1,345 Contract Compliance jobs in Singapore

Company

United Overseas Insurance Limited

Designation

Compliance & Risk Management Intern

Date Listed

15 Sep 2025

Job Type

Entry Level / Junior Executive

Intern/TS

Job Period

Immediate Start, For At Least 3 Months

Profession

Accounting / Auditing / Taxation

Industry

Insurance

Location Name

Singapore

Allowance / Remuneration

$1,200 - 1,500 monthly

Company Profile

UOI is a member of the UOB group and focuses on retail and commercial general insurance. Founded in 1971, UOI was quickly recognised in the business community and in just seven years, UOI was listed on the Singapore Exchange. UOI's profitable growth over the years reflects its prudence and financial strength.

Job Description

About your role:

We are looking for an intern to help us turn company policies into clear, easy-to-follow procedures and guidelines that staff across UOI can use. You will work with teams from the Compliance & Risk Management Department as well as other divisions to ensure that policy requirements are operationalised into well-structured documentation that supports our business operations. You will gain hands-on experience in technical writing, process documentation and cross-functional collaboration within UOI.

What you'll do:

• Assist in drafting and updating procedures and guidelines based on company policies
• Work closely with different divisions to understand policy objectives and operational processes
• Translate policy requirements into user-friendly procedures and guidelines
• Ensure clarity, consistency and standardisation across all documentation

What you'll need for the role:

• Experience in technical writing is an advantage
• Familiarity with Microsoft Office (Word, Excel and PowerPoint)
• Logical thinker who can break down policy requirements into step-by-step procedures and guidelines
• Good command of written and spoken English

Application Instructions

Please email your updated CV to and indicating your earliest commencement date and the duration that you can commit for the internship.

We regret to inform that only shortlisted candidate will be notified.

About the Role

We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing regulatory compliance and reputational risks, advising stakeholders, updating policies, and handling regulatory interactions.

Key Responsibilities

• Provide compliance advice to business units including Derivatives, Securities, and Retail CFDs.
• Conduct compliance reviews, compliance testing, and trade surveillance.
• Prepare licensing applications, regulatory submissions, research, management information, and compliance reports.
• Review marketing materials, regulatory changes, and policies and procedures to ensure compliance with requirements.
• Advise front, middle, and back-office functions (Business, Finance, HR, Operations, Risk) on regulatory topics.
• Support audits, investigations, and queries from regulators and exchanges.
• Manage compliance and reputational risks by ensuring alignment with laws and regulations.

What We're Looking For

• 1 to 5 years of experience in regulatory compliance within financial services or a regulatory environment.
• Strong working knowledge of Singapore financial regulations.
• Willingness to collaborate with a diverse team, including professionals from regulators, banks, and law firms.

What Will Make You Stand Out

• Product knowledge in derivatives (OTC and ETD), leveraged FX, and CFDs, including compliance testing and trade surveillance.
• Previous experience in brokerage arms of banks or financial services firms.
• Attention to detail with a proactive, hands-on approach to problem solving.
• Agile mindset, collaborative spirit, and trustworthy team player.

Qualifications

• University degree in accounting, business, finance, law, or related fields.
  Professional compliance certification is an advantage.

If you are passionate about compliance, thrive in a dynamic environment, and are eager to contribute to a collaborative and high-performing team, we'd love to hear from you. Please share your CV with

We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing regulatory compliance and reputational risks, advising stakeholders, updating policies, and handling regulatory interactions.

Key Responsibilities

• Provide compliance advice to business units including Derivatives, Securities, and Retail CFDs.
• Conduct compliance reviews, compliance testing, and trade surveillance.
• Prepare licensing applications, regulatory submissions, research, management information, and compliance

reports.

• Review marketing materials, regulatory changes, and policies and procedures to ensure compliance with

requirements.

• Advise front, middle, and back-office functions (Business, Finance, HR, Operations, Risk) on regulatory topics.
• Support audits, investigations, and queries from regulators and exchanges.
• Manage compliance and reputational risks by ensuring alignment with laws and regulations.

What We're Looking For

• 1 to 5 years of experience in regulatory compliance within financial services or a regulatory environment.
• Strong working knowledge of Singapore financial regulations.
• Willingness to collaborate with a diverse team, including professionals from regulators, banks, and law firms.
• What Will Make You Stand Out
• Product knowledge in derivatives (OTC and ETD), leveraged FX, and CFDs, including compliance testing and trade

surveillance.

• Previous experience in brokerage arms of banks or financial services firms.

University degree in accounting, business, finance, law, or related fields.

Professional compliance certification is an advantage.

