712 Compliance Manager jobs in Singapore

About the Company Founded in 1973, DCS Card Centre (formerly Diners Club Singapore) is a financial institution licensed to issue credit and charge cards, governed by the Monetary Authority of Singapore (MAS) under the Banking Act. We deliver digital-first, customer-centric payment products and solutions for consumers, merchants, and corporates. Leveraging on our deep heritage, we aspire to be an innovative fintech leader driving integrated payment and financial services.

About the Role:

We are looking for an experienced Compliance Manager to join our team and strengthen our compliance framework. You will ensure the company’s operations fully comply with relevant local regulations, especially MAS requirements and AML/CFT obligations. Knowledge and experience in card scheme compliance is not a requirement but will be highly advantageous. You will also act as a key member of the team in managing DCS' relationships with regulators and support the business in maintaining a robust compliance culture.

Key Responsibilities:

• Oversee and implement the company’s overall compliance program in line with MAS regulatory requirements.
• Develop, review, and update compliance policies, procedures, and manuals.
• Perform regular compliance monitoring and internal audits.
• Handle regulatory filings, submissions, and correspondences with MAS and other relevant authorities.
• Provide guidance and training to internal teams on AML/CFT, regulatory updates, and compliance best practices.
• Manage compliance risk assessments and support internal/external audits.
• If applicable, manage Scheme Compliance for Visa/Mastercard (preferred).
• Keep abreast of regulatory developments and proactively advise the business on implications.

Requirements:

Must-have:

• 3–6 years of experience in general compliance.
• Prior working experience in a Singapore licensed financial institution (bank, payment company, EMI, or MAS-regulated entity).
• Strong knowledge of MAS regulatory framework, AML/CFT requirements, and experience dealing directly with regulators.
• Excellent communication and stakeholder management skills.

Preferred:

• Experience in Scheme Compliance (Visa/Mastercard) is highly desirable.
• Background in banking , payment , or fintech industries.

OKX will be prioritising applicants who have a current right to work in Singapore, and do not require OKX's sponsorship of a visa.
Who We Are
At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom.OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves.Across our multiple offices globally, we are united by our core principles: We Before Me, Do the Right Thing, and Get Things Done. These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er.OKX is part of OKG, a group that brings the value of Blockchain to users around the world, through our leading products OKX, OKX Wallet, OKLink and more.
About the Opportunity
The Compliance function at OKX is responsible for the overall compliance culture at the company.We are a team of risk-minded problem solvers who advise the business on the company’s regulatory obligations and enterprise risk.The position reports directly to the Head of Compliance, OKX International.
What You’ll Be Doing
Participate in VASP license applications, including researching relevant laws and regulations, performing regulatory mapping and reviewing application documents.Draft policies, standards, procedures, and guidelines to ensure compliance with relevant regulatory requirements.Engage cross-functionally (Product, Engineering, Data, Legal, and Risk) building systems and controls to ensure compliance with relevant regulatory requirements.Review transaction monitoring, sanctions, EDD, market surveillance and adverse media cases escalated, make determination and decisions on the investigation outcome, and prepare and file STRs if needed.Track and monitor compliance reviews and investigations.Assist with special projects as needed, with the ability to work in a fast-paced, ever-changing environment.
What We Look For In You
Bachelor's degree or equivalent practical experience.Experienced in regulatory compliance, including handling licensing applications and fulfilling subsequent ongoing compliance obligations.Knowledge of CDD, AML/CFT, Travel Rule, Sanctions and industry best practices.Proven ability to work within and meet deadlines in a fast-paced environment.Self-motivated, critical thinker and adept at working independently and in a dispersed team environment covering multiple and varied tasks.Strong analytical and research skills and desire to create documentation and reporting.Intuitive, highly ethical and comfortable to questions and challenges.Strong communication and presentation skills, both verbal and written.
Nice to Haves
Prior experience in VASP licensing.Prior experience working in a multi-national or matrix environment.Prior experience working in the crypto industry.Familiarity with commonly used AML and Compliance tool(s), such as Chainalysis, World Check, etc.Relevant industry certifications, e.g. CAMS, ICA.
Perks & Benefits
Competitive total compensation package L&D programs and education subsidy for employees' growth and development
Various team building programs and company events Wellness and meal allowances
Comprehensive healthcare schemes for employees and dependants
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About the company
We are partnering with a leading life insurance company in Singapore to find a dedicated and experienced Regulatory Compliance Manager. This is a pivotal role that reports directly to the Head of Compliance, where you'll play a key role in a collaborative team, overseeing all facets of regulatory compliance and data governance.

