902 Compliance Testing jobs in Singapore

Compliance, Compliance Testing Group, Associate, Singapore

Singapore, Singapore Goldman Sachs

Posted 2 days ago

Job Viewed

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Job Description

Join to apply for the Compliance, Compliance Testing Group, Associate, Singapore role at Goldman Sachs

3 days ago Be among the first 25 applicants

Join to apply for the Compliance, Compliance Testing Group, Associate, Singapore role at Goldman Sachs

GLOBAL COMPLIANCE

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

Job Description

GLOBAL COMPLIANCE

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

Business Unit And Role Overview

Compliance Testing Group (“CTG”) is seeking an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to conduct investigative work covering the various firm businesses and divisions. The principal objective of CTG is to create and execute detailed testing to assess compliance with regulations and firm policies, working closely with Compliance and business management to refine firm processes. CTG’s global team (with locations in New York, Salt Lake City, London, Warsaw, Tokyo, Singapore, and Hong Kong) is comprised of individuals with varying backgrounds and experience (former auditors, accountants, regulators, prosecutors, compliance professionals, lawyers and traders). The individual will work closely with Compliance and business management, and gain an understanding of both the firm’s businesses and the rules and regulations under which the firm operates.

This is an exciting opportunity for an individual who enjoys investigative work and possesses deep knowledge of sales and trading, portfolio management and/or risk management functions across a variety of asset classes. An ideal candidate will leverage their prior experience to investigate whether activities and practices comply with policies and regulations and the firm’s compliance control infrastructure. This individual should be comfortable handling multiple projects and having daily interactions with senior members of the businesses and engineers.

Responsibilities

  • Propose methods of testing and execute plans discussed and agreed with a team leader
  • Gather data, perform analyses, and document results
  • Identify potential compliance, conduct and reputational risks, and effectively escalate to appropriate individuals
  • Leverage strong communication skills to interact with Compliance and senior business management
  • Team with colleagues around the globe to share findings and refine processes
  • Execute multiple projects at the same time and meet tight deadlines

Basic Qualifications

  • Bachelor’s Degree
  • Broad knowledge of financial products, markets, and laws and regulations in Asia. Or alternatively, knowledge of products, the securities business and sales practice/market conduct rules and regulations, i.e., prior experience in sales and trading, product controllers, compliance, legal, regulatory, audit or risk management functions
  • Ability to describe complex issues in a clear and concise manner
  • Excellent interview, presentation, communication, time management, and analytical skills
  • Integrity, motivation, intellectual curiosity, and enthusiasm
  • Knowledge of Microsoft Word and Excel; additional knowledge of Alteryx is useful

Preferred Qualifications

  • Financial instruments product knowledge (a Financial Engineering qualification, CFA, or FRM qualifications)
  • Working knowledge of products offered by the Equities, Foreign Exchange, Interest Rates, Commodities or Credit Markets trading desks
  • Compliance, auditing, testing, legal, or regulatory/law enforcement experience
  • Experience in the financial services industry, either working for an investment manager, broker dealer, law firm, accounting or Big 4 financial services advisory firm, or a national regulator
  • Familiarity with Business Intelligence and AI tools

About Goldman Sachs

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: The Goldman Sachs Group, Inc., 2024. All rights reserved.

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

Seniority level
  • Seniority level Associate
Employment type
  • Employment type Full-time
Job function
  • Job function Finance and Sales

Referrals increase your chances of interviewing at Goldman Sachs by 2x

Get notified about new Compliance Specialist jobs in Singapore, Singapore .

Compliance Manager/Officer - Regulatory Advisory and Affairs Assistant Manager / Manager – Regulatory Compliance Corporate Banking Compliance, AML Compliance Officer (MGR) Compliance, Regulatory Country Compliance – Affairs, Analyst/Associate, Singapore Assistant Manager, Compliance (Corporate Functions) Compliance Officer - (Associate/Senior Associate) Financial Crime Compliance Specialist (FCC) Ethics & Compliance Specialist (Data Analytics)- Singapore Regulatory Compliance Specialist (Global) Manager, Regulatory Monitoring and Testing Senior Compliance Officer / Compliance Manager

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AVP/VP, Compliance Testing - Data Validation

Singapore, Singapore OCBC

Posted 26 days ago

Job Viewed

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Job Description

AVP/VP, Compliance Testing - Data Validation

Join to apply for the AVP/VP, Compliance Testing - Data Validation role at OCBC .

