485 Compliance Manager jobs in Singapore

Regulatory Compliance Manager

Job Description

• Provide regulatory advisory on MAS’ requirements.
• Perform gap analysis on new/revised MAS’ requirements.
• Maintain and review policies/procedures managed by Compliance team.
• Review marketing materials from a regulatory perspective.
• Review policies/procedures submitted by other teams.
• Design and perform compliance review.
• Assign and maintain training records.
• Prepare periodic compliance reports to Head Office.
• Disseminate MAS’ update to Management and relevant teams.
• Participate or support regulatory or business projects involving Compliance team.
• Ad hoc tasks as assigned by Team Head.

Requirement

• Minimum 5 years of relevant regulatory compliance experience within a Banking environment
• Comprehensive knowledge of business standards, policies and procedures in a Banking environment (Private Banking is a plus).
• Well versed in Banking Act, Securities and Futures Act (SFA) and Financial Advisers Act (FAA) advisory
• Excellent communication and presentation skills

Ready to make an impact? We’d love to hear from you! Apply today by sending your resume to or click apply now!

**We regret to inform that only shortlisted candidates would be notified

Talentvis Singapore Pte Ltd | EA License No: 04C3537
EA Personnel Name: Sherwin Wong | EA Personnel No: R

Cobo is a trusted leader in digital asset custody and wallet infrastructure solutions. Founded in 2017 by blockchain pioneers, Cobo is trusted by more than 500 organizations worldwide, safeguarding billions of dollars in assets with a zero-incident security track record.
Today, Cobo provides the industry’s only unified digital asset wallet platform that integrates all 4 wallet technologies in one place – Custodial Wallets, MPC Wallets, Smart Contract Wallets, and Exchange Wallets. By combining a comprehensive suite of wallet solutions with advanced risk controls and developer tools, Cobo empowers organizations and developers to innovate and scale with ease.
We are seeking a Regulatory Compliance Manager to lead our regulatory engagement and licensing initiatives across Singapore and other jurisdictions. This role plays a key part in ensuring our compliance framework remains robust, responsive to regulatory changes, and aligned with business growth - particularly within the digital asset and fintech landscape. The ideal candidate will bring hands-on experience with MAS regulations and a proactive mindset toward building a strong compliance culture.
Job Responsibilities:
Lead end-to-end management of regulatory license applications, including preparation, submission, and follow-ups with relevant authorities.
Perform regulatory mapping and gap assessments against evolving requirements.
Draft and review license-related documentation and responses to regulator queries.
Design, implement, and maintain robust compliance policies, procedures, standards, and internal controls to ensure adherence to local and cross-border regulatory obligations.
Track and analyse regulatory developments, particularly in the digital asset/crypto space, and proactively advise senior management and relevant departments.
Work closely with internal stakeholders such as Business, IT, Product and Operational Units and external stakeholders such as Consultant, Counsel and Regulators in regard to the compliance and licensing matters.
Develop and deliver compliance training programs to raise awareness and reinforce a strong compliance culture across the organization.
Job Requirements:
Bachelor’s Degree in Law, Finance, Business, or a related discipline.
Minimum 5 years of relevant experience in regulatory compliance within financial institutions; experience in fintech, digital assets, or crypto-related businesses is a strong advantage.
Deep understanding of Singapore’s regulatory landscape, particularly MAS guidelines, Payment Services Act (PSA), and related compliance obligations.
Experience interacting with MAS, especially in relation to license application or compliance audits, is highly valued.
Strong analytical, critical thinking, and project management skills
Excellent stakeholder management and communication skills, with the ability to influence across functions.
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Company Overview:

Mitrade is an award-winning global Contract for Difference (CFD) and forex broker, regulated by authorities in Australia (ASIC), Cyprus (CySec), the Cayman Islands (CIMA), and Mauritius (FSC). We were founded in Melbourne, Australia and have offices worldwide.

Leveraging our proprietary in-house state-of-the-art technology, Mitrade has developed a one-stop digital trading platform tailored for investors. We offer market data, news, and analysis, as well as trading and risk management services within a comprehensive user-centric FinTech ecosystem. Serving more than five million users globally, Mitrade is accessible via various platforms such as mobile (iOS and Android), desktop applications, and web browsers.