About the job

You will be a subject matter expert, responsible for the full spectrum of compliance-related activities. This includes, but is not limited to Regulatory Advisory, Policy and Procedure Management, and Data Governance. You will be responsible for:

• Providing expert advice on new and existing regulations impacting the life insurance business.
• Developing, implementing, and maintaining robust compliance policies and procedures.
• Managing all aspects of data governance, ensuring adherence to regulatory requirements and internal standards.
• Overseeing accurate and timely submission of regulatory reports to relevant authorities.
• Conducting compliance training for staff to promote a strong compliance culture.

Skills and experience required

• At least 6 years of experience in a regulatory compliance role within the life insurance industry.
• A proven track record of managing compliance programs and frameworks.
• Strong understanding of local regulatory requirements (e.g., MAS notices and guidelines).
• Experience in data governance is highly desirable.
• Excellent communication and stakeholder management skills.
• A collaborative mindset and the ability to work effectively within a team.

To apply online please use the 'apply' function, alternatively you may contact Lynette Lim.
(EA: 94C3609/ R1435181 )

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You will assist the following:

· Ensure successful completion of assigned investigation cases, from start to finish, inclusive of preplanning and wrap up activities;

· Ensure the fulfilment of the Fit & Proper criteria for New Applicants and existing Distribution Representatives’

· Ensure Distribution Representatives are in compliance with the Company’s guidelines, circulars, notices and/or directives as well as laws including but not limited to regulations, guidelines or notices etc. issued by the Monetary Authority of Singapore or the Life Insurance Association of Singapore;

· Apply risk and control concepts to scenarios encountered in assessments and/or investigations and identifies any potential issues; and

· Report identified issues to Supervisor to ensure any potential concerns are addressed timely and effectively, and the appropriate enforcement actions are meted out to Distribution Representatives.

Fit & Proper

· Assess on the Fit & Proper status of New Applicants and existing Distribution Representatives and proceed with the necessary course of action;

· Obtain and review evidence ensuring that the assessments are well-documented;

· Revision of Standard Operating Procedures(“SOP”), matrices and guidelines;

· Monitoring of Distribution Representatives issued with Directives;

· Review of the Annual Declaration Exercise and preparation of the management report;

· Perform checks on Fit & Proper records and other related issues for business units;

· Ensure that Distribution Representatives’ outside engagement are of no conflict;

· Agent Fraud Monitoring;

· Reporting statistics and relevant information;

· FAA related advisory (Fit & Proper) to business units; and

· Any other ad hoc duties / projects in this scope.

Investigation

· Conduct assigned investigations successfully from beginning to end;

· Ensures investigation conclusions are based on a complete understanding of the issues, circumstances and risk;

· Obtain and review evidence to ensure that investigation conclusions are well-documented;

· Identify and communicate issues raised, offering recommended solutions relevant to business and risk;

· Mete out enforcement actions as warranted based on investigation findings;

· Prepare management reports related to investigation findings;

· Preparation of information in relation to FIDReC mediation and adjudication sessions; and

· Any other ad hoc duties / projects in this scope.

Others

· Provide trainings and updates to the agency force on Market Misconduct and/or Risk & Compliance matters;

· Conduct scheduled / ad-hoc leader’s inspection and preparation of inspection findings report; and

· Able to review, write and formalise SOP and its related processes.

· Takes accountability in considering business and regulatory compliance risks and takes appropriate steps to mitigate the risks.

· Maintains awareness of industry trends on regulatory compliance, emerging threats and technologies in order to understand the risk and better safeguard the company.

· Highlights any potential concerns /risks and proactively shares best risk management practices.