Who We Are
As Singapore’s longest established bank, we have been dedicated to enabling individuals and businesses to achieve their aspirations since 1932. We understand people deeply and provide tailored support, services, solutions, and career paths.

Today, we’re transforming by leveraging technology and creativity to become a future-ready learning organization. Our strategic goal remains to be Asia’s leading financial services partner for a sustainable future.

We invite you to help build the bank of the future, innovate in financial services delivery, work in supportive teams, and grow your career while making a lasting impact in your community.

Your Opportunity

At OCBC, we foster a data-driven culture. In this role, you will focus on data aggregation and reporting processes that support risk management and regulatory reporting. Your expertise will be vital in our compliance testing functions, covering areas such as financial crime, regulatory compliance, data management, and quality assurance.

How You Succeed

Success requires a good understanding of data governance and management best practices. You will work with stakeholders to improve our data compliance processes, capabilities, and systems, ensuring data is leveraged as a strategic asset. Collaboration across teams and countries to analyze data flows, manage validation activities, and handle diverse stakeholders is essential.

What You Do
  • Perform validation on data aggregation and reporting capabilities, including scoping, process mapping, control evaluation, and testing.
  • Maintain validation documentation and records.
  • Track issues and oversee remediation plans.
  • Stay updated with data governance and management best practices.

You will also contribute to the continuous improvement of our Data Validation methodology to align with Bank standards.

Who You Are
  • Degree holder with 5-10 years’ experience in risk reporting, regulatory reporting, data management, or audit.
  • Experience applying risk and control principles, with strong data analytical skills.
  • Critical thinker capable of simplifying complex processes and identifying improvements.
  • Knowledge of banking systems architecture and change management.
  • Excellent communication skills for cross-functional collaboration.
What We Offer

Competitive salary, flexible benefits, community initiatives, and professional development opportunities. We prioritize your wellbeing, growth, and aspirations alongside customer needs.

Additional Details
  • Seniority level: Executive
  • Employment type: Full-time
  • Job function: Administrative
  • Industry: Banking
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This advertiser has chosen not to accept applicants from your region.

AVP/VP, Compliance Testing - Data Validation

Singapore, Singapore OCBC

Posted today

Job Viewed

Tap Again To Close

Job Description

AVP/VP, Compliance Testing - Data Validation

Join to apply for the AVP/VP, Compliance Testing - Data Validation role at OCBC .

Who We Are
As Singapore’s longest established bank, we have been dedicated to enabling individuals and businesses to achieve their aspirations since 1932. We understand people deeply and provide tailored support, services, solutions, and career paths.

Today, we’re transforming by leveraging technology and creativity to become a future-ready learning organization. Our strategic goal remains to be Asia’s leading financial services partner for a sustainable future.

We invite you to help build the bank of the future, innovate in financial services delivery, work in supportive teams, and grow your career while making a lasting impact in your community.

Your Opportunity

At OCBC, we foster a data-driven culture. In this role, you will focus on data aggregation and reporting processes that support risk management and regulatory reporting. Your expertise will be vital in our compliance testing functions, covering areas such as financial crime, regulatory compliance, data management, and quality assurance.

How You Succeed

Success requires a good understanding of data governance and management best practices. You will work with stakeholders to improve our data compliance processes, capabilities, and systems, ensuring data is leveraged as a strategic asset. Collaboration across teams and countries to analyze data flows, manage validation activities, and handle diverse stakeholders is essential.

What You Do

  • Perform validation on data aggregation and reporting capabilities, including scoping, process mapping, control evaluation, and testing.
  • Maintain validation documentation and records.
  • Track issues and oversee remediation plans.
  • Stay updated with data governance and management best practices.

