regulatory affairs manager

Singapore, Singapore $72000 - $144000 Y ICM PHARMA PTE. LTD.

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Job Description

  • Formulate or implement regulatory affairs policies and procedures to ensure that regulatory compliance is maintained or enhanced
  • Oversee documentation efforts to ensure compliance with local and international regulations and standards. Develop and maintain standard operating procedures.
  • Develop regulatory strategies and implementation plans for the preparation and submission of new products.
  • Provide regulatory guidance to departments or development project teams regarding design, development, evaluation, or marketing of products.
  • Review materials such as marketing literature or user manuals to ensure that regulatory requirements are met.
  • Implement or monitor complaint processing systems to ensure effective and timely resolution of all complaint investigations.
  • Participate in the development or implementation of clinical trial products.
  • Investigate product complaints and prepare documentation and submissions to appropriate regulatory authorities.
  • Provide responses to regulatory authority regarding product information or issues.
  • Review all regulatory authorities' submission materials to ensure timeliness and accuracy.
  • Communicate regulatory information to relevant departments and ensure that information is interpreted correctly.
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regulatory affairs manager

Singapore, Singapore ICM PHARMA PTE. LTD.

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Job Description

Roles & Responsibilities
  • Formulate or implement regulatory affairs policies and procedures to ensure that regulatory compliance is maintained or enhanced
  • Oversee documentation efforts to ensure compliance with local and international regulations and standards. Develop and maintain standard operating procedures.
  • Develop regulatory strategies and implementation plans for the preparation and submission of new products.
  • Provide regulatory guidance to departments or development project teams regarding design, development, evaluation, or marketing of products.
  • Review materials such as marketing literature or user manuals to ensure that regulatory requirements are met.
  • Implement or monitor complaint processing systems to ensure effective and timely resolution of all complaint investigations.
  • Participate in the development or implementation of clinical trial products.
  • Investigate product complaints and prepare documentation and submissions to appropriate regulatory authorities.
  • Provide responses to regulatory authority regarding product information or issues.
  • Review all regulatory authorities' submission materials to ensure timeliness and accuracy.
  • Communicate regulatory information to relevant departments and ensure that information is interpreted correctly.
Tell employers what skills you have

FDA
Regulatory Compliance
Regulatory Affairs
Healthcare
ISO
Regulatory Strategy
Compliance
Medical Devices
Regulatory Requirements
Regulatory Submissions
Manufacturing
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Senior Regulatory Affairs Manager

Singapore, Singapore beBeeRegulatoryAffairs

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Job Description

Job Description

Coordinate product registration in designated countries by preparing dossiers and obtaining certificates within specified timeframes.

Act as a liaison between factories and regulatory teams of designated countries to ensure seamless collaboration.

Provide regulatory assessments for new products and change introductions to ensure compliance.

Offer expert advice on interpreting relevant guidance documents and standards to internal and external teams.

Support the preparation of tender submission documents to facilitate successful project implementations.

Perform other duties assigned by superiors to drive business growth and development.


Requirements
  • Bachelor's degree in a relevant field such as life sciences, chemistry, or engineering.
  • A minimum of three years' experience in a relevant field with a proven track record of success.

Key Benefits

This role offers opportunities for career advancement and professional growth in a dynamic industry.

Collaborate with experienced professionals to develop your skills and expertise.

Enjoy a comprehensive benefits package including health insurance, retirement plans, and paid time off.


About Us

We are a leading company in the industry, dedicated to delivering innovative solutions and exceptional customer service.

Our team is passionate about making a difference and strives to exceed expectations.

We value diversity, equity, and inclusion, and are committed to creating a workplace that reflects these principles.

