263 Environmental Regulations jobs in Singapore

Job Responsibilities:

• Conduct screening and due diligence review on prospects and referral partners before onboarding
• Conduct ongoing monitoring on existing clients
• Responsible for the implementation and enhancement of the Compliance framework within the company
• Conduct post transaction review to ensure adherence to balanced scorecard requirements, regulation and internal policies
• Track the CPD training hours of the licensed representatives and maintain the record keeping
• Prepare and maintain the compliance reports for management and regulatory reporting
• Assess the Outsourced Service Providers and administer the Outsourcing Register of Outsourced Service Providers
• Handle compliance related queries from staff

Job Requirements:

• Bachelor's degree, preferably in Business related fields
• Minimum 3 years of compliance experience in the financial services or insurance industry
• Meticulous, good analytical and problem solving skills
• Familiar with Financial Advisers Act (FAA), Insurance Act, MAS Notices/Guidelines or Balanced Scorecard (BSC) framework is an added advantage

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EA License No: 19C9950

EA Personnel: Moy See Meng (Jasmine)

EA Personnel Reg No: R

We are looking for a proactive and detail-oriented Compliance Officer with 4–6 years of experience in the asset and fund management industry, preferably within Singapore or other APAC markets. The successful candidate will support the development, implementation, and monitoring of the firm's compliance program, ensuring alignment with local and regional regulations.

Key Responsibilities

• Ensure compliance with all applicable Singapore regulations, including but not limited to the Securities and Futures Act (SFA), Financial Advisers Act (FAA), Variable Capital Companies Act (VCC Act), Companies Act (CA), MAS Notices, Guidelines, and the Code on Collective Investment Schemes.
• Review and monitor fund management activities, discretionary mandates, and investment advisory services for regulatory compliance.
• Maintain and update compliance policies and procedures to reflect evolving MAS requirements and industry best practices.
• Conduct internal compliance monitoring and surveillance across front-office, middle-office, and back-office functions.
• Support the review and submission of regulatory filings, regular Compliance Reports, and other surveys as required.
• Provide compliance advisory support to portfolio managers, product teams, and distribution staff on fund launches, marketing materials, and cross-border marketing requirements.
• Deliver regular compliance training and updates to staff across the organization.
• Liaise with external auditors, legal counsel, and MAS where applicable, including handling inspections or audits.
• Track regulatory developments, conduct impact assessments, and assist in implementing regulatory changes across the business.

Qualifications & Experience

• Bachelor's degree in Law, Accountancy, Finance, Business, or a related discipline.
• 4–6 years of relevant compliance experience in Singapore's asset and fund management sector, preferably with a CMS licence holder.
• Strong understanding of Singapore regulatory frameworks (SFA, FAA, VCC Act, CA, AML/CFT, MAS guidelines) and experience with different fund structures (e.g., VCCs, private equity, unit trusts).
• Experience with regulatory engagement and reporting to MAS.
• Familiarity with cross-border offering rules in Asia is an advantage.
• Ability to work independently and confidently in a fast-paced, regulated environment.
• Excellent interpersonal, analytical, and communication skills.

Optional Attributes

• ICA Diploma in Compliance / AML, CAMS, or similar regulatory certifications
• Legal or regulatory qualification (e.g., Singapore Bar, relevant licensing courses under IBF)
• Knowledge or familiarity with automation and data tools such as RPA, UiPath, Tableau, etc.

Job Description:

We are looking for a detail-oriented and experienced Compliance Officer to join our new DPT unit. In this role, you will be responsible for developing, implementing, and managing compliance programs to ensure our operations align with regulatory standards. You will play a critical role in identifying potential risks, performing due diligence, and working with various departments to maintain a secure and compliant environment.

Key Responsibilities:

1. Compliance Program Development:

• Develop, implement, and maintain the company's compliance policies and procedures in accordance with relevant laws and regulations (AML, KYC, CFT, etc.).
• Develop risk-based compliance programs to facilitate the execution of compliance reviews and monitoring;
• Advise the business units in meeting regulatory requirements through implementing appropriate compliance risk policies, assisting with the design and implementation of risk and compliance management initiatives, and enhancing and improving internal processes and procedures;
• Ensure all compliance-related processes are up-to-date with the latest regulatory developments in the cryptocurrency and financial services sectors.