You will also contribute to the continuous improvement of our Data Validation methodology to align with Bank standards.

Who You Are

  • Degree holder with 5-10 years’ experience in risk reporting, regulatory reporting, data management, or audit.
  • Experience applying risk and control principles, with strong data analytical skills.
  • Critical thinker capable of simplifying complex processes and identifying improvements.
  • Knowledge of banking systems architecture and change management.
  • Excellent communication skills for cross-functional collaboration.

What We Offer

Competitive salary, flexible benefits, community initiatives, and professional development opportunities. We prioritize your wellbeing, growth, and aspirations alongside customer needs.

Additional Details

  • Seniority level: Executive
  • Employment type: Full-time
  • Job function: Administrative
  • Industry: Banking
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This advertiser has chosen not to accept applicants from your region.

Compliance, Compliance Testing Group, Associate, Singapore

Singapore, Singapore Goldman Sachs

Posted today

Job Viewed

Tap Again To Close

Job Description

Join to apply for the Compliance, Compliance Testing Group, Associate, Singapore role at Goldman Sachs

3 days ago Be among the first 25 applicants

Join to apply for the Compliance, Compliance Testing Group, Associate, Singapore role at Goldman Sachs

GLOBAL COMPLIANCE
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

Job Description
GLOBAL COMPLIANCE
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
Business Unit And Role Overview
Compliance Testing Group (“CTG”) is seeking an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to conduct investigative work covering the various firm businesses and divisions. The principal objective of CTG is to create and execute detailed testing to assess compliance with regulations and firm policies, working closely with Compliance and business management to refine firm processes. CTG’s global team (with locations in New York, Salt Lake City, London, Warsaw, Tokyo, Singapore, and Hong Kong) is comprised of individuals with varying backgrounds and experience (former auditors, accountants, regulators, prosecutors, compliance professionals, lawyers and traders). The individual will work closely with Compliance and business management, and gain an understanding of both the firm’s businesses and the rules and regulations under which the firm operates.
This is an exciting opportunity for an individual who enjoys investigative work and possesses deep knowledge of sales and trading, portfolio management and/or risk management functions across a variety of asset classes. An ideal candidate will leverage their prior experience to investigate whether activities and practices comply with policies and regulations and the firm’s compliance control infrastructure. This individual should be comfortable handling multiple projects and having daily interactions with senior members of the businesses and engineers.
Responsibilities

  • Propose methods of testing and execute plans discussed and agreed with a team leader
  • Gather data, perform analyses, and document results
  • Identify potential compliance, conduct and reputational risks, and effectively escalate to appropriate individuals
  • Leverage strong communication skills to interact with Compliance and senior business management
  • Team with colleagues around the globe to share findings and refine processes
  • Execute multiple projects at the same time and meet tight deadlines
Basic Qualifications
  • Bachelor’s Degree
  • Broad knowledge of financial products, markets, and laws and regulations in Asia. Or alternatively, knowledge of products, the securities business and sales practice/market conduct rules and regulations, i.e., prior experience in sales and trading, product controllers, compliance, legal, regulatory, audit or risk management functions
  • Ability to describe complex issues in a clear and concise manner
  • Excellent interview, presentation, communication, time management, and analytical skills
  • Integrity, motivation, intellectual curiosity, and enthusiasm
  • Knowledge of Microsoft Word and Excel; additional knowledge of Alteryx is useful
Preferred Qualifications
  • Financial instruments product knowledge (a Financial Engineering qualification, CFA, or FRM qualifications)
  • Working knowledge of products offered by the Equities, Foreign Exchange, Interest Rates, Commodities or Credit Markets trading desks
  • Compliance, auditing, testing, legal, or regulatory/law enforcement experience
  • Experience in the financial services industry, either working for an investment manager, broker dealer, law firm, accounting or Big 4 financial services advisory firm, or a national regulator
  • Familiarity with Business Intelligence and AI tools
About Goldman Sachs
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: The Goldman Sachs Group, Inc., 2024. All rights reserved.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

Seniority level

  • Seniority level

    Associate

Employment type

  • Employment type

    Full-time

Job function

  • Job function

    Finance and Sales

Referrals increase your chances of interviewing at Goldman Sachs by 2x

Get notified about new Compliance Specialist jobs in Singapore, Singapore .