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Manager, Regulatory Affairs, APAC

Singapore, Singapore $80000 - $120000 Y Johnson & Johnson

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Job Description

At Johnson & Johnson, we believe health is everything. Our strength in healthcare innovation empowers us to build a world where complex diseases are prevented, treated, and cured, where treatments are smarter and less invasive, and solutions are personal. Through our expertise in Innovative Medicine and MedTech, we are uniquely positioned to innovate across the full spectrum of healthcare solutions today to deliver the breakthroughs of tomorrow, and profoundly impact health for humanity. Learn more at

Job Function:

Regulatory Affairs Group

Job Sub Function:

Regulatory Affairs

Job Category:

Professional

All Job Posting Locations:

Mongkok, Kowloon, Hong Kong, North Ryde, New South Wales, Australia, Petaling Jaya, Selangor, Malaysia, Seoul, Korea, Republic of, Singapore, Singapore, Taipei City, Taiwan

Job Description:

Johnson & Johnson is seeking a Manager, Regulatory Affairs to join the Regulatory Affairs APAC team.

The Manager, Regulatory Affairs is a member of the Global Regulatory Affairs organization. The position resides in the AP Region and is responsible for working with local regulatory affairs departments, AP regional cross-functional teams, Global Regulatory Teams and other global functions to define and implement the regional strategy for assigned products.

The position, under minimal supervision, is accountable for leading and providing region or country strategic input into the global regulatory strategy and identifying regional requirements to optimize registration, and lifecycle management of marketed products, taking into consideration current and proposed changes in regulatory requirements and standards.

This position provides regional affiliates with timely responses to Health Authority enquiries and gives general regulatory support to all affiliates in the region for the pharmaceutical sector business.

RESPONSIBILITIES:

Regulatory Strategy and Expertise

  • Understands regional and local requirements and advises the Global Regulatory Team (GRT) and Compound Development Team (CDT) on applicable regulatory requirements, guidelines and processes, region-specific regulatory issues with impact on the product strategy or deliverables. Keeps up-to-date on understanding of regional/regulatory environment.
  • Participates as a standing member of the project related GRT if applicable; supports the GRT by providing strategic regional input into registration and life cycle management.
  • Expedites commercialization of new indications and line extension by providing regional regulatory inputs to identify barriers and needs.
  • Provides guidance to local affiliates on development of strategies to accelerate submissions/approvals
  • Provides input in post-registration activities, including labeling changes
  • Provide regional implementation and regulatory-based advice on new and updated Core Data Sheets.
  • Maintains expert knowledge in regional regulatory requirements and ensure that staff is expert in country and product-specific regulatory requirements
  • Provides AP evaluation in licensing activities

Health Authority, Operating Companies, and Business Partner Interactions

Manages regulatory interactions with local operating companies and regional functions

  • Serves as point of contact with local operating companies
  • Ensures excellent collaborative relationship with key stakeholders including staff in the region and global R&D partners.
  • Interacts with local operating companies on individual products/processes
  • Facilitates discussions with local operating companies on regional or global regulatory issues, as required
  • Provides guidance to local operating companies to determine timing and strategy for regional HA meetings. Participates in preparations for interactions with HAs and assist operating company with these interactions.

Regulatory Submissions

  • Provides input to submission tactical planning and timelines including lifecycle submissions (labeling changes, renewals and safety reports).
  • Ensures maintenance of generic content plans for submissions in the region, including clinical trials and registration submissions
  • Coordinates and follows-up on post-approval submissions to ensure that product remains in compliance
  • Reviews and provides input to critical submission documents
  • Delivers on business critical regulatory submissions in accordance with development and/or post marketing priorities and timelines
  • Participates in "Rapid Response Teams" to ensure appropriate and timely responses to HA questions. Provides clarification regarding HA questions and provides input to the strategy for responding to HA questions.
  • Ensures tracking of submission and approval milestones
  • Ensures tracking of regional post-approval commitments and ensures appropriate follow-up actions

ADDITIONAL RESPONSIBILITIES:

  • Participates in the development of department processes and procedures. Ensures that defined processes are developed and implemented within the regional regulatory office to track and communicate key regulatory product activities and milestones
  • Updates global regulatory staff regarding changes in regional regulatory requirements and provides support to VP, Regulatory Affairs AP as requested on initiatives.