Role Summary:

We are seeking an experienced Compliance Manager to provide strategic oversight and technical support to our group Compliance team. This role combines deep domain knowledge with business acumen from Group Compliance to provide support and guidance to respective licensed entities, optimize KYC processes and drive continuous improvement in our Group Compliance operations.

If you're a strategic thinker with strong knowledge in regulatory compliance framework and AML/CFT regulations who can balance the regulatory requirements with business objectives, we invite you to join us in shaping the future of digital finance

This role reports to the Vice President who based in Singapore and works closely with the Group Compliance in our offices to drive excellence in our global Compliance and KYC/AML operations.

What would be your Responsibilities:

• Support and advise the business on various regulatory compliance matters pertaining to regulatory requirements from the respective licensed entity.
• Develop and maintain comprehensive regulatory compliance policies, procedures, and verification methods, incorporating jurisdiction-specific requirements and industry best practices.
• Partner with business teams to develop practical solutions that enhance growth while ensuring compliance in regulations in respective licensed jurisdictions.
• Serve as the subject matter expert for all KYC/AML matters, providing strategic guidance, escalation support and guidance for complex cases.
• Oversee and optimize KYC and AML sanction screening operations through any possible resources and support, ensuring efficient processes across all licensed jurisdictions.
• Analyse operational metrics and conversion data to drive process improvements and enhance customer experience.
• Lead system enhancement initiatives, collaborating with IT teams and solution providers to optimize CDD on-boarding platforms, workflows and other compliance framework.
• Refine and improve KYC and CDD on-boarding processes through collaboration with stakeholders to improve conversions.
• Design and deliver training programs to enhance team capabilities and ensure consistent standards across global operations.
• Support the Compliance Director in ad-hoc matters in the Group.

What we Require from you:

• Minimum 4 years of regulatory compliance experience in financial services, with demonstrated expertise in regulatory requirements and industry best practices
• Strong understanding of global regulations and compliance frameworks in licensed jurisdictions and emerging trends in digital finance
• Experience in leading, managing or working with overseas teams
• Experience in financial services industry, particularly in CFD/forex trading (preferred)
• Proven track record in process optimization and system enhancement projects
• Excellent analytical and problem-solving skills
• Strong business acumen and ability to balance risk and business objectives
• Excellent command of both written and spoken Chinese and English, with the ability to communicate effectively and professionally with Chinese-speaking counterparts who converse only in Mandarin Chinese, across regional offices.
• Mitrade is at the cutting edge of FinTech with a team that excels in a fast-paced, collaborative environment. We seek analytical thinkers and executors with a data-driven approach, capable of managing complex multistakeholder projects and adapting to technological advancements.

What You Can Look Forward To:

• Competitive compensation package.
• Career growth and personal development within a growing global organization.
• A flat organizational structure that values collaboration and transparency.

Company Overview:

Mitrade is an award-winning global Contract for Difference (CFD) and forex broker, regulated by authorities in Australia (ASIC), Cyprus (CySec), the Cayman Islands (CIMA), and Mauritius (FSC). We were founded in Melbourne, Australia and have offices worldwide.

Leveraging our proprietary in-house state-of-the-art technology, Mitrade has developed a one-stop digital trading platform tailored for investors. We offer market data, news, and analysis, as well as trading and risk management services within a comprehensive user-centric FinTech ecosystem. Serving more than five million users globally, Mitrade is accessible via various platforms such as mobile (iOS and Android), desktop applications, and web browsers.

Role Summary:

We are seeking an experienced Compliance Manager to provide strategic oversight and technical support to our group Compliance team. This role combines deep domain knowledge with business acumen from Group Compliance to provide support and guidance to respective licensed entities, optimize KYC processes and drive continuous improvement in our Group Compliance operations.

If you're a strategic thinker with strong knowledge in regulatory compliance framework and AML/CFT regulations who can balance the regulatory requirements with business objectives, we invite you to join us in shaping the future of digital finance!

This role reports to the Vice President who based in Singapore and works closely with the Group Compliance in our offices to drive excellence in our global Compliance and KYC/AML operations.