Compliance Manager/Officer - Regulatory Advisory and Affairs

Assistant Manager / Manager – Regulatory Compliance

Corporate Banking Compliance, AML Compliance Officer (MGR)

Compliance, Regulatory Country Compliance – Affairs, Analyst/Associate, Singapore

Assistant Manager, Compliance (Corporate Functions)

Compliance Officer - (Associate/Senior Associate)

Financial Crime Compliance Specialist (FCC)

Ethics & Compliance Specialist (Data Analytics)- Singapore

Regulatory Compliance Specialist (Global)

Manager, Regulatory Monitoring and Testing

Senior Compliance Officer / Compliance Manager

We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

#J-18808-Ljbffr

This advertiser has chosen not to accept applicants from your region.

Compliance, Compliance Testing Group, Associate, Singapore

Singapore, Singapore Goldman Sachs

Posted today

Job Viewed

Tap Again To Close

Job Description

Join to apply for the
Compliance, Compliance Testing Group, Associate, Singapore
role at
Goldman Sachs
3 days ago Be among the first 25 applicants
Join to apply for the
Compliance, Compliance Testing Group, Associate, Singapore
role at
Goldman Sachs
GLOBAL COMPLIANCE
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
Job Description
GLOBAL COMPLIANCE
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
Business Unit And Role Overview
Compliance Testing Group (“CTG”) is seeking an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to conduct investigative work covering the various firm businesses and divisions. The principal objective of CTG is to create and execute detailed testing to assess compliance with regulations and firm policies, working closely with Compliance and business management to refine firm processes. CTG’s global team (with locations in New York, Salt Lake City, London, Warsaw, Tokyo, Singapore, and Hong Kong) is comprised of individuals with varying backgrounds and experience (former auditors, accountants, regulators, prosecutors, compliance professionals, lawyers and traders). The individual will work closely with Compliance and business management, and gain an understanding of both the firm’s businesses and the rules and regulations under which the firm operates.
This is an exciting opportunity for an individual who enjoys investigative work and possesses deep knowledge of sales and trading, portfolio management and/or risk management functions across a variety of asset classes. An ideal candidate will leverage their prior experience to investigate whether activities and practices comply with policies and regulations and the firm’s compliance control infrastructure. This individual should be comfortable handling multiple projects and having daily interactions with senior members of the businesses and engineers.
Responsibilities
Propose methods of testing and execute plans discussed and agreed with a team leader
Gather data, perform analyses, and document results
Identify potential compliance, conduct and reputational risks, and effectively escalate to appropriate individuals
Leverage strong communication skills to interact with Compliance and senior business management
Team with colleagues around the globe to share findings and refine processes
Execute multiple projects at the same time and meet tight deadlines
Basic Qualifications
Bachelor’s Degree
Broad knowledge of financial products, markets, and laws and regulations in Asia. Or alternatively, knowledge of products, the securities business and sales practice/market conduct rules and regulations, i.e., prior experience in sales and trading, product controllers, compliance, legal, regulatory, audit or risk management functions
Ability to describe complex issues in a clear and concise manner
Excellent interview, presentation, communication, time management, and analytical skills
Integrity, motivation, intellectual curiosity, and enthusiasm
Knowledge of Microsoft Word and Excel; additional knowledge of Alteryx is useful
Preferred Qualifications
Financial instruments product knowledge (a Financial Engineering qualification, CFA, or FRM qualifications)
Working knowledge of products offered by the Equities, Foreign Exchange, Interest Rates, Commodities or Credit Markets trading desks
Compliance, auditing, testing, legal, or regulatory/law enforcement experience
Experience in the financial services industry, either working for an investment manager, broker dealer, law firm, accounting or Big 4 financial services advisory firm, or a national regulator
Familiarity with Business Intelligence and AI tools
About Goldman Sachs
At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:
The Goldman Sachs Group, Inc., 2024. All rights reserved.
Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.
Seniority level
Seniority level Associate
Employment type
Employment type Full-time
Job function
Job function Finance and Sales
Referrals increase your chances of interviewing at Goldman Sachs by 2x
Get notified about new Compliance Specialist jobs in
Singapore, Singapore .
Compliance Manager/Officer - Regulatory Advisory and Affairs
Assistant Manager / Manager – Regulatory Compliance
Corporate Banking Compliance, AML Compliance Officer (MGR)
Compliance, Regulatory Country Compliance – Affairs, Analyst/Associate, Singapore
Assistant Manager, Compliance (Corporate Functions)
Compliance Officer - (Associate/Senior Associate)
Financial Crime Compliance Specialist (FCC)
Ethics & Compliance Specialist (Data Analytics)- Singapore
Regulatory Compliance Specialist (Global)
Manager, Regulatory Monitoring and Testing
Senior Compliance Officer / Compliance Manager
We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
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This advertiser has chosen not to accept applicants from your region.