REQUIRED TECHNICAL COMPETENCIES AND KNOWLEDGE:

Regulatory Strategy

  • Good understanding of the pharmaceutical industry
  • Detailed knowledge of local laws, regulations and guidance in the region related to full drug life cycle.
  • Understanding of how laws, regulations and guidance apply to specific projects. Ability to interpret them and understand them in the context of the scientific and commercial environment.
  • Good understanding of and experience in drug development and/or marketed products.
  • Ability to anticipate and influence regulatory developments in the region and assess business impact
  • Ability to communicate AP regulatory strategy to global teams and assess impact on global/regional drug development
  • Understanding of the scientific and medical principles applicable to the therapeutic area and specific products.
  • Awareness of pricing and reimbursement issues in AP
  • Understanding of how supply chain decisions impact registrations in AP

HA and Operating Company Interactions

  • Detailed knowledge of HA structures, how those agencies operate, and how and when to interact with them to generate a successful outcome.
  • Ability to work with and influence HA actions and outcomes.
  • Project-related knowledge of commercial/medical business needs.
  • Broad understanding of scientific data (CMC, clinical and non-clinical)
  • Regulatory Input into Other Functions
  • Comprehensive understanding of the needs of regional business partners.

Submissions

  • Detailed knowledge of laws, regulations, and guidance as they apply to submissions in the region.
  • Knowledge of what is needed for dossier components and submissions, how to obtain regional components and how long it will take to gather it. Understanding of documentation requirements.
  • Ability to analyze reports to determine whether they meet regulatory requirements, and are consistent with the regional regulatory strategy.

Labeling

  • Knowledge of local labeling requirements.
  • Under minimal supervision, and supported by a supervisor, critically review labeling development/labeling revisions and assess impact on relevant countries
  • Knowledge of competitive landscape and how other companies are dealing with similar issues in labeling.
  • Under minimal supervision, and supported by a supervisor, undertake labeling negotiations with health authorities

Decision Making and Problem–Solving

  • Operates in a competitive, complex, and rapidly changing environment.
  • Must make proposals and negotiate on prioritization and trade-offs on a project level.
  • Independence on decision-making regarding regional product strategies with supervisor approval.
  • Defines operational priorities and tactics in the region. Resolves conflicts in priorities in consultation with supervisor, regional business partners, and head office-based team members and other internal customers.
  • Determines risk-management strategies for projects.
  • Makes informed decisions by soliciting input from others where needed.
  • Makes complex decisions in situations with multiple, ambiguous objectives and constraints.

Decisions and problem-solving require interpretation of applicable country-specific and company procedures, policies, standards, and regulations in drug regulation and personnel practices, but will not be explicitly circumscribed by these.

Independence/Autonomy

  • Operates independently in a complex environment. Independent in daily activities, with /limited managerial oversight. Sets long-term work priorities for self in consultation with supervisor. Position makes determination of routine work issues.

KNOWLEDGE, EDUCATION, EXPERIENCE, COMMUNICATION SKILL REQUIREMENTS:

  • Minimum of bachelor's degree or equivalent in pharmacy or life-science or health-related discipline.
  • 6-10 years of overall experience in relevant pharmaceutical industry and preferably with regulatory experience
  • Hands on experience in pharmaceutical product registration in AP countries and familiarity with AP regulatory systems and product registration requirements preferred. Previous experience in preparing documents for health authority submissions (Chemistry & Manufacturing, and /or Registration dossiers) also preferred.
  • Demonstrated ability to handle multiple projects.
  • Demonstrated organizational skills
  • Ability to communicate to senior level management.
  • Working knowledge of regulations in the region
  • Experience in HAs interactions.
  • Excellent verbal and written communication skills – proficiency in written and oral English and (Mandarin/Asian (Asia) languages is preferred.)
  • Must be able to develop and maintain excellent working relationships, work successfully within a team environment and as an individual contributor.
  • Cultural sensitivity and ability to work and thrive in a multi-cultural environment, as well as an ability to work in a matrix environment are required
  • Proactive team player, able to take charge and follow-through. Achievement-oriented with a high degree of flexibility and ability to adapt to a changing regulatory environment.
  • Proficient use of technology including MS office programs and Internet resources.
  • Minimal regional business travel (1 or 2 times per year) may be required. Occasional international travel may be required.
  • Must be able to work flexible hours to accommodate early morning/evening meetings/ teleconferences with different time zones.
This advertiser has chosen not to accept applicants from your region.