What would be your Responsibilities:

• Support and advise the business on various regulatory compliance matters pertaining to regulatory requirements from the respective licensed entity.
• Develop and maintain comprehensive regulatory compliance policies, procedures, and verification methods, incorporating jurisdiction-specific requirements and industry best practices.
• Partner with business teams to develop practical solutions that enhance growth while ensuring compliance in regulations in respective licensed jurisdictions.
• Serve as the subject matter expert for all KYC/AML matters, providing strategic guidance, escalation support and guidance for complex cases.
• Oversee and optimize KYC and AML sanction screening operations through any possible resources and support, ensuring efficient processes across all licensed jurisdictions.
• Analyse operational metrics and conversion data to drive process improvements and enhance customer experience.
• Lead system enhancement initiatives, collaborating with IT teams and solution providers to optimize CDD on-boarding platforms, workflows and other compliance framework.
• Refine and improve KYC and CDD on-boarding processes through collaboration with stakeholders to improve conversions.
• Design and deliver training programs to enhance team capabilities and ensure consistent standards across global operations.
• Support the Compliance Director in ad-hoc matters in the Group.

What we Require from you:

• Minimum 4 years of regulatory compliance experience in financial services, with demonstrated expertise in regulatory requirements and industry best practices
• Strong understanding of global regulations and compliance frameworks in licensed jurisdictions and emerging trends in digital finance
• Experience in leading, managing or working with overseas teams
• Experience in financial services industry, particularly in CFD/forex trading (preferred)
• Proven track record in process optimization and system enhancement projects
• Excellent analytical and problem-solving skills
• Strong business acumen and ability to balance risk and business objectives
• Excellent command of both written and spoken Chinese and English, with the ability to communicate effectively and professionally with Chinese-speaking counterparts who converse only in Mandarin Chinese, across regional offices.
• Mitrade is at the cutting edge of FinTech with a team that excels in a fast-paced, collaborative environment. We seek analytical thinkers and executors with a data-driven approach, capable of managing complex multistakeholder projects and adapting to technological advancements.

What You Can Look Forward To:

• Competitive compensation package.
• Career growth and personal development within a growing global organization.
• A flat organizational structure that values collaboration and transparency.

The Methodist Church in Singapore (MCS) is a connectional church comprising the General Conference, three Annual Conferences, local churches, and various agencies and organisations. The General Conference (GC) is the highest body of the MCS, responsible for legislation, policy, and the overseeing of its various agencies, including the programme agencies responsible for education, missions, and welfare services.

We have a vacancy for Compliance Manager.

Responsibilities and Duties

1. Provide overall supervision on compliance matters and assist with compliance-related advice to MCS agencies.

2. Manage compliance with legislations governing charities, regulatory requirements and internal policies.

3. Facilitate the management of compliance risk by the effective embedment of the compliance methodology and furnishing advice and guidance relating to compliance issues of strategic nature

4. Map and/or align the prescriptive sections per legislations and regulatory requirements with the array of controls the organisation has to implement over time.

5. Communicate changes to the legislations governing charities and regulatory requirements.

6. Identify, assess and communicate promptly.

7. Inform affect areas and/or departments if such developments have an impact on existing processes.
8. Assist the organisation to identify changes needed.
9. Provide advice in all areas of compliance.

10. Oversee the development and maintenance policies and procedures.

11. Manage and evaluate the compliance risk profile of the activities conducted by the operation or the business unit.

12. Assess the impact of additional and listed controls on the overall risk level associated with these activities.

13. Design or update internal policies to mitigate the risk of the organisation.

14. Partner with operational areas to formulate best-practice procedures that are balanced to meet the needs of the organisation, stakeholders and regulators.

15. Work closely with department heads on audit issues.

16. Identify weaknesses in the processes and controls that are in place, from the perspective both of those found to be insufficient and those that are found to be over-prescriptive.

17. Oversee continual monitoring and review of compliance procedure to help identify possible areas where improvements could be made.

18. Implement and maintain monitoring programme to provide management with some assurance that key risks are being adequately managed within the organisation.

19. Apprise senior management informed of both internal and/or external issues and progress.

20. Provide regular reporting on key areas of risk.

21. Attend to matters assigned by supervisor to support work for Council of Governance, MCS entities etc.

Job Requirements

• Diploma or Degree from an established tertiary institution or certification from recognised bodies such as International Register of Certified Auditors (IRCA)
• 7 years or above or equivalent of relevant experiences.
• Working experience in risk and compliance related areas e.g. banks, insurance companies or non-profit and religious organisations; preferably at managerial position.
• Familiar with Companies Act, Charities Act, Personal Data Protection Act and other relevant statutes.
• Able to multi-task, work independently and prioritise to meet deadlines.
• Excellent spoken and written communication skills. Able to communicate effectively across many levels of committees headed by clergy and laity.

