60 Regulatory Requirements jobs in Singapore

Looking for a leader with security technical acumen and diverse problem solving skills to work in Singapore with government customers in an isolated and secure environments. Must have clearance requirement of the host country and access central operations center capabilities.

Leads a team to manage the ongoing preparation, testing, and monitoring of compliance with information security standards and government regulations and regulatory agencies as it relates to the design, development, and deployment of products and services within host country needs. This individual must have a security clearance of the host government.

Responsibilities

The Director, Compliance Oracle Cloud Isolated Region, will coordinate closely with operations teams which may include Global Business Units, Corporate Security, and with Oracle Legal. Responsibilities include developing and maintaining comprehensive information security, and/or quality management, and regulatory oversight program, including standards for product and service design aligned with Oracle Software Security Assurance and Security Architecture Review, and/or quality management system standards. Will be responsible for managing information security risks and managing compliance team. Will educate through training members on information security and industry regulatory standards applicable to their products and services. Work with respective teams which may include isolated region operations and service to incorporate applicable industry regulatory standards, Oracle security and/or quality policies and customer-contractual obligations into processes and standards. Work with Corporate Security and Business Assessment and Audit, and/or Quality System Internal Audit to evaluate product and service line security and regulatory compliance on an ongoing basis. Work with Legal to evaluate changes in applicable laws and regulations and impact on products and services. Work with Corporate Development and Legal to evaluate potential acquisitions for regulatory issues. Administrate industry and regulatory certifications. Build a compliance team to support government reporting, validations, and accreditation activities and subsequently maintain a continuous monitoring of meeting security controls. Position requires a Singaporean clearance.

• This role is open to Singaporeans and PRs only.
• This role will involve the successful applicant working on government projects which may require security clearance being obtained and maintained as a condition of employment. Candidates applying for this role must be willing to provide necessary personal details for the application and maintenance of necessary security clearance.

Seniority level

• Seniority level Director

Employment type

• Employment type Full-time

Job function

• Job function Other
• Industries IT Services and IT Consulting

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Nium, the Leader in Real-Time Global Payments

Nium , the global leader in real-time, cross-border payments, was founded on the mission to deliver the global payments infrastructure of tomorrow, today. With the onset of the global economy, its payments infrastructure is shaping how banks, fintechs, and businesses everywhere collect, convert, and disburse funds instantly across borders.

Its payout network supports 100 currencies and spans 220+ markets, 100 of which in real-time. Funds can be disbursed to accounts, wallets, and cards and collected locally in 35 markets. Nium's growing card issuance business is already available in 34 countries. Nium holds regulatory licenses and authorizations in more than 40 countries, enabling seamless onboarding, rapid integration, and compliance – independent of geography. The company is co-headquartered in San Francisco and Singapore.

About the Role

As a Compliance Lead, you will be working as part of Nium’s global, dynamic compliance team and will be reporting directly to the Head of Compliance SG for Nium. The Compliance team is responsible for advising the Nium business unit on all compliance matters and ensuring the policies and procedures for Nium are accurate and always updated in real time. In addition, you will also be responsible for daily escalations for Nium clients across the globe on client onboarding, transaction monitoring, and for the detection and prevention of financial crime including, money laundering, and terrorist financing.

Key Responsibilities

• Review, assess and maintain Nium’s AML/CFT policies, procedures, and controls in accordance with country specific regulatory requirements.
• Assist the Head of Compliance SG in compliance/AML related advisory for new products launches and enhancements to existing ones.
• Assist in to improve and streamline end to end compliance operational processes through automation and technology to enable scaling of the Nium business unit.
• Ensure all due diligence requests and escalations, including review of clients’ profile, risk rating, name screening, verification of documentations during the clients' lifecycle are resolved within agreed timeframes, and any issues or bottlenecks that arise are escalated in a timely manner.
• Perform periodic, trigger, and ad hoc AML reviews on clients' profile, and ensure that adverse news hits and increased risk factors have been appropriately identified and escalated in accordance with Nium’s specific procedures and requirements.
• Conduct quality assurance checks for Nium, highlighting control gaps and working with stakeholders to ensure remediation is completed timely.
• Work with internal stakeholders to understand and provide feedback on the product design and parameters, perform KYB/KYC due diligence, customer onboarding.
• Use technology and machine learning to build capabilities to scale for analysis of high risk transactions within a business portfolio.
• Conduct Modelling exercise and design new use cases as applicable.
• Participating in compliance or product-driven projects, including regulatory developments and strategic initiatives