Regulatory Compliance

Singapore, Singapore $60000 - $80000 Y WOORI BANK

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Job Description

Job Description

As part of the Regulatory Compliance Team, the hired candidate is expected to perform the following duties, and not limited to:

  1. Regulatory Liaison and Stakeholder Management

  2. Assist the Regulatory Compliance Manager in liaising with regulatory authorities and government agencies (eg. MAS/ABS/ACRA etc.)

  3. Manage both internal and external stakeholders to ensure timely and effective communication
  4. Handle inquiries, RFI (request for information) from Head Office and regulatory authorities on a timely basis by working with internal stakeholders

  5. Compliance Monitoring and Advisory

  6. Monitor, track and interpret changes in local and international regulations, including those from the Monetary Authority of Singapore (MAS), and assess their impact on the bank's operations.

  7. Assist in evaluating new products and services to ensure regulatory compliance.
  8. Serve as a point of contact for business units, providing regulatory advice and guidance on compliance matters.
  9. Perform compliance monitoring and testing on bank's processes and operations against the bank's P&P and manuals

  10. Management of Compliance Programs and Documentations

  11. Update and manage the branch's Obligation Register, Policies and Procedures, Compliance Monitoring Program

  12. Assist in the development, implementation, and review of internal policies and procedures to ensure compliance with applicable laws and regulations.
  13. Assist in the preparation of regular and ad-hoc compliance related reports for reporting to Head Office and/or regulatory authorities
  14. Assist in the preparation of monthly Compliance/Risk Committee agenda

  15. Management of Audits (Internal/External)

  16. Assist the Regulatory Compliance Manager in the management of external and internal audits

  17. Manage external and internal audit findings and recommendation by ensuring proper and timely remediation of issues

  18. Support and Training

  19. Support the Risk Management, Regulatory Reporting and Financial Crime Compliance teams in identifying, assessing, and mitigating compliance-related risks to the business.

  20. Support and conduct trainings for bank employees on compliance-related topics

Job Requirements

  • 1 year of relevant experience in compliance/audit/regulatory reporting/supervision, preferably in the banking or financial services industry or regulatory authority (Fresh graduates are welcome to apply and will be considered for the role)
  • Team player with a positive attitude, good communication and interpersonal skills
  • Self-motivated and able to work independently
  • Strong analytical thinking with attention to details
  • Keen interest to develop skillsets in regulatory compliance for the banking and finance sector
  • Bachelors' Degree (preferably in Banking and Finance/Business/Accounting/Law)
  • Any other relevant certifications or achievements (eg. ICA/ACAMS) are not necessary but will be an advantage
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Manager, Regulatory Compliance

Singapore, Singapore $90000 - $120000 Y Delivery Hero

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Job Description

Company Description

foodpanda is part of the Delivery Hero Group, the world's pioneering local delivery platform, our mission is to deliver an amazing experience—fast, easy, and to your door. We operate in over 70+ countries worldwide. Headquartered in Berlin, Germany. Delivery Hero has been listed on the Frankfurt Stock Exchange since 2017 and is part of the MDAX stock market index.