To apply for the above vacancy, please send us a copy of your resume.

Please indicate the following information in your resume:

• Current & expected salary
• Reason(s) for leaving
• Availability to commence work

We regret that only shortlisted candidates will be notified. All applications will be treated with the strictest confidence. By submitting any application or resume to us, you will be deemed to have agreed and consented to us collecting, using, retaining and disclosing your personal information for the processing of your job application.

The Compliance Manager will be responsible for overseeing the firm's ISO 27001, Data Protection Trustmark (DPTM), and Cyber Trustmark (CTM) certification processes. This role ensures compliance with industry information security, data privacy, and risk management standards. The individual will work closely with internal teams, internal and external auditors, and regulatory bodies to develop and maintain compliance frameworks, policies, and audit readiness.

ISO 27001, DPTM & Cyber Trustmark Compliance

• Lead the firm's ISO 27001 implementation & certification process, including gap assessments, risk analysis, and internal audits.
• Oversee compliance efforts for SS714:2025 / DPTM (PDPA compliance) and Cyber Trustmark (cybersecurity best practices).
• Develop and implement information security policies, standard operating procedures, and controls aligned with regulatory frameworks.
• Coordinate external audits and assessments for certification bodies and regulators.

Governance, Risk & Compliance

• Support leadership with the implementation and oversight of necessary Governance, Risk & Compliance for areas such as information security, data privacy, and cyber resilience.
• Support leadership and the IT/Digital department with management of data classification, retention, and security protocols, ensuring adherence to PDPA and ISO 27001 requirements.
• Conduct internal risk assessments, vendor risk evaluations, and third-party due diligence.
• Establish a compliance monitoring and reporting mechanism for key stakeholders and leadership.
• Maintaining and updating of Risk Register, identifying potential risks, and implementing mitigation strategies

Policy Development & Awareness

• Maintain IT security, data protection, and cybersecurity policies.
• Work with IT and Cyber teams for regular training and awareness programs for employees on ISO 27001, PDPA, cybersecurity best practices, and regulatory requirements.
• Drive a compliance-first culture across the organization.

Incident & Audit Management

• Oversee the firm's incident response plan, ensuring compliance with ISO 27001's ISMS requirements and PDPA's data breach notification guidelines.
• Work with Legal, IT, and Risk teams to ensure data privacy and cybersecurity policies are enforced.
• Lead pre-certification audits, internal compliance assessments, and security gap analysis.

Stakeholder & Regulatory Engagement

• Act as the key liaison between the firm, auditors, certification bodies, and regulators.
• Provide regular reports and updates to senior management on compliance progress and risk exposure.
• Stay updated on evolving cybersecurity threats, regulatory changes, and industry best practices

Qualifications & Experience:

• Bachelor's degree in Information Security, Cybersecurity, Risk Management, Law, or Business Administration.
• 5+ years of experience in compliance, information security, IT governance, or risk management.
• Experience with ISO 27001, PDPA (DPTM), Cyber Trustmark, NIST, or MAS TRM frameworks is a plus.
• Experience working in Professional Services, Consulting, or Big 4 environments is a plus.

Technical & Soft Skills:

• Experience conducting internal security audits and compliance assessments.
• Excellent stakeholder management, communication, and project leadership skills.
• Ability to work cross-functionally with Legal, IT, Risk, and Business teams.

Position Summary

Your main responsibilities are to lead and design regulatory compliance strategies and implement our programs for all compliance topics, such as Licensing, Transaction Monitoring, Sanctions Screening, Reporting. You will also play the role as Money Laundering Reporting Officer.

