229 Regulatory Reporting Manager jobs in Singapore

Press Tab to Move to Skip to Content Link

Location: Other locations: Primary Location Only

Date: Apr 14, 2025

Requisition ID: 1600049

EY is the most globally integrated professional services organization, encompassing a dedicated business unit for the financial services marketplace. Join Financial Services (FSO) to work with multidisciplinary teams worldwide, delivering a global market perspective. We serve key industry groups including banking and capital markets, asset management, insurance, and private equity, providing integrated assurance, advisory, tax, and transaction services.

Embarking on a journey with us offers professional development through diverse experiences, world-class learning, and tailored coaching. We aim to develop outstanding leaders committed to delivering value to stakeholders and building a better working world for our people, clients, and communities. The EY experience lasts a lifetime, regardless of your tenure.

Within EY’s Financial Services Regulatory Compliance practice, you will lead and participate in projects involving regulatory process reviews, system enhancements, and new system implementations. Your work will impact regulatory conduct, financial crime, and compliance processes. You will implement audit strategies, lead regulatory advisory changes, and build strong client relationships, supported by senior colleagues and partners. This role offers rapid progression in a collaborative environment with formal training, mentoring, and diverse industry exposure.

You will plan, lead, and execute compliance audits for banks, capital market licensees, payment service providers, and other financial institutions. Responsibilities include leading audit fieldwork, reviewing documentation, and recommending improvements to policies and procedures.

• Deep knowledge of MAS Regulations such as Banking Act, Financial Advisers Act, Securities and Futures Act, Payment Services Act
• Excellent communication and interpersonal skills to lead teams in audits and reviews
• Strong analytical skills with attention to detail
• Ability to multi-task under pressure and tight deadlines

• A degree in Accountancy, Finance, or a related discipline
• At least 5 years of compliance audit or compliance experience, especially in banking or capital market services

• ICA Diploma in Compliance/AML or ACAMS certification (advantageous)

Highly motivated individuals with excellent problem-solving skills, capable of prioritizing in a rapidly changing industry. Effective communicators and confident team players who collaborate well and seek career development in a dynamic organization.

We offer a competitive remuneration package, inclusive employment practices, and flexible working options. Benefits include:

• Support, coaching, and feedback from engaging colleagues
• Opportunities for skill development and career progression
• Flexible role management tailored to your needs

• In-depth knowledge of MAS Regulations such as Banking Act / Financial Advisers Act / Securities and Futures Act / Payment Services Act
• Excellent communication and interpersonal skills to lead a team in compliance audits and reviews in close liaison with the audit managers and partners
• Strong analytical skills with a good eye for detail
• Able to multi-task under pressure and tight deadlines

• Degree in Accountancy, Finance or related discipline
• Minimum 5 years in compliance audit / compliance experience, especially in banks or capital market services licensees

• ICA Diploma in Compliance / AML or ACAMS certification would be an added advantage

• Support, coaching and feedback from some of the most engaging colleagues around
• Opportunities to develop new skills and progress your career
• The freedom and flexibility to handle your role in a way that's right for you

EY is the most globally integrated professional services organization which encompasses a separate business unit dedicated exclusively to the financial services marketplace. Join Financial Services (FSO) and you will work with multi-disciplinary teams from around the world to deliver a global market perspective. Aligned to key industry groups including banking and capital markets, asset management, insurance and private equity, we provide integrated assurance, advisory, tax, and transaction services to our clients.

Upon embarking on a journey with us, you will experience professional development through exposure to an array of diverse experiences, world-class learning and individual tailored coaching. This, is how we develop outstanding leaders who endeavor to deliver on our promises to all our stakeholders, and in so doing, play a critical role in building a better working world for our people, our clients and our communities. Sounds interesting? Well this is just the beginning. Whenever you join, however long you stay, the exceptional EY experience will last a lifetime.

The Opportunity
Within EY’s Financial Services Regulatory Compliance practice, you will lead and participate in numerous projects and initiatives involving regulatory process reviews, system enhancements as well as new systems implementation, impacting and improving the relevant processes surrounding regulatory conduct, financial crime and compliance. You will also use your knowledge and expertise to implement challenging audit strategies, lead and execute critical regulatory advisory changes and build strong client relationships. With the support of other Managers, Senior Managers and Partners, you will extend your technical and business skills. You will progress quickly in our friendly, collaborative environment, supported by formal training, senior mentoring and exposure to a wide variety of commercial experience in the financial services industry.

