAS), other regulatory bodies, auditors, and market experts to ensure effective communication and compliance adherence.
- Design, develop, implement and maintain a robust compliance program tailored to the fintech industry while delivery and execution best-in-class compliance framework and programme.
- Monitor regulatory changes and assess their impact on Singapore's operations, proactively advising senior management.
- Lead compliance risk assessments and establish controls to mitigate compliance risks across products and services.
- Evaluate issues of strategic, legal or reputational importance; provide direction on how these should be addressed or resolved effectively.
- Support senior management team and the group functions, in driving new business initiatives by providing expertise in the MAS regulatory framework.
- Drive continuous improvement initiatives by identifying efficiencies in operating practices and processes while upholding a robust control environment.
- Ensuring Platform's products and services meet regulatory standards and supporting the growth and development of new products and services.
- Design and deliver compliance training programs to educate employees on regulatory requirements and company policies
- Represent the firm in external audits, inspections, and industry forums as required.
Requirements:
- Bachelor's degree in Law, Finance, Business Administration, or related field; advanced degree or relevant certification (e.g., CAMS, CRCM, CCEP) prefered.
- Minimum of 15 years of compliance experience, with at least 8 years in a leadership role within fintech or financial services covering either CMSL or Major Payment Institutions.
- Deep knowledge of financial regulations in Singapore frameworks including the PSA and the Securities and Futures Act (SFA), MAS Notices, and Guidelines; Experience in other markets and jurisdiction is a plus,
- Deep understanding of capital markets and hands-on experience across a broad range of asset classes
- Strong understanding of fintech environment and able to adapt in fast moving atmosphere.
- Excellent leadership skills, and the ability to influence cross-functional teams.
- Subject matter expert, experience dealing with complex issues, forward-looking, solutions-oriented, ability to be hands-on
- Proven track record managing regulator relationships and overseeing enterprise-level compliance programs.
Chief Regulatory Compliance Officer
Posted today
Job Viewed
Job Description
We are seeking an experienced professional to lead our compliance program in Singapore, ensuring adherence to local regulations and internal policies. This is a key role that involves strategic thinking, risk assessment, and stakeholder management.
The Job Summary:
This position requires a seasoned executive with expertise in managing and enhancing the compliance framework, policies, and procedures. You will be responsible for:
- Liaising with Regulatory Authorities: Managing inquiries, reporting, and examinations to ensure effective communication and resolution.
- Compliance Framework Development: Enhancing the compliance program to align with regulatory requirements, leveraging industry best practices, and implementing process improvements.
- Risk Assessment and Monitoring: Conducting regular risk assessments, developing systems to track and monitor regulatory risks, and providing recommendations for mitigation strategies.
- Employee Education and Empowerment: Educating internal teams on regulatory requirements, empowering them to build risk-based processes, and fostering a culture of compliance.
- Program Testing and Feedback: Scrutinizing and testing compliance programs, providing constructive feedback, and driving resolutions.
- Global Collaboration: Working with global product and operational teams to ensure consistent compliance practices and sharing knowledge to drive business growth.
Qualifications and Skills:
To succeed in this role, you should have:
- A Bachelor's degree in a related field (e.g., Law, Finance, Business)
- At least 5 years of experience in a compliance role
- Capability to engage with senior stakeholders and communicate effectively
- Ability to work independently and collaboratively in a fast-paced environment
- Experience in risk assessment, compliance monitoring, and regulatory reporting