Job Description

• Advise and support the business on all compliance matters and ensure the business is in alignment with license requirements locally
• Act as the liaison officer with MAS and regulatory bodies, as well as facilitate internal and external compliance audits
• Develop and formulate Group AML/CFT policy, standards and operating procedures & controls and ensure effective implementation of the program firm-wide
• Work with technology and product teams in assessing and mitigating technology risk and regulatory risks
• Conduct reviews on the adequacy and relevance of regulatory and compliance strategies, policies and frameworks, and oversee enhancements to address control deficiencies.
• Implement and conduct regular compliance training programs on an ongoing basis to educate staff on the relevant regulatory developments, compliance policies and procedures
• Advise and ensure AML and CTF requirement fulfilment for new product and service developments
• Preparing appropriate compliance reports with regulatory agencies

Job Requirements

• 8+ years of relevant experience in compliance roles of scope (AML/CFT, compliance in financial services industries)
• Minimum Bachelor's Degree in Accounting, Commerce, Business, Finance or Law
• AML specialist certification with a recognized institution/association of a recognized professional body, would be advantageous
• Good verbal and written communication skills to inform and educate employees, and also to file correct and accurate compliance reports with regulating agencies
• Broad exposure to APAC region compliance issues
• Experience in developing and administering internal controls and processes
• Ability to work collaboratively with a broad range of business functions

About Aster

Aster Chemicals and Energy (Aster) is a leading provider of chemical and energy solutions in Singapore and Southeast Asia. Aster is a joint venture led by Chandra Asri in partnership with Glencore Group. Building on the foundations of Singapore's first oil refinery, our facilities on Pulau Bukom and Jurong Island serve as the nation's hub for integrated refining and petrochemical production. Aster Bukom operates a 237,000 barrels per day refinery and a 1.1 million tonne per year ethylene cracker, while Aster Jurong Island produces essential petrochemicals that support industries across the region.

With over 60 years of heritage, Aster is shaping the future by driving progress and creating new opportunities for our people. From advancing energy solutions to driving petrochemical innovation, we welcome you to join us in our journey that reflects our commitment to sustainability and operational excellence in an evolving industry landscape.

Together, we can achieve more—come be a part of it.

About the job

The Compliance Manager will be responsible for overseeing and ensuring the company's adherence to regulatory standards wherever Aster operates and does business, while also promoting a culture of compliance within the organization. This role is critical in maintaining our commitment to ethical business practices and risk mitigation, while ensuring that compliance initiatives are practical and balanced.

Job Responsibilities:

• Implementing Corporate Compliance Program: Implement and execute the corporate compliance program for Aster. Ensure the program's alignment with local requirements and circumstances.
• Policy Adaptation: Customize Aster's compliance policies and guidelines to suit the specific needs of the organization, taking into account local nuances and regulatory requirements.
• Policy Roll-out: Facilitate the deployment of policies and guidelines, ensuring their effective dissemination and understanding within the organization.
• Team Management and Training: Lead and oversee a team of compliance officers, providing guidance, training, and support to ensure efficient compliance operations within Aster.
• Stakeholder Interaction: Maintain effective communication and collaboration with compliance staff, colleagues from business units and other control functions, as well as employees and management across all business units, fostering a culture of compliance and accountability.
• Regulatory Awareness: Stay informed about evolving regulatory developments and emerging best practices, and ensure that the organization is prepared to meet these standards.
• Risk Assessments: Conduct thorough risk assessments specific to compliance-related matters within Aster, identifying potential risks and proposing strategies for mitigation.
• Compliance Advisory: Offer guidance and advice to business units on day-to-day compliance-related matters, assisting in decision-making and issue resolution.
• Training and Awareness: Develop and deliver compliance training programs for the organization, raising awareness and ensuring employees are well-versed in compliance-related matters.

Job Requirements:

• A bachelor's degree or higher in a field related to law, auditing, risk management, or a similar discipline.
• A minimum of 8 years of relevant compliance experience in a similar role.
• Demonstrated general knowledge and understanding of compliance issues, particularly in areas related to anti-corruption, sanctions, and industry-specific regulatory requirements.
• Strong familiarity with compliance issues, particularly in areas related to anti-corruption and sanctions, and a proven ability to address these concerns effectively.
• Self-motivated, enthusiastic, and a dedicated team player who can work effectively with others. Possesses an independent and flexible work attitude, excels under pressure, and approaches challenges with a problem-solving mindset.
• Strong written and verbal communication skills, enabling clear and effective interaction with various stakeholders.

Work Location: mTower

We thank you for your interest. Kindly note that only shortlisted candidates will be contacted for a discussion.