Your key responsibilities

You will be working together with the audit partners, plan, lead and execute compliance audits for Banks, Capital Market Services Licensees, Payment Service Providers and other financial institutions. You will lead compliance audit fieldwork and review of documentation to provide quality control over compliance audits. You will also make recommendations to improve policies, procedures and processes as part of regulatory reviews.

Skills and attributes for success

• In-depth knowledge of MAS Regulations such as Banking Act / Financial Advisers Act / Securities and Futures Act / Payment Services Act
• Excellent communication and interpersonal skills to lead a team in compliance audits and reviews in close liaison with the audit managers and partners
• Strong analytical skills with a good eye for detail
• Able to multi-task under pressure and tight deadlines

To qualify for the role you must have

• Degree in Accountancy, Finance or related discipline
• Minimum 5 years in compliance audit / compliance experience, especially in banks or capital market services licensees

Ideally, you’ll also have

• ICA Diploma in Compliance / AML or ACAMS certification would be an added advantage

What we look for

Highly motivated individuals with excellent problem-solving skills and the ability to prioritize shifting workloads in a rapidly changing industry. An effective communicator, you’ll be a confident team player that collaborates with people from various teams while looking to develop your career in a dynamic organization.

What working at EY offers
EY offers a competitive remuneration package where you’ll be rewarded for your individual and team performance. We are committed to being an inclusive employer and are happy to consider flexible working arrangements. Plus, we offer:

• Support, coaching and feedback from some of the most engaging colleagues around
• Opportunities to develop new skills and progress your career
• The freedom and flexibility to handle your role in a way that’s right for you

Select how often (in days) to receive an alert:

Work Type: Permanent

Start Date for Applications: 25 Jun 2025

Closing Date for Applications:

KPMG in Singapore is part of a global organization of independent professional services firms providing Audit, Tax and Advisory services. We operate in 143 countries and territories with more than 273,000 partners and employees working in member firms around the world. Each KPMG firm is a legally distinct and separate entity and describes itself as such. KPMG International Limited is a private English company limited by guarantee. KPMG International Limited and its related entities do not provide services to clients.

We are currently looking to recruit a Manager who can make a significant contribution to the RRA - Non-Financial Regulatory Reporting (NFRR) practice through deep sector expertise, client engagement and delivery of new business opportunities. You will help grow the practice through support of business development activities, help to develop value propositions and play a lead role in client engagement and project delivery.We are looking for an experienced individual who is highly motivated, passionate about what they do and can add further to the continued success of our market leading regulatory reporting advisory team.

Key Responsibilities

• Lead workstreams across our key regulatory reporting service lines including i) advisory and implementation support, ii) post implementation reviews, iii) reporting platform optimisation and iv) providing best practice recommendations on meeting current and future regulations
• Lead regulatory reporting business impact assessments, target operating model reviews; whilst providing firms with options for enhancements and strategic prioritisation
• Engagement management and assignment delivery.Formulate propositions and solutions that meet client requirements
• Business development support across key market propositions
• Manage and mentor teams of up to 1-2 people
• Develop and convert a pipeline of opportunities either through sell-on and/or new work
• Build and maintain strong client relationships within the sector, leveraging proven industry content and delivery capability

The Person

• Consulting background with experience in a Capital Markets, Risk & Regulatory team as part of professional services firm (Big 4 ideal)
• Experience in a major financial institution’s internal consulting or change function is also desirable
• Experience in managing delivery of risk, regulatory and other change programmes across sell side, buy side and financial market infrastructure firms e.g. T+1 implementation, Brexit, Risk and Regulatory Change e.g. MIFID II, SFTR, EMIR, MAS, HKMA, ASIC
• Demonstrable sector knowledge across both pre and post trade, with deep understanding of current trends in capital markets and some degree of specialisation in at least one or more asset class / financial services regulation / function
• Evidence of successful delivery track record across Investment and/or Wholesale banking clients.Key areas of interest include experience in initiation through to implementation of regulatory change projects covering business impact assessment, requirements analysis and delivery, post implementation reviews of key regulatory reporting regulations (e.g. MIFID II, SFTR, EMIR, MAS, HKMA, ASIC)
• In-depth understanding of the key industry, market and regulatory drivers shaping the industry and an ability to articulate these by way of client opportunities. Key areas of interest include OTC derivatives, Fixed Income and Equities, Cash and Collateral Management, Clearing and Settlement, all aspects of Operations Risk, risk mitigation and controls optimisation
• Experience in Project/Program Management, business analysis and demonstrable client account management capabilities
• Strong technical skills e.g. MSP, MS Access, MS Excel, SQL, SharePoint, Visio, MS PowerPoint and MS Word
• Team player with a proven ability to manage, mentor and train 1-2 junior consultants
• Strong interpersonal and communication skills with ability to build and maintain client relationships

Only shortlisted candidates will be contacted by KPMG Talent Acquisition team, personal data collected will be used for recruitment purposes only.