2. AML/KYC Management:

• Oversee the implementation and monitoring of Anti-Money Laundering (AML) and Know Your Customer (KYC) programs, ensuring proper customer due diligence (CDD) and enhanced due diligence (EDD) procedures are followed.
• Perform regular audits of KYC processes to ensure compliance with internal policies and regulatory requirements.

3. Risk Assessment:

• Conduct risk assessments for new products, services, and operational processes.
• Identify and mitigate compliance risks associated with DPT-related activities, advising management on potential areas of concern.

4. Monitoring and Reporting:

• Monitor and report on all compliance-related activities, including suspicious activity reporting (SAR) and regulatory filings.
• Prepare regular compliance reports for senior management and regulatory bodies, highlighting any areas of non-compliance and suggesting corrective actions.

5. Training and Support:

• Develop and deliver compliance training programs for employees to promote awareness and adherence to company policies and regulatory requirements.
• Serve as the point of contact for compliance-related inquiries, providing guidance to internal teams on compliance best practices.

6. Regulatory Liaison:

• Act as the primary point of contact with regulatory authorities, handling all regulatory submissions, audits, and investigations.
• Stay updated on regulatory changes in the crypto industry and implement necessary adjustments to ensure continuous compliance.

Requirements:

• Bachelor's degree in an accredited university.
• Minimum of 5 years of experience in compliance, preferably in a crypto brokerage or similar environment.
• Deep understanding of cryptocurrency regulations, AML/KYC regulations, and financial compliance frameworks. Familiarity with local and international regulatory requirements for crypto trading.
• Strong analytical skills with the ability to identify potential compliance risks.
• Excellent communication skills for liaising with regulatory authorities and internal departments.
• Highly organized and capable of managing multiple compliance tasks in a fast-paced environment.
• Technical Proficiency: Experience with compliance management software, blockchain analytics tools (including KYT tools such as Chinalysis), and trading platforms.
• A keen eye for detail to ensure all operations and documentation comply with regulations.

Preferred Qualifications:

• Previous experience in a compliance role within a crypto exchange or brokerage, or similar environment.
• Working knowledge of international financial regulations related to cryptocurrencies.
• Strong network within the regulatory and crypto compliance community.

About Tradition

Tradition is one of the world's largest interdealer brokers in over-the-counter financial and commodity products. We are the interdealer broking arm of Compagnie Financière Tradition, listed on the Swiss stock exchange and represented in more than 30 countries worldwide. Learn more at

About the Role

We are seeking a motivated Compliance Officer to join our Singapore office as part of the Singapore team. Reporting to the Singapore Compliance Manager and working with the APC regional team, you will play a key role in ensuring the business operates in full compliance with regulatory and internal standards. This is a hands-on role suited to someone who thrives in a fast-paced financial markets environment.

Key Responsibilities

• Manage day-to-day compliance operations including client & vendor onboarding, trade & communication surveillance, regulatory reporting, and staff queries.
• Monitor and assess regulatory developments affecting the business and advise management on potential impacts.
• Support engagement with regulators, exchanges, and affiliated companies on compliance matters.
• Deliver compliance training to employees, including induction for new joiners and periodic refresher sessions.
• Participate in annual risk assessments, maintain control documentation, and ensure policies and procedures are up to date.
• Promote a strong compliance culture by working closely with front-office and support teams.

Requirement

• Degree or equivalent in business or finance field
• At least 2 years of relevant working experiences
• Prior experience in an interdealer broker, futures company, bank or trading house within the financial industry will be advantageous
• Proficiency in Microsoft Office applications
• Team player with strong communication skills
• Able to work independently on compliance tasks

The candidate is responsible for ensuring that the company is conducting its business in full compliance of with all laws, including regulations this will involve the creation, review and implementation of policies and procedures and best practices within the industry. The Compliance Officer will assist in periodic client review and investors services for AML/KYC for funds services business.