If you are passionate about compliance, thrive in a dynamic environment, and are eager to contribute to a collaborative and high-performing team, we'd love to hear from you. Please share your CV with

Job Responsibilities
Regulatory Compliance & internal Reporting
Perform tracking and recording of new regulations / regulatory updates / consultation papers daily.
Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office (HO).
Communicate relevant new and updated regulatory requirements to impacted departments on a timely basis.
Communicate relevant consultation papers to impacted departments, and consolidate feedback for submission to MAS.
Disseminate weekly regulatory updates to the branch.
Develop monthly Regulatory Reports for Head Office and Head of Departments (HOD) on a timely and accurate basis. This includes the HOD deck, Risk and Compliance Governance Committee (RCGC) deck, IBRMC deck, Head Office Regulatory Report, and Head Office RCGC deck.
Track and follow up on the timely implementation of new and revised relevant regulatory requirements.
Record status of implementation of applicable new regulations / regulatory updates.
Compliance Testing
Perform independent compliance testing and verification to ensure adequate implementation of requirements and processes.
Compliance Advisory
Assist the business and support units in identifying gaps in the bank’s processes against regulatory requirements, and develop solutions to close the gaps.
Risk and Compliance Self-Assessment (RCSA)
Perform the RCSA Annual Review for the Compliance department
Perform the RCSA Control Testing for the Compliance department.
Compliance Coordinator for the HL Bank RCGC
Organize local HL Bank RCGC meetings.
Develop RCGC meeting material.
Coordinate KRI reporting for all departments.
Track the tabling of RCSA Annual Review and RCSA Control Testing for all departments.
Coordinate and prepare updates on all regulatory issues.
Coordinate and prepare updates on all projects and key initiatives.
Coordinate and review presentation material from all departments.
Record meeting minutes.
Record, track and follow up on matters arising from the RCGC meeting for status updates and closure.
Compliance Support on Bank Initiatives
Provide Compliance support on projects and initiatives, providing guidance from a regulatory perspective.
Review SOPs and marketing materials to ensure that they comply with the relevant regulatory requirements.
Review and ensure that submitted CRS forms are duly completed.
Job Requirements
University degree.
International Compliance Association Qualification or equivalent is preferred.
At least 7 years in Regulatory Compliance related experience.
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Job Description

As part of the Regulatory Compliance Team, the hired candidate is expected to perform the following duties, and not limited to:

1. Regulatory Liaison and Stakeholder Management

2. Assist the Regulatory Compliance Manager in liaising with regulatory authorities and government agencies (eg. MAS/ABS/ACRA etc.)

3. Manage both internal and external stakeholders to ensure timely and effective communication

4. Handle inquiries, RFI (request for information) from Head Office and regulatory authorities on a timely basis by working with internal stakeholders

5. Compliance Monitoring and Advisory

6. Monitor, track and interpret changes in local and international regulations, including those from the Monetary Authority of Singapore (MAS), and assess their impact on the bank's operations.

7. Assist in evaluating new products and services to ensure regulatory compliance.
8. Serve as a point of contact for business units, providing regulatory advice and guidance on compliance matters.

9. Perform compliance monitoring and testing on bank's processes and operations against the bank's P&P and manuals

10. Management of Compliance Programs and Documentations

11. Update and manage the branch's Obligation Register, Policies and Procedures, Compliance Monitoring Program

12. Assist in the development, implementation, and review of internal policies and procedures to ensure compliance with applicable laws and regulations.
13. Assist in the preparation of regular and ad-hoc compliance related reports for reporting to Head Office and/or regulatory authorities

14. Assist in the preparation of monthly Compliance/Risk Committee agenda

15. Management of Audits (Internal/External)

16. Assist the Regulatory Compliance Manager in the management of external and internal audits

17. Manage external and internal audit findings and recommendation by ensuring proper and timely remediation of issues

18. Support and Training

19. Support the Risk Management, Regulatory Reporting and Financial Crime Compliance teams in identifying, assessing, and mitigating compliance-related risks to the business.

20. Support and conduct trainings for bank employees on compliance-related topics

Job Requirements

• 1 year of relevant experience in compliance/audit/regulatory reporting/supervision, preferably in the banking or financial services industry or regulatory authority (Fresh graduates are welcome to apply and will be considered for the role)
• Team player with a positive attitude, good communication and interpersonal skills
• Self-motivated and able to work independently
• Strong analytical thinking with attention to details
• Keen interest to develop skillsets in regulatory compliance for the banking and finance sector
• Bachelors' Degree (preferably in Banking and Finance/Business/Accounting/Law)
• Any other relevant certifications or achievements (eg. ICA/ACAMS) are not necessary but will be an advantage

Assist Head of Department – Compliance on the following:

AML/CFT compliance

• To monitor AML/CFT Compliance
• To conduct the half yearly audit and liaise with HODs on regular basis to regularise the screening process
• Conduct the New Joiners Training programme quarterly. To do a refresher training for all existing employees along with New Joiners. Conduct one training session for Agents
• To file the Suspicious Transactions with SPF and report to MAS
• Identify the sanctioned entities from the emails received from various regulatory authority and send to the respective departments
• To read through the regulations/guidelines, analyse the existing policy, and liaise with other insurance company AML professionals to get the latest update and modify the policy accordingly
• To identify the EDD cases and work with respective departments to ensure the compliance
• To work with IT department and Lexis Nexis and identify the areas of improvement and solutions for existing issues

PDPA, IRAS, GIA, Companies Act and MAS Compliance

• To follow up with necessary departments, Company secretary and comply with all regulations
• To make a check list of all data submissions (returns & surveys) and monitor them meticulously

S&P Annual credit rating analysis: To collate and ensure delivery of whole data requirement to S&P on time for S&P Annual credit rating analysis. Prepare presentations to S&P team.

