980 Regulatory Compliance jobs in Singapore

As a Regulatory Technology team member at Nasdaq Technology in Mumbai, India, you will be part of a dynamic team dedicated to ensuring Nasdaq trading engines operate in compliance with rulebooks and surveillance programs are optimally designed. Your role is crucial in maintaining the regulatory integrity of global Nasdaq markets. You will collaborate with experienced team members across various departments to deliver enhancements and support software used for regulatory compliance of trading platforms and surveillance applications.Your responsibilities will include designing, developing, and troubleshooting application software for Regulatory Technology projects, parsing rulebook language, participating in technical design reviews, conducting testing, and identifying issues for resolution. You will work closely with colleagues in Mumbai and other countries to drive critical technology solutions.We are seeking candidates with at least 7+ years of experience in software development, compliance testing, and data analytics, along with strong critical and analytical thinking skills. Proficiency in Java, databases, writing skills, and code versioning tools like GitLab is required. A Bachelor's or Master's degree in science, engineering, computer science, math, or statistics is preferred.Additionally, knowledge of trading and market structures, surveillance patterns, algorithms, SQL, Python, and regulatory rule drafting and interpretation is beneficial. The ability to collaborate across multiple teams, resolve potential issues, and drive consensus is essential for success in this role.At Nasdaq, we believe in creating an inclusive environment where individuals with disabilities are provided with reasonable accommodations during the application process, interviews, job functions, and employment benefits. If you require any accommodations, please reach out to us.,

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Join to apply for the Regulatory Compliance Specialist role at NETS

This role is responsible for ensuring the company’s adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure compliance with all applicable regulations while achieving the organization’s goals.

Key Responsibilities

• Keep abreast of regulatory developments and changes impacting the company and advise the business units accordingly.
• Ensure compliance with applicable laws, rules and regulations and apply sound ethical judgment regarding business practices and conduct.
• Provide guidance to the business units on how to comply with relevant requirements in the context of issues and problems that are raised during normal business activities.
• Work hand in hand with the business units to identify and manage regulatory risk including handling time critical incident reporting to the authority.
• Assess risk when business decisions are made, with due consideration for the company’s reputation and key stakeholders’ interests.
• Develop and implement organizational policies, standards and procedures to comply with applicable regulations.
• Develop, implement, and execute compliance testing, continuous assurance, and reporting of compliance testing reviews.
• Conduct training to improve awareness of compliance policies and regulatory requirements.
• Manage regulatory requests and inform the senior management of significant compliance matters that require their attention or action in a timely manner.

Requirements

• Degree holder in computer science, information technology, information security, economics, accounting or related disciplines with at least 7 years of compliance experience in a regulated financial industry.
• Possess strong analytical skills, paying careful and particular attention to detail.
• Excellent problem-solving skills and ability to prioritize and manage multiple tasks.
• Strong team player with track record of working well in a collaborative environment with strong inter-personal and communication skills.
• Strong in documentation and report writing skills.
• Self-driven with the ability to operate independently.

• Seniority level Associate

• Employment type Full-time

• Job function Legal

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• Keep abreast of regulatory developments and changes impacting the company and advise the business units accordingly
• Ensure compliance with applicable laws, rules and regulations and apply sound ethical judgment regarding business practices and conduct
• Provide guidance to the business units on how to comply with relevant requirements in the context of issues and problems that are raised during normal business activities
• Work hand in hand with the business units to identify and manage regulatory risk including handling time critical incident reporting to the authority
• Assess risk when business decisions are made, with due consideration for the company's reputation and key stakeholders' interests
• Develop and implement organizational policies, standards and procedures to comply with applicable regulations
• Develop, implement, and execute compliance testing, continuous assurance, and reporting of compliance testing reviews
• Conduct training to improve awareness of compliance policies and regulatory requirements
• Manage regulatory requests and inform the senior management of significant compliance matters that require their attention or action in a timely manner

• Degree holder in computer science, information technology, information security, economics, accounting or related disciplines with at least 7 years of compliance experience in a regulated financial industry
• Possess strong analytical skills, paying careful and particular attention to detail
• Excellent problem-solving skills and ability to prioritize and manage multiple tasks
• Strong team player with track record of working well in a collaborative environment with strong inter-personal and communication skills
• Strong in documentation and report writing skills
• Self-driven with the ability to operate independently

A senior professional is sought to spearhead our company's quality assurance initiatives. This key position will oversee the implementation and maintenance of regulatory compliant quality management systems, ensuring seamless collaboration across functions.

The ideal candidate should have extensive experience in RA/QA, with a strong background in regulatory affairs and quality management.

• Develop and maintain quality policies and procedures to align with corporate objectives and business goals.
• Ensure compliance with relevant regulatory requirements through regular internal audits and inspections.
• Drive process improvement initiatives to enhance efficiency and effectiveness.
• Collaborate with cross-functional teams to implement and maintain effective quality management systems.
• Monitor and analyze audit outcomes to identify areas for improvement and develop corrective action plans.

• Develop and maintain regulatory knowledge on global and regional requirements to provide strategic guidance to team members.
• Lead interactions with regulatory authorities and external organizations to ensure compliance and achieve business objectives.
• Coordinate preparation, review, and submission of regulatory documents and materials.

Requirements: 7+ years' experience in RA/QA, with a degree in a relevant science field.

We are seeking a seasoned professional to support the regulatory compliance function within our Private Banking business.

• Maintain and update compliance policies and procedures in line with internal standards and local regulatory requirements.
• Deliver compliance training, advise on regulatory matters, and provide guidance on new regulations, business initiatives, product approvals, and licensing requirements.
• Monitor regulatory developments and communicate relevant updates to management and business units.
• Coordinate responses to regulatory inquiries, audits, and internal investigations, and maintain relationships with regulatory bodies.
• Conduct compliance reviews and risk assessments, focusing on anti-money laundering and regulatory compliance.
• Review marketing materials and client-facing documents for regulatory alignment.
• Evaluate agreements and contracts related to Private Banking activities.