• Seniority level Executive

• Employment type Full-time

• Job function Management
• Industries Insurance

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Job Responsibilities :

Reporting to the CEO, you shall be responsible to

• Act as a central point of contact for local and regional regulatory issues
• Oversee and ensure compliance with all MAS regulations
• Monitor sanctions developments and their impact on the business
• Lead or participate in compliance review covering key aspects of the Company’s operations to ensure adherence to the Group’s policies, operating procedures and regulatory requirements
• Provide necessary compliance trainings to staff
• Formulate the Compliance and Governance strategy (including Enterprise Risk Management - ERM)
• Work closely with the Head of Departments on sales, partnership, non-disclosure, PDPA agreements and other contracts
• Perform evaluations on compliance activities, present and report non-compliance and risk issue findings to the management

Job Requirements :

• Degree Holder in Finance/Accountancy, Law, Corporate Governance or equivalent
• At least 6 years of relevant working experience preferably in the Insurance/ financial industry
• Strong knowledge of MAS regulatory
• Excellent communication, presentation and interpersonal skills
• Able to work independently under pressure and tight datelines
• Self-motivated with a high level of integrity and drive

• Compliance
• Advanced (5-8 Years)
• Full-time

Rapyd has unified payments, payouts and fintech on one worldwide platform, and we’re assembling the world’s best team to liberate global commerce. With offices in Tel Aviv, Amsterdam, Singapore, Iceland, London, Dubai, Hong Kong, and the U.S., the opportunities at Rapyd are limitless.

We believe in straight talk, quick decisions, strong execution and elegant solutions. Rapyd is where hard work pays off and careers take off. Join us and let’s build the future of fintech together.

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We are seeking a highly skilled and experienced Compliance Manager to join our team in Singapore . In this role, you will be responsible for ensuring our operations comply with MAS regulations , internal compliance policies, and international standards across our global activities. This is a senior individual contributor role focused on regulatory compliance and legal advisory , requiring strong subject-matter expertise in Singapore’s financial regulatory environment, particularly related to AML/CTF , payment services, and financial crime prevention.

Key Responsibilities:

• Develop and maintain compliance policies and procedures in accordance with MAS regulations , the Payment Services Act , and other applicable local and international regulatory frameworks.
• Serve as a primary regulatory contact for MAS and other Singapore authorities , managing engagements, filings, and responses to regulatory inquiries.
• Provide expert legal and regulatory advice on business initiatives, including licensing, new product reviews, onboarding/offboarding decisions, and cross-border activities.
• Lead the investigation and reporting of suspicious transaction activity , support STR filings, and ensure alignment with AML/CTF best practices.
• Advise on the design and optimization of transaction monitoring rules and risk typologies in partnership with global compliance and analytics teams.
• Monitor changes in Singapore’s regulatory landscape and translate evolving obligations into actionable compliance initiatives.
• Support regulatory audits and internal reviews, lead the preparation of audit responses, and oversee timely remediation of compliance findings.
• Conduct compliance training and awareness programs tailored to the Singapore regulatory framework, with alignment to global policy.
• Deliver compliance reporting and dashboards to senior management, highlighting trends, risks, and required actions across jurisdictions.

• Bachelor’s degree in Law, Business, Finance, or a related field ; a legal background or experience in a regulatory body (e.g., MAS, FATF) is highly desirable.
• 7+ years of compliance experience , with at least 3 years in Singapore in AML, regulatory compliance, or legal advisory roles within fintech, payments, or financial institutions .
• Strong knowledge of Singapore’s AML regulations, the Payment Services Act , and experience with licensing obligations and regulatory reporting.
• Excellent written and verbal communication skills in English . Additional languages are a plus.
• Proven ability to navigate complex regulatory environments and engage with regulators and external partners in a credible and effective manner.
• Experience working in global organizations or supporting cross-border compliance functions is preferred.

The role is based in Singapore (on-site) and reports to the VP Compliance . While the primary focus is on Singapore regulatory compliance , the position supports global compliance strategy and requires a broad regulatory perspective .

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about the company

Our client is a Wealth Management Firm seeking a highly motivated and experienced Compliance Manager to lead and be responsible for a strong regulatory framework as well as ensure adherence to the highest industry standards.

about the job

• Act as the liaison officer with the Monetary Authority of Singapore (MAS) and all relevant authorities
• Monitor, interpret, and communicate new and updated regulatory requirements and assess their impact on the firm's operations and products. Keep management abreast of any material impacts
• Provide practical AML and compliance advice and guidance to all business units
• Carry out AML assessments, including client onboarding reviews, transaction monitoring, and investigations where necessary
• Review and update internal compliance policies, procedures, and manuals to ensure they are robust
• Review and approve marketing materials, client communications, and product documentation to ensure compliance and fair dealing
• Implement, and execute a comprehensive compliance monitoring program to identify and mitigate potential compliance risks
• Prepare and submit all required regulatory reports and filings accurately and on time
• Coordinate and support audits, regulatory inspections, and ad-hoc inquiries, ensuring timely and accurate responses
• Develop and deliver compliance training programs for all staff
  

about the company

Our client is a Wealth Management Firm seeking a highly motivated and experienced Compliance Manager to lead and be responsible for a strong regulatory framework as well as ensure adherence to the highest industry standards.