Requirements

• At least 8 years’ experience within regulated companies, in compliance role(s) with robust knowledge on compliance topics (KYB / KYC, AML/CFT, Sanctions etc.)
• Good understanding of the Payments/Fintech industry
• Knowledge and experience (preferably within Payments/Fintech)
• ACAMS/ICA certified (preferably)
• Strong analytical skills with experience in problem solving and being able to implement and deliver solutions
• A self-motivator with the ability to get things done
• Ability to identify inefficiencies, see the bigger picture, challenge the current status quo and define scalable and sustainable processes and methodology
• Able to prioritise quickly and meet deadlines under pressure
• ·Strong stakeholder management and communication skills
• Team player with strong collaborative qualities

What we offer at Nium

We Value Performance: Through competitive salaries, performance bonuses, sales commissions, equity for specific roles and recognition programs, we ensure that all our employees are well rewarded and incentivized for their hard work.

We Care for Our Employees: The wellness of Nium’ers is our #1 priority. We offer medical coverage along with 24/7 employee assistance program, generous vacation programs including our year-end shut down. We also provide a flexible working hybrid working environment (3 days per week in the office).

We Upskill Ourselves: We are curious, and always want to learn more with a focus on upskilling ourselves. We provide role-specific training, internal workshops, and a learning stipend

We Constantly Innovate: Since our inception, Nium has received constant recognition and awards for how we approach both our business and talent opportunities.

- 2022 Great Place To Work Certification

- 2023 CB Insights Fintech 100 List of Most Promising Fintech Companies .

- CNBC World’s Top Fintech Companies 2024.

We Celebrate Together: We recognize that work is also about creating great relationships with each other. We celebrate together with company-wide social events, team bonding activities, happy hours, team offsites, and much more!

We Thrive with Diversity: Nium is truly a global company, with more than 33 nationalities, based in 18+ countries and more than 10 office locations. As an equal opportunity employer, we are committed to providing a safe and welcoming environment for everyone.

For more detailed region specific benefits :

For more information visit

Depending on your location, certain laws may regulate the way Nium manages the data of candidates. By submitting your job application, you are agreeing and acknowledging that you have read and understand our Candidate Privacy Notice located at .

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Job Responsibilities

• Monitor and ensure that the company complies with applicable laws, regulations, and guidelines, including ACRA, MAS, and AML/CFT requirements.
• Oversee and coordinate internal audits to assess the company’s compliance with regulatory requirements and internal policies.
• Manage the client onboarding process, conducting due diligence and KYC checks to ensure compliance with regulatory standards and company policies.
• Conduct risk assessments on clients and develop strategies to minimize risks related to legal and regulatory non-compliance.
• Provide regular compliance training to employees to ensure awareness of regulatory changes, company policies, and ethical standards.
• Monitor business transactions and activities to ensure compliance with anti-money laundering (AML) and counter-terrorism financing (CTF) regulations.
• Maintain accurate records of compliance activities, audits, and investigations.