At KPMG in Singapore we are committed to creating a diverse and inclusive workplace. We believe that diversity of thought, background and experience strengthens relationships and delivers meaningful benefits to our people, our clients and communities. As an equal opportunity employer, all qualified applicants will receive consideration for employment regardless of age, race, gender identity or expression, colour, marital status, religion, sexual orientation, disability, or other non-merit factors. We celebrate the different talents that our people bring and support every staff member in their journey to achieve personal and professional growth. One of the ways we do this is through Take Charge: Flexi-work, our flexible working framework which enables agile and innovative teams to help deliver our business goals.

Our Client is in the insurance and financial services advisory sector. Seeking for an experienced Compliance professional to support the Head of Department in the areas of regulatory compliance.

Job Description:

• Providing regulatory compliance advisory to stakeholders/business units on their queries, new initiatives etc.
• Review marketing materials and various agreements from a regulatory perspective
• Provide inputs from compliance standpoint during the Annual Providers Due Diligence exercise
• Conduct due diligence for onboarding of new product providers.
• Review adherence to new regulatory changes and disseminate training materials to relevant business units
• Assist in planning and implementing revised processes and procedures in response to regulatory changes.
• Provide assessment for investigation/complaint/PDPA breach cases
• Liaise with internal stakeholders on risk matters to ensure alignment of policies with Group Risk Standards
• Perform regular risk reporting to Risk Committee and Management
• Act as secondary Liaison Officer to handle MAS queries and reporting matters
• Maintain AML/CFT framework and ensure alignment with regulatory requirements as prescribed by MAS
• Ensure Company's Customer Due Diligences (CDD/ECDD) measures with regards to customer identification / verification have been complied with

Requirements:

• Min. Bachelor degree with more than 8 years relevant compliance experience in Financial Services sector
• Strong regulatory knowledge in FAA/FAR
• Able to start work within short notice

To apply, please email to:

EA Licence No.: 99C4599

EA Personnel Registration: R1104662

EA Personnel Name: Celine Tan Si Ling

Note that only shortlisted candidates will be notified

Press Tab to Move to Skip to Content Link

Location:

Other locations: Primary Location Only

Date: Jul 8, 2025

Requisition ID: 1623850

EY is the most globally integrated professional services organization which encompasses a separate business unit dedicated exclusively to the financial services marketplace. Join Financial Services (FSO) and you will work with multi-disciplinary teams from around the world to deliver a global market perspective. Aligned to key industry groups including banking and capital markets, asset management, insurance and private equity, we provide integrated assurance, advisory, tax, and transaction services to our clients.

Upon embarking on a journey with us, you will experience professional development through exposure to an array of diverse experiences, world-class learning and individual tailored coaching. This, is how we develop outstanding leaders who endeavour to deliver on our promises to all our stakeholders. Sounds interesting? Well this is just the beginning. Whenever you join, however long you stay, the exceptional EY experience will last a lifetime.

The Opportunity

Within EY’s Financial Services Regulatory Compliance practice, you will participate in numerous projects and initiatives involving process reviews, system enhancements as well as new systems implementation, impacting and improving the relevant MAS regulatory compliance and reporting processes. You will also use your knowledge and expertise to implement challenging audit strategies and build strong client relationships. With the support of managers, you will extend your technical and business skills. You will progress quickly in our friendly, collaborative environment, supported by formal training, senior mentoring and exposure to a wide variety of commercial experience in the financial services industry.

Your key responsibilities

You will be working together with the audit seniors/ managers to plan, lead and execute MAS regulatory review for financial institutions, focusing on regulatory risk and reporting for Banks, Capital Market Services Licensees and other financial institutions. You will perform regulatory related fieldwork and review of documentation to provide quality control over MAS regulatory reviews. You will also make recommendations to improve policies, procedures and processes.