Job Description

Responsibilities

  • Maintain a comprehensive compliance program and governance structure, including but not limited to reviewing the adequacy of regulatory compliance strategies, policies and frameworks
  • Maintain foodpanda's Major Payments Licence with the MAS
  • Act as the primary contact with MAS, managing inquiries, reviews and regulatory submissions to MAS
  • Serve as a business adviser and subject matter expert on regulatory compliance for existing and new products/features, including but not limited to identifying and assessing Money Laundering ("ML") / Terrorism Financing ("TF") risks and developing mitigating controls
  • Drive the implementation, execution and monitoring of compliance programmes, including but not limited to Anti-Money Laundering/Countering the Financing of Terrorism ("AML/CFT") / Know Your Customer ("KYC") / Transaction Monitoring ("TM)") / Sanctions Monitoring topics
  • Implement and conduct regulatory compliance training programs on an ongoing basis
  • Collaborating with technology and product teams in assessing and mitigating technology risk and regulatory risks
  • Monitor AML/CFT industry developments and keep updated of new regulations in Singapore, and ensure processes are in place to keep the business updated on such developments. Analyse information on legal and regulatory trends and the impact these have on the company's AML/CFT framework
  • Initiating, and promptly replying to ad-hoc compliance issues, and supporting business stakeholders and management in understanding compliance-related risks and management of such risks
  • Providing reports to management on a periodic basis on levels of compliance and/or any issues arising from specific monitoring activities
  • Preparing and submitting regulatory returns and STR filings
  • Supporting the coordination of audits (internal/external) on regulatory compliance
  • Partnering closely with cross-functional stakeholders and liaising with our APAC and Berlin HQ compliance teams to ensure common standards and practices
  • Mentor and develop the regulatory compliance team, providing guidance, training, and oversight to build subject matter expertise

Qualifications

What you need to be successful:

  • Minimum 5 years of relevant experience in compliance roles (relating to AML) in financial services/financial technology/financial consulting firms, of which 2 years should be in a commercial/corporate setting
  • Direct experience in compliance in the Payments, Fintech or Financial Services industry would be advantageous, previous experience in working with the MAS/facilitating or maintaining a license application is a plus
  • Possess expert knowledge of MAS regulatory obligations in Singapore, including but not limited to the Payment Services Act 2019, and its relevant notices and forms.
  • Accreditation in CAMS (Certified Anti-Money Laundering Specialist) is a plus
  • Ability to work with global teams on compliance procedures or best practices
  • Commercially astute, highly-drive and pragmatic, with strong influence and interpersonal skills
  • Excellent communication skills, with the ability to effectively, and efficiently communicate compliance concepts including interpreting regulatory regulations to internal stakeholders.
  • Good interpersonal skills; organised and meticulous. Self-motivated, able to work with minimal supervision and under pressure
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Regulatory Compliance Specialist

Singapore, Singapore $120000 - $180000 Y BRUNEL INTERNATIONAL SOUTH EAST ASIA PTE. LTD.

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Job Description

Job Summary:

We are seeking a highly skilled Regulatory Compliance Specialist with a strong background in maritime and industrial regulatory frameworks.

The ideal candidate will have hands-on experience with DNV class rules , Safety Case regimes , and Independent Verification Body (IVB) schemes , as well as a solid understanding of European regulatory directives such as PED, MED, ATEX, and Machinery Directives .

Key Responsibilities:

  • Ensure compliance with DNV class rules and other relevant classification society standards.
  • Develop, implement, and maintain Safety Case documentation in accordance with regulatory requirements.
  • Lead and manage Independent Verification Body (IVB) processes, including planning, execution, and reporting.
  • Interpret and apply European regulations including:
  • Pressure Equipment Directive (PED)
  • Marine Equipment Directive (MED)
  • ATEX Directive (explosive atmospheres)
  • Machinery Directive
  • Liaise with internal engineering, HSE, and project teams to ensure regulatory compliance is embedded in design and operational phases.
  • Coordinate with external regulatory bodies and certification agencies.
  • Conduct audits, inspections, and gap analyses to identify and mitigate compliance risks.
  • Provide training and guidance to internal stakeholders on regulatory requirements and best practices.