• To work with the CRO on the Enterprise Risk Management.
• Any other jobs relating to regulatory requirements

Requirement:

• Degree/Diploma/Insurance qualification
• At least 5 years of relevant experience.
• Familiar with local market mechanism and practices
• Good working knowledge of underwriting methodology
• Demonstrated sound judgement and initiative in working within underwriting guidelines
• Ability to develop and foster relationships within and outside the company and interact effectively with multiple stakeholders
• Dynamic, organized and possess good written and oral communication skills
• Ability to work independently and collaboratively, think critically, and problem-solve.
• Singaporeans and Singapore Permanent Residents only

Job Description

We are seeking a diligent and detail-oriented Compliance Specialist to join our team. As a Compliance Specialist, you will play a vital role in ensuring that our organization adheres to all relevant regulatory requirements and industry standards.

Key Responsibilities:

• Conduct regular reviews of customer information to identify potential risks and ensure compliance with regulatory requirements;
• Develop and implement effective risk management strategies to mitigate potential risks;
• Liaise with internal stakeholders to gather information and provide updates on compliance matters;
• Collaborate with the compliance team to develop and maintain policies and procedures;
• Monitor changes in regulatory requirements and update policies and procedures accordingly;
• Provide training and support to employees on compliance-related matters;
• Analyze data to identify trends and areas for improvement;
• Recommend improvements to existing processes and procedures.

Required Skills and Qualifications:

• Degree in a relevant field (e.g. law, finance, business);
• Minimum 1-2 years of experience in compliance or a related field;
• Strong analytical and problem-solving skills;
• Excellent communication and interpersonal skills;
• Able to work independently and as part of a team;
• Familiarity with relevant laws and regulations;
• Proficient in Microsoft Office;
• Ability to maintain confidentiality and handle sensitive information.

Benefits:

• Competitive salary and benefits package;
• Ongoing training and professional development opportunities;
• A supportive and dynamic work environment;
• Opportunities for career growth and advancement;
• Recognition and rewards for outstanding performance.

About Us:

We are a reputable organization committed to excellence in our field. We offer a challenging and rewarding work environment, with opportunities for growth and development. If you are a motivated and detail-oriented individual looking for a new challenge, please submit your application today.

Regulatory Compliance Manager (GRM - Group Regulatory Compliance)
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Job Purpose
You will be part of a team to drive and implement the Compliance Risk Management Framework and compliance requirements for all GE entities within the Group, supporting business units in complying with relevant laws and regulations.
The Job
Provide compliance advisory on regulatory requirements to business units and participate in new initiatives/projects to understand their concerns/needs;
Oversee and support local entities on compliance matters and group initiatives, including localization of policies, standards, and guidelines;
Engage with the parent company on regulatory oversight, handle information requests, and respond to regulators;
Assess impacts of new/revised regulations, conduct gap analyses, and collaborate with business units for implementation;
Review compliance event reports from business units, monitor timely submissions, and track resolution of action plans;
Implement Compliance Requirement Self Assessments (CRSAs) and work with units to establish compliance controls;
Identify compliance gaps, coordinate remediation actions, and ensure timely closure;
Support eGRC system testing and provide stakeholder advice;
Prepare and coordinate compliance-related meetings, reports, and information gathering;
Perform ad-hoc tasks as assigned;
Consider business and regulatory risks, taking steps to mitigate them;
Stay updated on industry trends, emerging threats, and technologies in regulatory compliance;
Highlight potential risks and share best practices proactively.
Our Requirements
Bachelor’s Degree in Business, Insurance, Finance, or related fields;
5-8 years experience in compliance, audit, or control functions within financial services;
Knowledge of regulatory requirements such as Insurance Act, MAS Notices, and industry guidelines;
Proactive, self-motivated, meticulous, with strong analytical skills;
Excellent communication and interpersonal skills;
Ability to multitask, work under pressure, and work independently or collaboratively;
High integrity, accountable, adaptable, resourceful, and relationship-builder.
About Great Eastern
Established in 1908, Great Eastern values integrity, initiative, and involvement. We prioritize inclusivity, sustainability, and ESG considerations in our operations and investments, committed to responsible business practices and a low-carbon economy.
Note : We do not accept unsolicited agency resumes and are not responsible for fees related to them.
Work Location : SG-GE Centre
Job Details
Risk Management
Mid-Senior level
Full-time
Finance and Sales, Insurance, Financial Services, Banking
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