Compliance, Compliance Testing Group, Associate, Singapore

039393 $12000 Monthly GOLDMAN SACHS SERVICES (SINGAPORE) PTE. LTD.

Posted today

Job Viewed

Tap Again To Close

Job Description

GLOBAL COMPLIANCE

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

Business Unit and Role Overview

Compliance Testing Group (“CTG”) is seeking an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to conduct investigative work covering the various firm businesses and divisions. The principal objective of CTG is to create and execute detailed testing to assess compliance with regulations and firm policies, working closely with Compliance and business management to refine firm processes. CTG’s global team (with locations in New York, Salt Lake City, London, Warsaw, Tokyo, Singapore, and Hong Kong) is comprised of individuals with varying backgrounds and experience (former auditors, accountants, regulators, prosecutors, compliance professionals, lawyers and traders). The individual will work closely with Compliance and business management, and gain an understanding of both the firm’s businesses and the rules and regulations under which the firm operates.

This is an exciting opportunity for an individual who enjoys investigative work and possesses deep knowledge of sales and trading, portfolio management and/or risk management functions across a variety of asset classes. An ideal candidate will leverage their prior experience to investigate whether activities and practices comply with policies and regulations and the firm’s compliance control infrastructure. This individual should be comfortable handling multiple projects and having daily interactions with senior members of the businesses and engineers.

Responsibilities

  • Propose methods of testing and execute plans discussed and agreed with a team leader
  • Gather data, perform analyses, and document results
  • Identify potential compliance, conduct and reputational risks, and effectively escalate to appropriate individuals
  • Leverage strong communication skills to interact with Compliance and senior business management
  • Team with colleagues around the globe to share findings and refine processes
  • Execute multiple projects at the same time and meet tight deadlines

Basic Qualifications

  • Bachelor’s Degree
  • Broad knowledge of financial products, markets, and laws and regulations in Asia. Or alternatively, knowledge of products, the securities business and sales practice/market conduct rules and regulations, i.e., prior experience in sales and trading, product controllers, compliance, legal, regulatory, audit or risk management functions
  • Ability to describe complex issues in a clear and concise manner
  • Excellent interview, presentation, communication, time management, and analytical skills
  • Integrity, motivation, intellectual curiosity, and enthusiasm
  • Knowledge of Microsoft Word and Excel; additional knowledge of Alteryx is useful

Preferred Qualifications

  • Financial instruments product knowledge (a Financial Engineering qualification, CFA, or FRM qualifications)
  • Working knowledge of products offered by the Equities, Foreign Exchange, Interest Rates, Commodities or Credit Markets trading desks
  • Compliance, auditing, testing, legal, or regulatory/law enforcement experience
  • Experience in the financial services industry, either working for an investment manager, broker dealer, law firm, accounting or Big 4 financial services advisory firm, or a national regulator
  • Familiarity with Business Intelligence and AI tools

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:

© The Goldman Sachs Group, Inc., 2025. All rights reserved.