• Bachelor's degree with over 5 years of experience in regulatory compliance within Wealth Management, Private Banking, or relevant professional services.
• Experience in AML reviews and KYC processes is highly desirable.
• Strong knowledge of Private Banking or Wealth Management products and the regulatory landscape.
• Proficiency in a second language is required.
• Self-motivated, detail-oriented, and capable of working independently.
• Strong analytical and problem-solving skills with a strategic mindset.
• Team-oriented with a proactive and positive attitude.

The ideal candidate will possess a strong understanding of regulatory compliance principles and practices.

A self-motivated and detail-oriented individual with excellent analytical and problem-solving skills is required.

Position Summary

This role is responsible for ensuring the company's adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure compliance with all applicable regulations while achieving the organization's goals.

Key Responsibilities

• Keep abreast of regulatory developments and changes impacting the company and advise the business units accordingly
• Ensure compliance with applicable laws, rules and regulations and apply sound ethical judgment regarding business practices and conduct
• Provide guidance to the business units on how to comply with relevant requirements in the context of issues and problems that are raised during normal business activities
• Work hand in hand with the business units to identify and manage regulatory risk including handling time critical incident reporting to the authority
• Assess risk when business decisions are made, with due consideration for the company's reputation and key stakeholders' interests
• Develop and implement organizational policies, standards and procedures to comply with applicable regulations
• Develop, implement, and execute compliance testing, continuous assurance, and reporting of compliance testing reviews
• Conduct training to improve awareness of compliance policies and regulatory requirements
• Manage regulatory requests and inform the senior management of significant compliance matters that require their attention or action in a timely manner

Requirements

• Degree holder in computer science, information technology, information security, economics, accounting or related disciplines with at least 7 years of compliance experience in a regulated financial industry
• Possess strong analytical skills, paying careful and particular attention to detail
• Excellent problem-solving skills and ability to prioritize and manage multiple tasks
• Strong team player with track record of working well in a collaborative environment with strong inter-personal and communication skills
• Strong in documentation and report writing skills
• Self-driven with the ability to operate independently

Compliance Strategist

We are seeking a seasoned Compliance professional to lead our Anti-Money Laundering (AML) and Regulatory Compliance Division. The ideal candidate will have a strong track record of implementing and executing regulatory compliance programs.

• Develop and implement regulatory compliance frameworks to ensure adherence to industry standards and guidelines.
• Design and implement policies, procedures, and internal controls to mitigate risk and ensure regulatory compliance.
• Manage relationships with regulators and stakeholders, ensuring effective communication and issue resolution.
• Conduct audits and assessments to identify areas for improvement and develop corrective action plans.
• Collaborate with cross-functional teams to ensure business activities align with regulatory requirements.
• Stay up-to-date on regulatory changes and developments, providing guidance and recommendations to the team.

• 5+ years of experience in a regulatory compliance role, preferably in payments or fintech.
• Proven track record of implementing and executing regulatory compliance programs.
• Strong knowledge of AML/KYC regulations and industry standards.
• Excellent communication and interpersonal skills.
• Ability to work independently and as part of a team.
• Strategic thinker with a focus on risk mitigation and regulatory compliance.

• A dynamic and collaborative work environment.
• Opportunities for professional growth and development.
• Competitive compensation and benefits package.
• Recognition and rewards for outstanding performance.

• Apply now to take the first step towards a rewarding career in regulatory compliance.
• Submit your resume and cover letter to (insert contact information).

Job Overview:

We are seeking a detail-oriented and organized Regulatory Compliance Specialist to join our team.

As a key member of the regulatory affairs department, you will be responsible for ensuring compliance with relevant regulations and guidelines in support of clinical trials and marketing authorization across all pipelines.

Your responsibilities will include:

• Assisting with submission of applications and variations for clinical trials and marketing authorization
• Supporting regulatory assessment of submission requirements based on relevant regulations
• Assisting with administrative work necessary to support regulatory activities
• Reviewing and providing input for regulatory documents
• Supporting any other duties assigned by management

Qualifications:

• Degree in Biological, Chemistry, or a related field
• No prior experience is required; however, an interest in Regulatory Affairs is essential
• Strong attention to detail and organizational skills are necessary for this role
• Proficiency in English (written and spoken) is required

Benefits:

• Fully funded training program
• Ongoing professional development opportunities
• A dynamic and collaborative work environment

This is an excellent opportunity for individuals who are passionate about regulatory affairs and want to make a meaningful contribution to our organization.

We are seeking a highly skilled and detail-oriented Regulatory Associate to join our team.

The ideal candidate will have the ability to collaborate with cross-functional teams, including Business Process Leaders, R&D, Purchasing, Planning, Sales & Marketing to track raw materials, packaging, and mix items using Power BI reports.

• Coordinate with stakeholders to verify item status for system updates.
• Support testing of different scenarios during the Titan project rollout.
• Summarize new procedures for item setup in M3 Cloud using UAP documents.

The successful candidate must be a team player with strong communication skills and the ability to work independently. A minimum Diploma in any field is required.

We are looking for an individual who can effectively manage multiple tasks and has experience with Microsoft Excel, Power BI, or similar tools. This could be the perfect opportunity for you to grow your career and contribute to our team's success.

This role offers a unique chance to work on various projects, develop new skills, and make a significant impact on our organization.

If you are a motivated and organized individual with a passion for regulatory compliance, we encourage you to apply for this exciting opportunity.