Requirements:

Education & Experience:

  • Bachelor's degree in Engineering, Safety, or a related technical field.
  • Minimum 10 years of experience in regulatory compliance within the maritime, offshore, or industrial sectors.
  • Proven experience with DNV class rules and Safety Case regimes .
  • Demonstrated success in managing IVB schemes .
  • Strong knowledge of European directives (PED, MED, ATEX, Machinery).

Skills:

  • Excellent understanding of regulatory frameworks and risk management principles.
  • Strong analytical and problem-solving skills.
  • Effective communication and stakeholder management abilities.
  • Detail-oriented with a proactive approach to compliance.

Preferred Qualifications:

  • Certification in regulatory compliance, risk management, or safety engineering.
  • Experience working in offshore oil & gas, marine, or heavy industrial environments.
    Familiarity with other international standards (e.g., ISO, IEC).

Brunel International S.E.A Pte. Ltd

UEN No: R

EA License No: 16S8067

Shinu Alexander: R

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Regulatory Compliance Officer

Singapore, Singapore $90000 - $120000 Y KOOKMIN BANK CO., LTD. Singapore Branch

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Job Description

We are looking for a mature & experienced individual who is part of the Compliance Team to strengthen and maintain the Compliance framework of the Bank. The incumbent will work closely with the Head of Compliance and all lines of Business in Regulatory Compliance (Core Compliance) and AML/CFT & Financial Crime. This role provides an opportunity to be a key member in, while safeguarding the Bank, driving innovation in compliance risk management, and developing creative & practical solutions that support sustainable business growth.

Main role & responsibilities:

  • To focus on Singapore regulatory compliance including AML/CFT.

  • To handle regulatory compliance queries & matters, as assigned.

  • To review and maintain (annually and as needed) the Compliance Manual and associated P&Ps and ensure P&Ps are aligned with Head Office and Local Standards.

  • To perform compliance monitoring; To assist in reviewing the existing compliance monitoring program to design or institute new monitoring where relevant.

  • To liaise with Business Lines – Corporate Banking, Investment Banking and Capital Markets Departments and support compliance requirements/framework on new Business initiatives.

  • To act as person-in-charge of the following:

  • Registration of Authorized/RNF Representatives

  • Coordinate with HR on the required fit and proper checks for Authorized Representatives
  • Other regulatory submissions relating to regulated business and activities
  • Market conducts requirements e.g. Personal Account Dealing Policy, OTC Derivatives Trading Policy, Market Conduct Policy

  • To assist in 2ndline review of KYC (FI and/or Corporates).

  • To assist in or coordinate MAS survey, new or changed regulations or Industry papers mapping or gap analysis.

  • To provide and/or coordinate compliance training e.g. periodic/refresh, new staff induction.

  • Any other matters as and when assigned.

Requirements:

  • 5-7 years of experience in regulatory compliance in relation to MAS regulations i.e. Banking Act, SFA/FAA .

  • Preferably with exposure in corporate & investment banking and/or capital markets business

  • Bachelor's degree holder in the field of Banking/Finance, or other business-related fields

  • Analytical and detail-oriented

  • With strong compliance mindset and good interpersonal skills

  • Mature and a self-motivator

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Intern, Regulatory Compliance

Singapore, Singapore $24000 - $72000 Y Lion Global Investors Limited

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Job Description

Company

Lion Global Investors Limited

Designation

Intern, Regulatory Compliance

Date Listed

10 Oct 2025

Job Type

Entry Level / Junior Executive

Intern/TS

Job Period

From Dec 2025, For At Least 6 Months

Profession

Risk / Product / Project Management

Industry

Finance

Location Name

65 Chulia Street, OCBC Centre, Singapore

Address

65 Chulia St, Singapore

Map

Allowance / Remuneration

$1,500 monthly

Company Profile

As the dedicated asset management arm of Oversea-Chinese Banking Corporation (OCBC) Group which includes OCBC Bank and Great Eastern Assurance, LGI is one of the leading asset managers in Southeast Asia with S$4.7 billion (US 58.6 billion) in Assets Under Management as of 30 June 2025.