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

This advertiser has chosen not to accept applicants from your region.

Compliance, Compliance Testing Group, Associate, Singapore Singapore · Singapore · Associate

Singapore, Singapore Goldman Sachs Bank AG

Posted today

Job Viewed

Tap Again To Close

Job Description

GLOBAL COMPLIANCE

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

Business Unit and Role Overview

Compliance Testing Group (“CTG”) is seeking an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to conduct investigative work covering the various firm businesses and divisions. The principal objective of CTG is to create and execute detailed testing to assess compliance with regulations and firm policies, working closely with Compliance and business management to refine firm processes. CTG’s global team (with locations in New York, Salt Lake City, London, Warsaw, Tokyo, Singapore, and Hong Kong) is comprised of individuals with varying backgrounds and experience (former auditors, accountants, regulators, prosecutors, compliance professionals, lawyers and traders). The individual will work closely with Compliance and business management, and gain an understanding of both the firm’s businesses and the rules and regulations under which the firm operates.

This is an exciting opportunity for an individual who enjoys investigative work and possesses deep knowledge of sales and trading, portfolio management and/or risk management functions across a variety of asset classes. An ideal candidate will leverage their prior experience to investigate whether activities and practices comply with policies and regulations and the firm’s compliance control infrastructure. This individual should be comfortable handling multiple projects and having daily interactions with senior members of the businesses and engineers.

Responsibilities

  • Propose methods of testing and execute plans discussed and agreed with a team leader
  • Gather data, perform analyses, and document results
  • Identify potential compliance, conduct and reputational risks, and effectively escalate to appropriate individuals
  • Leverage strong communication skills to interact with Compliance and senior business management
  • Team with colleagues around the globe to share findings and refine processes
  • Execute multiple projects at the same time and meet tight deadlines

Basic Qualifications

  • Bachelor’s Degree
  • Broad knowledge of financial products, markets, and laws and regulations in Asia. Or alternatively, knowledge of products, the securities business and sales practice/market conduct rules and regulations, i.e., prior experience in sales and trading, product controllers, compliance, legal, regulatory, audit or risk management functions
  • Ability to describe complex issues in a clear and concise manner
  • Excellent interview, presentation, communication, time management, and analytical skills
  • Integrity, motivation, intellectual curiosity, and enthusiasm
  • Knowledge of Microsoft Word and Excel; additional knowledge of Alteryx is useful

Preferred Qualifications

  • Financial instruments product knowledge (a Financial Engineering qualification, CFA, or FRM qualifications)
  • Working knowledge of products offered by the Equities, Foreign Exchange, Interest Rates, Commodities or Credit Markets trading desks
  • Compliance, auditing, testing, legal, or regulatory/law enforcement experience
  • Experience in the financial services industry, either working for an investment manager, broker dealer, law firm, accounting or Big 4 financial services advisory firm, or a national regulator
  • Familiarity with Business Intelligence and AI tools

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

Healthcare & Medical Insurance

We offer a wide range of health and welfare programs that vary depending on office location. These generally include medical, dental, short-term disability, long-term disability, life, accidental death, labor accident and business travel accident insurance.

We offer competitive vacation policies based on employee level and office location. We promote time off from work to recharge by providing generous vacation entitlements and a minimum of three weeks expected vacation usage each year.

Financial Wellness & Retirement

We assist employees in saving and planning for retirement, offer financial support for higher education, and provide a number of benefits to help employees prepare for the unexpected. We offer live financial education and content on a variety of topics to address the spectrum of employees’ priorities.

Health Services

We offer a medical advocacy service for employees and family members facing critical health situations, and counseling and referral services through the Employee Assistance Program (EAP). We provide Global Medical, Security and Travel Assistance and a Workplace Ergonomics Program. We also offer state-of-the-art on-site health centers in certain offices.