Responsibilities

• In charge of the Compliance function at a CMS licensed wealth management business
• Oversee enterprise risk management
• Monitor regulated business activities to ensure adherence to CMS licensing conditions
• Provide updates to senior management on the regulatory environment and propose actions, where necessary
• Ensure all compliance policies are consistent with the latest regulatory requirements
• Formulate and update company's AML/CFT framework and policies
• Supervise the implementation of various compliance, risk, IT risk (TRM), internal controls and outsourcing policies
• Conduct client KYC/AML and annual reviews for new and existing clients
• Conduct due diligence and reviews on outsourced service providers
• Prepare, submit and handle enquiries related to regulatory returns, MAS annual and ad-hoc forms and surveys
• Oversees training and development for senior management and staff
• Key point of contact for MAS: Address queries from MAS and external authorities
  Coordinate internal and external compliance audits

Requirements

• Bachelors/Master's degree
• Min 3 years' experience working in a licensed/regulated business
• Responsible, independent, extremely diligent and detailed
• High stress tolerance

We are seeking an experienced and detail-oriented Compliance Officer to join our team. This role is to support the Chief Compliance Officer in ensuring that the company complies with regulatory requirements as well as internal policies.

Job Responsibilities

1. Conduct screening and due diligence review on prospects and referral partners before onboarding

2. Conduct ongoing monitoring on existing clients

3. Responsible for the implementation and enhancement of the Compliance framework within the company

4. Conduct post transaction review to ensure adherence to balanced scorecard requirements, regulation and internal policies

5. Track the CPD training hours of the licensed representatives and maintain the record keeping

6. Prepare and maintain the compliance reports for management and regulatory reporting

7. Assess the Outsourced Service Providers and administer the Outsourcing Register of Outsourced Service Providers

8. Handle compliance related queries from staff

Job Requirements and Qualifications

1. Bachelor's degree, preferably in Business related fields

2. Minimum 3 years of compliance experience in the financial services or insurance industry

3. Self-motivated and driven, able to work independently

4. Meticulous, good analytical and problem solving skills

5. Good communication and interpersonal skills

6. Proficiency in Chinese is required as this role requires to read and understand Chinese articles

7. Familiar with Financial Advisers Act (FAA), Insurance Act, MAS Notices/Guidelines or Balanced Scorecard (BSC) framework is an added advantage

About Tradition

Tradition is one of the world's largest interdealer brokers in over-the-counter financial and commodity products. We are the interdealer broking arm of Compagnie Financière Tradition, listed on the Swiss stock exchange and represented in more than 30 countries worldwide. Learn more at

About the Role

We are seeking a motivated Compliance Officer to join our Singapore office as part of the Singapore team. Reporting to the Singapore Compliance Manager and working with the APC regional team, you will play a key role in ensuring the business operates in full compliance with regulatory and internal standards. This is a hands-on role suited to someone who thrives in a fast-paced financial markets environment.

Key Responsibilities

• Manage day-to-day compliance operations including client & vendor onboarding, trade & communication surveillance, regulatory reporting, and staff queries.

• Monitor and assess regulatory developments affecting the business and advise management on potential impacts.

• Support engagement with regulators, exchanges, and affiliated companies on compliance matters.

• Deliver compliance training to employees, including induction for new joiners and periodic refresher sessions.

• Participate in annual risk assessments, maintain control documentation, and ensure policies and procedures are up to date.

• Promote a strong compliance culture by working closely with front-office and support teams.

Requirement

• Degree or equivalent in business or finance field

• At least 2 years of relevant working experiences

• Prior experience in an interdealer broker, futures company, bank or trading house within the financial industry will be advantageous

• Proficiency in Microsoft Office applications

• Team player with strong communication skills

• Able to work independently on compliance tasks

Support the compliance function with a focus on AML and transaction monitoring. This role ensures adherence to local regulatory requirements and internal risk management policies, while providing guidance to internal teams and clients.