Job Requirement

• Good interpersonal and communication skill
• Proven experience as a compliance officer from Corporate Service Provider (CSP) or financial services environment
• Familiarity with Singapore’s regulatory requirements for CSPs, including ACRA, AML/CFT, and MAS guidelines
• Advantage if have certifications such as CAMS (Certified Anti-Money Laundering Specialist) or ICA (International Compliance Association)

AngelineMah

Reg No: R2096146

One Vogue Pte Ltd

EA License: 19C9629

**Job Description**
Oracle Cloud Infrastructure (OCI) is seeking a highly skilled and detail-oriented Regulatory Compliance Specialist to join our dynamic team. As a key player in our global organization, you will be responsible for managing audits and assessments, and informing OCI on regulatory changes so that we maintain a high level of compliance and adhere to all relevant regulations, policies, and standards.
**Responsibilities**
Performs evaluation of internal operations, controls, communications, risk assessments and maintenance of documentation as related to regulatory compliance and recommends appropriate changes. Conducts and facilitates internal and external audits to identify, evaluate, disclose and appropriately remedy risks and deficiencies. Coordinates the preparation of and may prepare document packages for regulatory submissions from all areas of company as well as for internal and external audits and inspections. May serve as point of contact for interactions with regulatory agencies for defined matters. Support the creation of a comprehensive risk management and/or quality management, and regulatory oversight program, including specifications for product and service design aligned with Oracle Software Security Assurance and Security Architecture, and/or Quality Management systems. Review specifications. Develop training for cloud services along with service, security and operation teams on industry regulatory specifications applicable to their products and services. Execute risk assessments and evaluate risks to the business and develop risk mitigation strategies. Identify industry requirements applicable to Oracle, and work with members of development, cloud services, services, security and operations teams to incorporate applicable industry regulatory standards, Oracle security and/or quality policies and customer-contractual obligations into Oracle processes and standards. Coordinate industry and government certifications. Build security documentation and collateral for customers and internal users allowing security to be a differentiator. Build management level metrics and reporting for activities that are owned by the Risk Manager. Execute a vendor security and/or quality management program.
+ This role is open to Singaporeans and PRs only.
+ This role will involve the successful applicant working on government projects which may require security clearance being obtained and maintained as a condition of employment. Candidates applying for this role must be willing to provide necessary personal details for the application and maintenance of necessary security clearance.
Career Level - IC4
**About Us**
As a world leader in cloud solutions, Oracle uses tomorrow's technology to tackle today's challenges. We've partnered with industry-leaders in almost every sector-and continue to thrive after 40+ years of change by operating with integrity.
We know that true innovation starts when everyone is empowered to contribute. That's why we're committed to growing an inclusive workforce that promotes opportunities for all.
Oracle careers open the door to global opportunities where work-life balance flourishes. We offer competitive benefits based on parity and consistency and support our people with flexible medical, life insurance, and retirement options. We also encourage employees to give back to their communities through our volunteer programs.
We're committed to including people with disabilities at all stages of the employment process. If you require accessibility assistance or accommodation for a disability at any point, let us know by emailing or by calling +1 in the United States.
Oracle is an Equal Employment Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, sexual orientation, gender identity, disability and protected veterans' status, or any other characteristic protected by law. Oracle will consider for employment qualified applicants with arrest and conviction records pursuant to applicable law.

Job Responsibilities

Regulatory Compliance & internal Reporting

1. Perform tracking and recording of new regulations / regulatory updates / consultation papers daily.

2. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office (“HO”).

3. Communicate relevant new and updated regulatory requirements to impacted departments on a timely basis.

4. Communicate relevant consultation papers to impacted departments, and consolidate feedback for submission to MAS.

5. Disseminate weekly regulatory updates to the branch.

6. Develop monthly Regulatory Reports for Head Office and Head of Departments (“HOD”) on a timely and accurate basis. This includes the HOD deck, Risk and Compliance Governance Committee (“RCGC”) deck, IBRMC deck, Head Office Regulatory Report, and Head Office RCGC deck.

7. Track and follow up on the timely implementation of new and revised relevant regulatory requirements

8. Record status of implementation of applicable new regulations / regulatory updates.

Compliance Testing

1. Perform independent compliance testing and verification to ensure adequate implementation of requirements and processes.

Compliance Advisory

1. Assist the business and support units in identifying gaps in the bank’s processes against regulatory requirements, and develop solutions to close the gaps.