Fitness

To encourage employees to live a healthy and active lifestyle, some of our offices feature on-site fitness centers. For eligible employees we typically reimburse fees paid for a fitness club membership or activity (up to a pre-approved amount).

Child Care & Family Care

We offer on-site child care centers that provide full-time and emergency back-up care, as well as mother and baby rooms and homework rooms. In every office, we provide advice and counseling services, expectant parent resources and transitional programs for parents returning from parental leave. Adoption, surrogacy, egg donation and egg retrieval stipends are also available.

Benefits at Goldman Sachs

Read more about the full suite of class-leading benefits our firm has to offer.

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Assistant Vice President, Global Financial Crimes Compliance Testing (GFCCT) - Asia

MUFG

Posted today

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Job Description

**Do you want your voice heard and your actions to count?**
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.
With a vision to be the world's most trusted financial group, it's part of our culture to put people first, listen to new and diverse ideas and collaborate toward greater innovation, speed and agility. This means investing in talent, technologies, and tools that empower you to own your career.
Join MUFG, where being inspired is expected and making a meaningful impact is rewarded.
**Job Summary:**
Responsible for supporting the Global Financial Crimes Compliance Testing - Asia ("GFCCT") function in performing deep dives and targeted risk-based thematic reviews of financial crimes compliance (AML, Sanctions, ABC) processes in Asia with an emphasis on the design and effectiveness of measures (controls) taken to monitor and mitigate financial crimes risk.
**Job responsibilities:**
+ Assist in conducting and supporting financial crimes compliance reviews for MUFG branches in Asia that evaluate the effectiveness of existing financial crimes compliance, as well as, the design and implementation of relevant controls, such as escalation processes, documentation of policies and procedures, reporting, list screening, regulatory change management, governance framework, and training
+ Assist in developing test plans, scripts, procedures, and sampling methodologies that incorporate regulatory expectations, industry developments and lessons learned from internal and external (including regulatory) findings
+ Assist in implementation of a coordinated, consistent, and risk-based AML, Sanctions, and ABC testing program
+ Assist in developing and maintaining quality control processes to drive adherence to Global Testing Standards
+ Assist in the drive of central coordination, governance, reporting, and leveraging regional structures and best practices
+ Assist in preparing/reviewing reports summarizing the objectives, scope, findings, and conclusions of completed testing including root cause analysis
+ Assist in the validation of Management Action Plans designed to address remediation efforts and testing review findings
+ Assist in the coordination with Issues Management for monitoring and tracking resolution of financial crimes testing findings
+ Monitor developments, such as changes in the regulatory environment, which may necessitate ad hoc testing
+ Support general financial crimes/ compliance activities and other duties, including special projects as assigned
**Job requirements:**
+ Minimum a total of 5 years of experience performing financial crimes testing either in a testing function or internal audit in a global bank/ financial institution or regulatory agency
+ Knowledge of financial crimes compliance laws and regulations
+ Excellent judgment and analytical skills
+ Ability to work with diverse teams and stakeholders at all levels
+ Strong written and verbal communication skills
+ BA/BS Degree; JD,CPA, CIA, and/or CAMS a plus
+ Data analytics capability in the context of the financial crimes testing a plus
+ Travel within Asia will be required
_We regret to inform that only shortlisted applicants will be notified._
Mitsubishi UFJ Financial Group (MUFG) is an equal opportunity employer. We view our employees as our key assets as they are fundamental to our long-term growth and success. MUFG is committed to hiring based on merit and organsational fit, regardless of race, religion or gender.
At MUFG, our colleagues are our greatest assets. Our Culture Principles provide a roadmap for how each of our colleagues must think and act to become more client-obsessed, inclusive and innovative. They reflect who we are, who we want to be and what we expect from one another. We are excited to see you take the next step in exploring a career with us and encourage you to spend more time reviewing them!
**Our Culture Principles**
+ Client Centric
+ People Focused
+ Listen Up. Speak Up.
+ Innovate & Simplify
+ Own & Execute
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Security Testing Specialist

Singapore, Singapore OCBC

Posted 14 days ago

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Job Description

Join to apply for the Security Testing Specialist role at OCBC .