Job Description

  • Assist and carry out compliance reviews and monitoring to assess the effectiveness and efficiency of the controls and processes to comply with relevant regulations and internal Group and local framework and policies
  • Assist in the review and monitoring of the compliance programme for Anti-Money Laundering and Countering Terrorist Financing legislations and procedures
  • Assist in the review and monitoring of compliance with substantial shareholding reporting requirements
  • Assist in the ESG corporate reporting
  • Handle other compliance duties and ad-hoc projects as assigned

Job Requirements:

  • Undergraduate pursuing a degree in Business / Finance / Accountancy / Law or related fields
  • Proficient in Microsoft Office Applications
  • Independently motivated to deliver high quality work.
  • Attention to detail, careful and able to responsibly discharge duties assigned
  • Good team player
  • Good writing skills and attention to details
  • Good organization skills with ability to manage multiple tasks and work independently within short deadlines
  • Good communication and interpersonal skills
  • Fast learner who is self-motivated and an excellent team player with a "can do" attitude
  • Good IT and project management skills with knowledge in programming and coding would be an added advantage
  • Able to commit 6 months (full time)

Application Instructions

Please apply for this position by submitting your text CV using InternSG.

Please state your availability when applying.

Kindly note that only shortlisted candidates will be notified.

This advertiser has chosen not to accept applicants from your region.

Regulatory Compliance Officer

049315 Collyer Quay, Singapore $9000 Monthly KOOKMIN BANK CO., LTD. Singapore Branch

Posted 9 days ago

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Job Description

We are looking for a mature & experienced individual who is part of the Compliance Team to strengthen and maintain the Compliance framework of the Bank. The incumbent will work closely with the Head of Compliance and all lines of Business in Regulatory Compliance (Core Compliance) and AML/CFT & Financial Crime. This role provides an opportunity to be a key member in, while safeguarding the Bank, driving innovation in compliance risk management, and developing creative & practical solutions that support sustainable business growth.


Main role & responsibilities:

- To focus on Singapore regulatory compliance including AML/CFT.

- To handle regulatory compliance queries & matters, as assigned.

- To review and maintain (annually and as needed) the Compliance Manual and associated P&Ps and ensure P&Ps are aligned with Head Office and Local Standards.

- To perform compliance monitoring; To assist in reviewing the existing compliance monitoring program to design or institute new monitoring where relevant.

- To liaise with Business Lines – Corporate Banking, Investment Banking and Capital Markets Departments and support compliance requirements/framework on new Business initiatives.

- To act as person-in-charge of the following:

  • Registration of Authorized/RNF Representatives
  • Coordinate with HR on the required fit and proper checks for Authorized Representatives
  • Other regulatory submissions relating to regulated business and activities
  • Market conducts requirements e.g. Personal Account Dealing Policy, OTC Derivatives Trading Policy, Market Conduct Policy

- To assist in 2ndline review of KYC (FI and/or Corporates).

- To assist in or coordinate MAS survey, new or changed regulations or Industry papers mapping or gap analysis.

- To provide and/or coordinate compliance training e.g. periodic/refresh, new staff induction.

- Any other matters as and when assigned.


Requirements:

- 5-7 years of experience in regulatory compliance in relation to MAS regulations i.e. Banking Act, SFA/FAA .

- Preferably with exposure in corporate & investment banking and/or capital markets business

- Bachelor's degree holder in the field of Banking/Finance, or other business-related fields

- Analytical and detail-oriented

- With strong compliance mindset and good interpersonal skills

- Mature and a self-motivator

This advertiser has chosen not to accept applicants from your region.
 

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