Risk and Compliance Self-Assessment (“RCSA”)

1. Perform the RCSA Annual Review for the Compliance department

2. Perform the RCSA Control Testing for the Compliance department.

Compliance Coordinator for the HL Bank RCGC

1. Organize local HL Bank RCGC meetings.

2. Develop RCGC meeting material.

3. Coordinate KRI reporting for all departments.

4. Track the tabling of RCSA Annual Review and RCSA Control Testing for all departments.

5. Coordinate and prepare updates on all regulatory issues.

6. Coordinate and prepare updates on all projects and key initiatives.

7. Coordinate and review presentation material from all departments.

8. Record meeting minutes.

9. Record, track and follow up on matters arising from the RCGC meeting for status updates and closure.

Compliance Support on Bank Initiatives

1. Provide Compliance support on projects and initiatives, providing guidance from a regulatory perspective.

2. Review SOPs and marketing materials to ensure that they comply with the relevant regulatory requirements.

3. Review and ensure that submitted CRS forms are duly completed.

Job Requirements

• University degree.
• International Compliance Association Qualification or equivalent is preferred.
• At least 7 years in Regulatory Compliance related experience.

Our Client is in the insurance and financial services advisory sector. Seeking for an experienced Compliance professional to support the Head of Department in the areas of regulatory compliance.

Job Description:

• Review and assess daily name screening alerts, to determine next course of action e.g. for closure / further escalation / obtain approvals etc.
• Ensure Customer Due Diligence (“CDD”) measures with regards to customer identification / verification have been complied with
• Annual CDD review of PEP and High Risk Clients
• Observe the conduct of the customer’s account and ensure that the transactions are consistent with the client’s business and risk profile, and where appropriate, client’s source of funds
• Assist in maintaining the AML/CFT Framework and ensure alignment with regulatory requirements as prescribed by MAS
• Provide regulatory advisory to Management/ Business Units/ Agencies/ FAs on queries and new initiatives
• Update relevant policies or changes in regulations to Management on a regular and ad hoc basis
• Assist in preparing responses to queries from external audit and/or internal audit on AML/CFT matters

Requirements:

• Min. Bachelor degree with more than 8 years relevant compliance experience in Financial Services sector
• Strong regulatory knowledge/ skillsets

To apply, please email to:
EA Licence No.: 99C4599
EA Personnel Registration: R1104662
EA Personnel Name: Celine Tan Si Ling
Note that only shortlisted candidates will be notified

EY is the most globally integrated professional services organization which encompasses a separate business unit dedicated exclusively to the financial services marketplace. Join Financial Services (FSO) and you will work with multi-disciplinary teams from around the world to deliver a global market perspective. Aligned to key industry groups including banking and capital markets, asset management, insurance and private equity, we provide integrated assurance, advisory, tax, and transaction services to our clients.

Upon embarking on a journey with us, you will experience professional development through exposure to an array of diverse experiences, world-class learning and individual tailored coaching. This, is how we develop outstanding leaders who endeavour to deliver on our promises to all our stakeholders, and in so doing, play a critical role in building a better working world for our people, our clients and our communities. Sounds interesting? Well this is just the beginning. Whenever you join, however long you stay, the exceptional EY experience will last a lifetime.

The Opportunity

Within EY’s Financial Services Regulatory Compliance practice, you will participate in numerous projects and initiatives involving process reviews, system enhancements as well as new systems implementation, impacting and improving the relevant MAS regulatory compliance and reporting processes. You will also use your knowledge and expertise to implement challenging audit strategies and build strong client relationships. With the support of managers, you will extend your technical and business skills. You will progress quickly in our friendly, collaborative environment, supported by formal training, senior mentoring and exposure to a wide variety of commercial experience in the financial services industry.

Your key responsibilities

You will be working together with the audit manager, plan, lead and execute MAS regulatory review for financial institutions, focusing on regulatory risk and reporting for Banks, Capital Market Services Licensees and other financial institutions. You will perform regulatory related fieldwork and review of documentation to provide quality control over MAS regulatory reviews. You will also make recommendations to improve policies, procedures and processes.

