722 Regulatory Compliance jobs in Singapore

A high level of dedication is required to excel in this position.

• Patrolling and enforcing laws and regulations regarding public health, illegal parking on public roads, and other similar issues.
• Responding to public feedback and concerns.

• Possession of a minimum Class 2B driving license.
• Completion of secondary education.

The ability to commit to 12 hours of duty per week, with a rotation of 3 days on and 1 day off, and 4 days on and 1 day off.

This role requires the ability to work effectively in a team environment and maintain confidentiality at all times.

The role of a Compliance Officer is to ensure that all aspects of regulatory compliance are met. This includes maintaining local registrations and licenses, managing relationships with key financial regulators, and acting as a primary contact point for regulatory notifications and inquiries.

This position requires the ability to work independently, think critically, and communicate effectively. The successful candidate will have a strong understanding of regulatory requirements and be able to navigate complex compliance issues.

Key Responsibilities:

A senior professional is sought to spearhead our company's quality assurance initiatives. This key position will oversee the implementation and maintenance of regulatory compliant quality management systems, ensuring seamless collaboration across functions.

The ideal candidate should have extensive experience in RA/QA, with a strong background in regulatory affairs and quality management.

• Develop and maintain quality policies and procedures to align with corporate objectives and business goals.
• Ensure compliance with relevant regulatory requirements through regular internal audits and inspections.
• Drive process improvement initiatives to enhance efficiency and effectiveness.
• Collaborate with cross-functional teams to implement and maintain effective quality management systems.
• Monitor and analyze audit outcomes to identify areas for improvement and develop corrective action plans.

• Develop and maintain regulatory knowledge on global and regional requirements to provide strategic guidance to team members.
• Lead interactions with regulatory authorities and external organizations to ensure compliance and achieve business objectives.
• Coordinate preparation, review, and submission of regulatory documents and materials.

Requirements: 7+ years' experience in RA/QA, with a degree in a relevant science field.

Job Description

The role is responsible for overseeing the Compliance Function of our organization. This position plays a vital part in ensuring that our operations adhere to regulatory requirements, laws, and guidelines issued by relevant authorities.

Main Responsibilities:

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• Ensure full compliance with banking regulations, securities laws, and other applicable codes and guidelines.
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• Conduct periodic reviews to identify potential risks and ensure that our policies and procedures are aligned with regulatory requirements.
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Key Skills:

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• Extensive knowledge of banking regulations, securities laws, and other applicable codes and guidelines.
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• Strong analytical and problem-solving skills.
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• Excellent communication and interpersonal skills.
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• Able to work effectively in a team environment.
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Benefits:

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• Opportunity to work in a dynamic and fast-paced environment.
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• Chance to develop your skills and expertise in compliance.
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• Friendly and supportive work culture.
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Requirements:

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• Degree in Law or related field.
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• Minimum 5 years of experience in compliance or related field.
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• Ability to communicate effectively in English (written and spoken).
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• Good analytical and problem-solving skills.
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• Able to work independently and as part of a team.
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Position Summary

This role is responsible for ensuring the company's adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure compliance with all applicable regulations while achieving the organization's goals.

Key Responsibilities

• Keep abreast of regulatory developments and changes impacting the company and advise the business units accordingly
• Ensure compliance with applicable laws, rules and regulations and apply sound ethical judgment regarding business practices and conduct
• Provide guidance to the business units on how to comply with relevant requirements in the context of issues and problems that are raised during normal business activities
• Work hand in hand with the business units to identify and manage regulatory risk including handling time critical incident reporting to the authority
• Assess risk when business decisions are made, with due consideration for the company's reputation and key stakeholders' interests
• Develop and implement organizational policies, standards and procedures to comply with applicable regulations
• Develop, implement, and execute compliance testing, continuous assurance, and reporting of compliance testing reviews
• Conduct training to improve awareness of compliance policies and regulatory requirements
• Manage regulatory requests and inform the senior management of significant compliance matters that require their attention or action in a timely manner

Requirements

• Degree holder in computer science, information technology, information security, economics, accounting or related disciplines with at least 7 years of compliance experience in a regulated financial industry
• Possess strong analytical skills, paying careful and particular attention to detail
• Excellent problem-solving skills and ability to prioritize and manage multiple tasks
• Strong team player with track record of working well in a collaborative environment with strong inter-personal and communication skills
• Strong in documentation and report writing skills
• Self-driven with the ability to operate independently

• Perform tracking and recording of new regulations / regulatory updates / consultation papers daily.
• Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office (

Job Title: Regulatory Compliance Specialist

Overview:

We are seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our compliance function, you will play a critical role in ensuring that our organization remains compliant with relevant regulatory requirements.