about the job

• Act as the liaison officer with the Monetary Authority of Singapore (MAS) and all relevant authorities
• Monitor, interpret, and communicate new and updated regulatory requirements and assess their impact on the firm's operations and products. Keep management abreast of any material impacts
• Provide practical AML and compliance advice and guidance to all business units
• Carry out AML assessments, including client onboarding reviews, transaction monitoring, and investigations where necessary
• Review and update internal compliance policies, procedures, and manuals to ensure they are robust
• Review and approve marketing materials, client communications, and product documentation to ensure compliance and fair dealing
• Implement, and execute a comprehensive compliance monitoring program to identify and mitigate potential compliance risks
• Prepare and submit all required regulatory reports and filings accurately and on time
• Coordinate and support audits, regulatory inspections, and ad-hoc inquiries, ensuring timely and accurate responses
• Develop and deliver compliance training programs for all staff
  

• Bachelor's degree from a reputable institution
• Minimum 8-10 years of relevant compliance experience from a Financial Institution, preferably with experience in wealth management, private banking or asset management
• Well versed in Securities and Futures Act (SFA) and Financial Advisers Act (FAA)
• High level of integrity, professionalism, and ethical conduct

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Accounting/Auditing, Finance, and Other
• Industries Banking, Capital Markets, and Financial Services

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Join to apply for the Compliance Manager role at Tradeweb

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Join to apply for the Compliance Manager role at Tradeweb

Company Description

Tradeweb is a global leader in electronic trading for rates, credit, equities, and money markets. As financial markets become increasingly interconnected, our technology enables efficient, multi-asset trading on a global scale. We serve more than 3,000 clients in more than 85 countries, including many of the world’s largest banks, asset managers, hedge funds, insurers, corporations, and wealth managers.

Job Description

Compliance Officer

Company Description

Tradeweb is a global leader in electronic trading for rates, credit, equities, and money markets. As financial markets become increasingly interconnected, our technology enables efficient, multi-asset trading on a global scale. We serve more than 3,000 clients in more than 85 countries, including many of the world’s largest banks, asset managers, hedge funds, insurers, corporations, and wealth managers.

Creative collaboration and sharp client focus have helped fuel our organic growth. We facilitated average daily trading volume (ADV) of more than $2.2 trillion over the past four fiscal quarters, topping $2.5 trillion in ADV for the first quarter of 2025.

Since our IPO in 2019, Tradeweb has completed four acquisitions and doubled our revenues – and 2024 was our 25th consecutive year of record revenues.

Tradeweb is a great place to work, recognized in 2024 by Forbes as one of America’s Best Companies (2024) and by U.S. News & World Report as one of the Best Financial Services Companies to Work For .

Mission: Move first and never stop. Collaborate with clients to create and build solutions that drive efficiency, connectivity, and transparency in electronic trading.

Group Details:

The International Compliance department comprises teams of compliance officers in London, Amsterdam, Sydney and Tokyo. The department is part of the second line of defense, and we provide governance, regulatory risk and compliance leadership to Tradeweb’s senior management across multiple legal entities and two branches throughout the region. We provide general and technical advice and support, and through constructive challenge we help ensure that the business continues to comply with new and existing laws and regulations. The compliance department also maintains Tradeweb’s relationship with all regulators in the region, ensuring that the relationship is open and cooperative; we manage and coordinate all regulatory interactions and filings including with the FCA, AFM, SFC, MAS, JFSA & JSDA, and ASIC. In addition to advisory and regulatory relationship work we conduct compliance operations work such as trade monitoring, record keeping, internal approvals and periodic regulatory reporting.