Skills and attributes for success

• Knowledge of MAS Regulations such as Banking Act / Securities and Futures Act
• Excellent communication and interpersonal skills to lead a team in close liaison with the engagement managers
• Strong analytical skills with a good eye for details
• Able to work under pressure and tight deadlines
• Accounting knowledge, with focus in IFRS and SFRS will be an advantage

To qualify for the role, you must have

• Degree in Accountancy, Finance or related discipline
• Minimum 3 years experience in regulatory compliance, regulatory reporting or risk management function, especially in banks or capital market services licensees
• Strong knowledge in banking operations and banking products and services will be an advantage

What we look for

Highly motivated individuals with excellent problem-solving skills and the ability to prioritize shifting workloads in a rapidly changing industry. An effective communicator, you’ll be a confident team player that collaborates with people from various teams while looking to develop your career in a dynamic organization.

What working at EY offers

EY offers a competitive remuneration package where you’ll be rewarded for your individual and team performance. We are committed to being an inclusive employer and are happy to consider flexible working arrangements. Plus, we offer:

• Support, coaching and feedback from some of the most engaging colleagues around
• Opportunities to develop new skills and progress your career
• The freedom and flexibility to handle your role in a way that’s right for you

Job Summary:

The Regulatory Compliance Officer is responsible for supporting compliance monitoring, ad-hoc compliance advisory and training. The role ensures that the bank operates in alignment with applicable laws, regulations, and internal policies while performing activities in the compliance monitoring programs.

Key Responsibilities:

• Conduct compliance testing in the form of gap analysis to identify and mitigate compliance risks.
• Prepare detailed reports on monitoring outcomes and recommend corrective actions.
• Update the country addendum and regulatory oversight tool as and when required
• Develop training materials to promote compliance awareness across the organization.
• Provide ad-hoc advisory services on compliance-related matters

Our Ideal Candidate:

• Track records in banks
• At least 2-4 years of experience in regulatory compliance with exposure to policies reviews, gap analysis, compliance advisory, and training will be advantageous. Preferably in the banking or financial services industry. External audit firms or internal audit background are welcome to apply.
• Approachable, good team player, hands-on, possess good attitude, good communication skill, good analytical skill and meticulous.

Interested candidates please email resume in MS Word format to

Please state your last drawn and expected package, relevant skill sets and the position you are applying for.

Resumes collected will be kept in strict confidence and used for recruitment purposes only.

Job Responsibilities:

Legal Support

• Conduct and coordinate legal research, draft legal memoranda, and assess legal risks, including monitoring and analyzing updates in local laws and regulations.
• Assist in the preparation, review, and analysis of legal documents such as commercial agreements, Letters of Intent (LOIs), Memorandums of Understanding (MOUs), Non-Disclosure Agreements (NDAs), legal opinions, and corporate resolutions.
• Perform additional legal tasks as assigned or required.

Secretarial and Administrative Support

• Provide corporate secretarial support, including drafting minutes of shareholder and board meetings, and preparing resolutions related to specific transactions.
• Organize and maintain an internal digital repository of contracts, ensuring accurate recordkeeping of all relevant documentation and communications.

Compliance Program Support

• Assist with various compliance initiatives, including training sessions and ad hoc compliance projects.
• Support the resolution of compliance-related issues, such as audit findings and whistleblowing reports.
• Ensure regulatory and compliance documentation, including policies and procedures, are current and aligned with applicable legal requirements.

Additional Responsibilities

• Collaborate closely with teams across the company and within subsidiaries in the ASAO region to understand and support business and operational needs.

Requirements:

• Bachelor's degree in Law or equivalent qualification.
• Attorney qualification in any jurisdiction.
• Minimum of 2 years of legal experience, either in a law firm or an in-house legal or business environment
• Strong understanding of business-related laws and regulations.
• Proficient in legal and contractual analysis.
• Strong interpersonal skills with the ability to work collaboratively across teams.
• Highly organized with the ability to manage multiple tasks and projects simultaneously.

HOW TO APPLY:

Interested applicants, please click on “Apply Now” and provide the below details in your resume.

We regret only shortlisted candidates will be notified.

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