Who We Are
As Singapore’s longest established bank, we have been dedicated to enabling individuals and businesses to achieve their aspirations since 1932. We provide support, services, solutions, and career paths tailored to our clients’ needs.

Today, we’re on a journey of transformation, leveraging technology and creativity to become a future-ready learning organisation. Our strategic ambition is to be Asia’s leading financial services partner for a sustainable future.

We invite you to build the bank of the future, innovate in financial services, work in supportive teams, and build lasting value in your community. Enjoy a vibrant, future-ready career with us.

Your Opportunity Starts Here.

Why Join

Protecting our customers' assets and data is central to our mission. As a Security Testing Specialist, you'll play a key role in safeguarding our systems from cyber threats, shaping the future of cybersecurity in finance.

How you succeed

Stay ahead of emerging threats, collaborate with engineering teams to identify and mitigate risks, and develop strategies to enhance cybersecurity.

What you do

  • Perform application penetration testing on web-based applications, APIs
  • Conduct mobile application penetration testing across platforms
  • Perform network penetration testing
  • Exploit vulnerabilities to assess security risks
  • Document security issues and recommend mitigations
  • Research latest security topics and attack vectors
  • Conduct compliance testing per standards like MAS TRMG
  • Perform secure code reviews when needed
  • Conduct thick client penetration testing as required
Who you are
  • Minimum 3 years of hands-on penetration testing experience
  • Experience with secure code review
  • Degree in computer science, security, or related field
  • Knowledge of all aspects of information security
  • Familiarity with MAS TRMG and regulatory requirements
  • Strong communication skills, able to work independently and in teams
  • Certifications from GIAC, Offensive Security, CREST
  • Hands-on experience with Kali Linux, Burp Suite, Tenable, and similar tools
  • Experience conducting penetration testing for banks in Singapore preferred
  • Experience with legacy systems review is a plus
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This advertiser has chosen not to accept applicants from your region.

Security Testing Specialist

Singapore, Singapore OCBC

Posted today

Job Viewed

Tap Again To Close

Job Description

Join to apply for the Security Testing Specialist role at OCBC .

Who We Are
As Singapore’s longest established bank, we have been dedicated to enabling individuals and businesses to achieve their aspirations since 1932. We provide support, services, solutions, and career paths tailored to our clients’ needs.
Today, we’re on a journey of transformation, leveraging technology and creativity to become a future-ready learning organisation. Our strategic ambition is to be Asia’s leading financial services partner for a sustainable future.
We invite you to build the bank of the future, innovate in financial services, work in supportive teams, and build lasting value in your community. Enjoy a vibrant, future-ready career with us.
Your Opportunity Starts Here.
Why Join
Protecting our customers' assets and data is central to our mission. As a Security Testing Specialist, you'll play a key role in safeguarding our systems from cyber threats, shaping the future of cybersecurity in finance.
How you succeed
Stay ahead of emerging threats, collaborate with engineering teams to identify and mitigate risks, and develop strategies to enhance cybersecurity.
What you do

  • Perform application penetration testing on web-based applications, APIs
  • Conduct mobile application penetration testing across platforms
  • Perform network penetration testing
  • Exploit vulnerabilities to assess security risks
  • Document security issues and recommend mitigations
  • Research latest security topics and attack vectors
  • Conduct compliance testing per standards like MAS TRMG
  • Perform secure code reviews when needed
  • Conduct thick client penetration testing as required
Who you are
  • Minimum 3 years of hands-on penetration testing experience
  • Experience with secure code review
  • Degree in computer science, security, or related field
  • Knowledge of all aspects of information security
  • Familiarity with MAS TRMG and regulatory requirements
  • Strong communication skills, able to work independently and in teams
  • Certifications from GIAC, Offensive Security, CREST
  • Hands-on experience with Kali Linux, Burp Suite, Tenable, and similar tools
  • Experience conducting penetration testing for banks in Singapore preferred
  • Experience with legacy systems review is a plus
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