Key Responsibilities

• Conduct AML checks, client due diligence, and ongoing transaction monitoring.
• Verify client data and documentation; ensure compliance with regulatory and internal standards.
• Identify, investigate, and escalate unusual or suspicious activities.
• Manage compliance case load, tracking reviews and follow-ups to completion.
• Liaise with internal teams (e.g., Sales, Product, Legal) to resolve compliance or documentation queries.
• Maintain compliance inbox and respond to stakeholder queries in a timely manner.
• Support senior compliance leadership in audits, reviews, and regulatory reporting.
• Contribute to process improvements to strengthen compliance controls and efficiency.

Requirements

• 2+ years' compliance experience across financial services sector
• Strong background in AML/CFT regulations, etc
• Proficiency with compliance systems

EA License: 23S1921

EA Reg ID: R

A leading global investment firm is seeking a Compliance Officer for a six-month contract based in Singapore. This is an exceptional opportunity to join a highly respected organisation renowned for its commitment to ethical standards and regulatory excellence.

In this role, you will play a pivotal part in ensuring that all marketing materials meet stringent regulatory requirements while supporting the buy-side business with your expertise. The position offers exposure to a collaborative team environment where your attention to detail and knowledge of financial regulations will be highly valued.

• Join a globally recognised investment firm on a six-month contract, working alongside knowledgeable professionals who value collaboration and integrity.
• Utilise your expertise in regulatory compliance to ensure all marketing materials adhere to current industry standards, directly supporting the buy-side business.
• Benefit from flexible working opportunities and the chance to contribute meaningfully within a supportive and inclusive team environment.

What you'll do:

As a Compliance Officer, you will be entrusted with the critical task of reviewing all marketing materials produced by the organisation, ensuring they align with both local and international regulatory standards.

• Conduct thorough reviews of all marketing materials to ensure full compliance with relevant regulatory requirements before release.
• Apply up-to-date knowledge of buy-side regulations to meticulously screen and monitor business activities.
• Provide dependable support to the Compliance team by assisting with ongoing monitoring processes across the buy-side business.
• Collaborate closely with internal stakeholders to clarify compliance expectations and address any queries related to marketing content.
• Maintain accurate records of compliance checks and document findings in accordance with company policies and regulatory guidelines.
• Assist in identifying potential areas of risk or non-compliance within marketing practices, offering practical recommendations for improvement.
• Stay informed about changes in local and international regulations affecting asset management, fund management, and investment management firms.
• Support training initiatives by sharing insights on best practices for regulatory compliance within the team.
• Contribute positively to a culture of transparency, responsibility, and continuous improvement within the Compliance function.

What you bring:

To excel as a Compliance Officer in this contract position, you will bring substantial experience from previous roles within financial services compliance-particularly those involving asset or fund management.

• Minimum of five years' experience working within Compliance roles in Financial Services environments, demonstrating reliability and professionalism throughout your career.
• Proven track record supporting buy-side businesses such as asset management, fund management, or investment management firms, showing deep understanding of industry nuances.
• Comprehensive knowledge of current regulatory requirements pertaining specifically to the buy-side sector, enabling you to offer valuable insights and guidance.
• Demonstrated ability to review marketing materials with precision, ensuring strict adherence to applicable laws and internal policies.
• Excellent communication skills that allow you to explain complex compliance issues clearly and empathetically to colleagues at all levels.
• Strong organisational abilities that enable you to manage multiple tasks efficiently while maintaining high standards of accuracy.
• A collaborative approach that fosters positive relationships within teams and encourages open sharing of information.
• Commitment to ongoing professional development by staying updated on changes in financial regulations relevant to your field.
• High level of integrity and discretion when handling sensitive information related to compliance matters.

What sets this company apart:

This organisation stands out as one of the world's most respected investment firms, celebrated for its unwavering commitment to ethical conduct and regulatory excellence. Employees benefit from being part of a truly inclusive workplace where teamwork is encouraged and every voice is valued. The company places great emphasis on professional growth through ongoing training opportunities and access to industry-leading resources.

What's next:

If you are ready to take on this rewarding challenge as a Compliance Officer and contribute your expertise within a supportive team environment, we encourage you to apply now

Apply today by clicking on the link provided-your next career move awaits

Do note that we will only be in touch if your application is shortlisted.

Robert Walters (Singapore) Pte Ltd

ROC No.: E | EA Licence No.: 03C5451

EA Registration No.: R ShiHua Goh