Skills and attributes for success

• Knowledge of MAS Regulations such as Banking Act / Securities and Futures Act
• Excellent communication and interpersonal skills
• Strong analytical skills with a good eye for details
• Able to work under pressure and tight deadlines
• Accounting knowledge, with focus in IFRS and SFRS will be an advantage

To qualify for the role, you must have

• Degree in Accountancy, Finance or related discipline
• 1-3 years of experience in regulatory compliance, regulatory reporting or risk management function, especially in banks or capital market services licensees
• Strong knowledge in banking operations and banking products and services will be an advantage

What we look for

Highly motivated individuals with excellent problem-solving skills and the ability to prioritize shifting workloads in a rapidly changing industry. An effective communicator, you’ll be a confident team player that collaborates with people from various teams while looking to develop your career in a dynamic organization.

What working at EY offers

EY offers a competitive remuneration package where you’ll be rewarded for your individual and team performance. We are committed to being an inclusive employer and are happy to consider flexible working arrangements. Plus, we offer:

• Support, coaching and feedback from some of the most engaging colleagues around
• Opportunities to develop new skills and progress your career
• The freedom and flexibility to handle your role in a way that’s right for you

EY refers to the global organization, and may refer to one or more, of the member firms of Ernst & Young Global Limited, each of which is a separate legal entity. Ernst & Young Global Limited, a UK company limited by guarantee, does not provide services to clients.

Join to apply for the Regulatory Compliance Specialist role at NETS

2 days ago Be among the first 25 applicants

Join to apply for the Regulatory Compliance Specialist role at NETS

This role is responsible for ensuring the company’s adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure compliance with all applicable regulations while achieving the organization’s goals.

Key Responsibilities

• Keep abreast of regulatory developments and changes impacting the company and advise the business units accordingly.
• Ensure compliance with applicable laws, rules and regulations and apply sound ethical judgment regarding business practices and conduct.
• Provide guidance to the business units on how to comply with relevant requirements in the context of issues and problems that are raised during normal business activities.
• Work hand in hand with the business units to identify and manage regulatory risk including handling time critical incident reporting to the authority.
• Assess risk when business decisions are made, with due consideration for the company’s reputation and key stakeholders’ interests.
• Develop and implement organizational policies, standards and procedures to comply with applicable regulations.
• Develop, implement, and execute compliance testing, continuous assurance, and reporting of compliance testing reviews.
• Conduct training to improve awareness of compliance policies and regulatory requirements.
• Manage regulatory requests and inform the senior management of significant compliance matters that require their attention or action in a timely manner.

Requirements

• Degree holder in computer science, information technology, information security, economics, accounting or related disciplines with at least 7 years of compliance experience in a regulated financial industry.
• Possess strong analytical skills, paying careful and particular attention to detail.
• Excellent problem-solving skills and ability to prioritize and manage multiple tasks.
• Strong team player with track record of working well in a collaborative environment with strong inter-personal and communication skills.
• Strong in documentation and report writing skills.
• Self-driven with the ability to operate independently.

• Seniority level Associate

• Employment type Full-time

• Job function Legal

Referrals increase your chances of interviewing at NETS by 2x

Get notified about new Regulatory Compliance Specialist jobs in Toa Payoh, Central Singapore Community Development Council, Singapore .

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

Position Summary

This role is responsible for ensuring the company’s adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure compliance with all applicable regulations while achieving the organization’s goals.

Key Responsibilities

• Keep abreast of regulatory developments and changes impacting the company and advise the business units accordingly
• Ensure compliance with applicable laws, rules and regulations and apply sound ethical judgment regarding business practices and conduct
• Provide guidance to the business units on how to comply with relevant requirements in the context of issues and problems that are raised during normal business activities
• Work hand in hand with the business units to identify and manage regulatory risk including handling time critical incident reporting to the authority
• Assess risk when business decisions are made, with due consideration for the company’s reputation and key stakeholders’ interests
• Develop and implement organizational policies, standards and procedures to comply with applicable regulations
• Develop, implement, and execute compliance testing, continuous assurance, and reporting of compliance testing reviews
• Conduct training to improve awareness of compliance policies and regulatory requirements
• Manage regulatory requests and inform the senior management of significant compliance matters that require their attention or action in a timely manner

Requirements

• Degree holder in computer science, information technology, information security, economics, accounting or related disciplines with at least 7 years of compliance experience in a regulated financial industry
• Possess strong analytical skills, paying careful and particular attention to detail
• Excellent problem-solving skills and ability to prioritize and manage multiple tasks
• Strong team player with track record of working well in a collaborative environment with strong inter-personal and communication skills
• Strong in documentation and report writing skills
• Self-driven with the ability to operate independently