Key Responsibilities:

Manage regulatory projects and drive through regulatory and compliance-related risk initiatives. Highlight new regulations and regulatory expectations to senior management, and help operationalize where necessary.

Support compliance monitoring and testing, identifying any compliance gaps in both business or internal processes and workflows, and making recommendations for remediation or improvement.

Support in regulatory inspections and audits, and monitor remediation plans. Manage relevant compliance risks including but not limited to outsourcing, incident management etc.

Production of both routine and ad-hoc management reports for various internal forums including the Compliance Committees.

Develop, review and enhance internal policies and procedures to ensure compliance with regulatory requirements.

Perform oversight and quality assurance role, and advisory support of outsourced activities relating to transaction monitoring and customer name screening.

Undertake investigations into any suspicious transactions reported by internal or external triggers. Where necessary, support the MLRO in drafting the appropriate Suspicious Transaction Report.

Assists in ongoing optimization, fine-tuning and validation work of the AML transaction monitoring system.

Requirements:

Ideally have previous relevant experience in financial services in a similar position with a detailed knowledge of local regulations.

Strong project management and influencing skills, particularly with exposure to regulatory projects and oversight roles.

Applicants are proficient in structured analysis and team working.

Strong stakeholder and relationship management skills.

Self-driven and able to deliver outcome under minimal supervision.

Strong presentation, business writing and professional standards.

Job Role: Regulatory Compliance Specialist

• Main Responsibilities:
• Support the Head of Monitoring and Risk Management in overseeing overall regulatory risks.
• Execute surveillance programs to ensure independent assurance on the state of compliance with relevant regulations.
• Compile regular reports for management, board, and senior leadership.
• Perform ad-hoc duties assigned by senior management.

Key Skills:

• Regulatory Compliance
• Risk Management
• Surveillance
• Assurance
• Compliance Management
• Monitoring
• Regulatory Affairs

About this role:

• As a key member of our team, you will be responsible for ensuring that our organization remains compliant with all relevant regulations.
• You will work closely with our risk management team to identify and mitigate potential risks.
• Your attention to detail and ability to analyze complex information will be essential in ensuring that our organization remains compliant.
• You will also be responsible for compiling regular reports for management, board, and senior leadership.

Position Summary

This role is responsible for ensuring the company’s adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure compliance with all applicable regulations while achieving the organization’s goals.

Key Responsibilities

• Keep abreast of regulatory developments and changes impacting the company and advise the business units accordingly
• Ensure compliance with applicable laws, rules and regulations and apply sound ethical judgment regarding business practices and conduct
• Provide guidance to the business units on how to comply with relevant requirements in the context of issues and problems that are raised during normal business activities
• Work hand in hand with the business units to identify and manage regulatory risk including handling time critical incident reporting to the authority
• Assess risk when business decisions are made, with due consideration for the company’s reputation and key stakeholders’ interests
• Develop and implement organizational policies, standards and procedures to comply with applicable regulations
• Develop, implement, and execute compliance testing, continuous assurance, and reporting of compliance testing reviews
• Conduct training to improve awareness of compliance policies and regulatory requirements
• Manage regulatory requests and inform the senior management of significant compliance matters that require their attention or action in a timely manner

Requirements

• Degree holder in computer science, information technology, information security, economics, accounting or related disciplines with at least 7 years of compliance experience in a regulated financial industry
• Possess strong analytical skills, paying careful and particular attention to detail
• Excellent problem-solving skills and ability to prioritize and manage multiple tasks
• Strong team player with track record of working well in a collaborative environment with strong inter-personal and communication skills
• Strong in documentation and report writing skills
• Self-driven with the ability to operate independently