Job Responsibilities:

Operational:

• Responsible for the regulatory monitoring requirements and submit the periodical and ad hoc reports in the timely manner.
• Develop, review, and amend compliance policies and procedures.
• Provide day-to-day compliance support to the management team.
• Deliver compliance training and day-to-day advice to staff, to help management maintain a strong culture of regulatory compliance.
• Regularly conduct self-audit of company procedures, practices, and documents to identify possible weakness or risk, and areas for improvement.
• Prepare and presenting clear and concise compliance reports to the management.
• Ensure that there is an effective financial crime compliance framework, for example in relation to customer on-boarding.
• Manage regulatory compliance approvals and ensure all records are retained appropriately.
  
  

• Comfortable working and coordinating within an international compliance team and framework with an inquisitive mind, and keen to understand regulations in other jurisdictions (especially in Asia).
• Review, update and implement an effective annual compliance program for Tradeweb’s Singapore business.
• Mange any inspections and audits conducted by the regulators or self-regulatory bodies.
• Create and manage effective action plans in response to inspection or audit discoveries, ensuring that risks identified are tracked, reported internally and remediated effectively.
• Interacting with regulators on compliance issues, as necessary.
• Provide pragmatic compliance advice to management about business development initiatives in Singapore and where possible, throughout the Asia region.
• Keep track of revisions of relevant laws and regulations and manage such changes by applying these to the company policies and procedures, as necessary.
  
  

• Legal degree or previous years’ experience in Compliance role(s) – can read and interpret the Law and the regulations.
• Ability to prioritize work effectively with robust admin skills.
• Service and results orientated.
• Team player & strong independent worker with ability to take ownership & responsibility.
• Fluent in English
• Bachelor’s degree in law is ideal, and minimum 7 years proven experience in a compliance officer role in financial industries, ideally within MAS regulated entities (e.g. Recognized Market Operator License or Capital Markets Services License)
• Strong knowledge of legal and regulatory requirements and procedures in the Singaporean Financial Markets sector (e.g. Securities and Futures Act 2001, associated regulations and MAS guidelines).
  
  

• Seniority level Mid-Senior level

• Employment type Full-time

• Job function Legal

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• Advise Senior Management and staffs on the compliance laws, rules and standards and provide updates on compliance developments and industry standards.

• Provide sound, coherent and consistent compliance advice, interpretation and recommendations on regulations, policies, products and business initiatives.

• Establish and implement policies and procedures to meet regulatory requirements/industry standards.

• Review compliance policies and procedures on a regular basis to ensure they comply with statutory and regulatory requirements.

• Develop the framework for identification, measurement and assessment of Branch AML risks for money laundering and terrorist financing.

• Responsible as the Branch Money Laundering Reporting Officer (“MLRO”).

• Develop and implement a risk-based compliance monitoring programme, identifying, assessing, monitoring and reporting all material compliance risks.

• Oversee the compliance monitoring programme and report to Senior Management on the identification of any deficiencies and recommend corrective actions/measures

• Primary responsibility for maintaining and monitoring compliance with key compliance policies, including maintaining compliance registers.

• Ad-hoc review of AML transactions escalated by business units (Trade Finance, Retail, Credit Appraisal).

• Liaison with regulators (MAS) and government authorities including the Police Force, CAD and IRAS.

• Maintain an efficient interaction with MAS ensuring that the bank’s views are appropriately represented and facilitating the supervisory activity of regulators.

• Daily tracking of new regulatory developments on AML and sanctions and MAS Notices/Guidelines.

• Review for new regulatory developments from MAS/ABS/ACRA/IRAS and various government websites which has impact to the Singapore Branch.

• Updates to AML Policy to incorporate regulatory compliance requirements from MAS Guidelines to Notice 626/MAS Notices/ABS Guidelines in relation to AML.

• Oversight of Level 1 and 2 alert clearing by Compliance department and Level 3 escalation profile of AML alerts in the AMLOCK workflow.

• Prepare management response and action plans to address audit issues raised by Auditors.

• Review the contents on AML latest developments in conjunction with the AML refresher training for employees.

• Maintain the Register of all necessary orders from various regulatory requests attended by Compliance department.

• Maintain a list of High Risk table for AML risk assessment.

Job Requirements:

• Bachelor’s degree Holder with at least 5 years Compliance and anti-money laundering/counter terrorism experience within a corporate banking environment

We regret to inform that only shortlisted candidates will be notified.
Appreciate your understanding.
EA: JAC Recruitment Pte. Ltd.
EA Licence: 90C3026
EA Personnel: R1110469
EA Personnel Name: Zhong Zhengnan, Paul
#LI-JACSG #countrysingapore