884 Compliance Supervisor jobs in Singapore

Job Summary:

The Regulatory Compliance Officer is responsible for supporting compliance monitoring, coordination and training. The role ensures that the bank operates in alignment with applicable laws, regulations, and internal policies.

Key Responsibilities:

• Conduct compliance testing and prepare detailed reports on monitoring outcomes and recommend corrective actions.
• Serves as a coordinator for CRAFT submission and audits.
• Prepare mas-related submissions, when necessary.
• Assist to track the MAS circulars and update in the compliance obligation register.
• Update the country addendum and regulatory oversight tool as and when required.
• Develop training materials to promote compliance awareness across the organization.
• Assist any ad-hoc duties assigned by the Regulatory Compliance Manager.

Our Ideal Candidate:

• Track records in banks
• At least 2-4 years of experience in regulatory compliance with exposure to policies reviews, gap analysis, compliance advisory, and training will be advantageous. Preferably in the banking or financial services industry. External audit firms or internal audit background are welcome to apply.
• Willing to be mentored or trained under the guidance of the Regulatory Compliance Manager
• Meticulous, approachable, proactive, hands-on team player with strong communication, analytical and organisational skill.

The primary function of this role involves maintaining order and ensuring compliance with pertinent regulations.

• Patrol public roads to enforce regulations related to illegal parking and public health violations.
• Engage with the public, responding to feedback and concerns in a professional and efficient manner.

• Hold a valid Class 2B license.
• Meet minimum Secondary 2 education requirements.
• Able to work rotating 12-hour shifts, balancing work and personal life.

• A competitive salary package based on experience.
• Attractive bonus options.
• Ongoing training and career progression opportunities.
• Structured shift schedule promoting work-life balance.

We are seeking an individual who is dedicated to ensuring safety and compliance in our community.

Regulatory Compliance Officer (Associate)

Roles and Responsibility

• Produce reports for governmental and regulatory requirements.
• Conduct gap assessment in relation to regulatory obligations.
• Identify and assess compliance-related risks within the organization.
• Develop and implement policies and procedures to ensure compliance.
• Monitor adherence to policies and procedures, and conduct compliance audits.
• Conduct KYC procedures for onboarding, periodic checks, and trigger reviews for various customer types.
• Execute sanction screening processes, including adverse news searches, and assess information from credible sources.

Requirements

• Diploma or Bachelors’ with at least 1 year of AML experience, Sanction and Compliance experiences in Banking Area
• Ability to work independently, enthusiastic in learning, and attention to detail
• Acquired Good Knowledge of AML regulations, such MAS Notices and Guidelines
• Any of Relevant AML/Compliance Certificate holder will be advantageous

Job Responsibilities

• Conduct screening and due diligence review on prospects and referral partners before onboarding
• Conduct ongoing monitoring on existing clients
• Responsible for the implementation and enhancement of the Compliance framework within the company
• Conduct post transaction review to ensure adherence to balanced scorecard requirements, regulation and internal policies
• Track the CPD training hours of the licensed representatives and maintain the record keeping
• Prepare and maintain the compliance reports for management and regulatory reporting
• Assess the Outsourced Service Providers and administer the Outsourcing Register of Outsourced Service Providers
• Handle compliance related queries from staff

Job Requirements and Qualifications

• Bachelor's degree, preferably in Business related fields
• Minimum 3 years of compliance experience in the financial services or insurance industry
• Meticulous, good analytical and problem solving skills
• Familiar with Financial Advisers Act (FAA), Insurance Act, MAS Notices/Guidelines or Balanced Scorecard (BSC) framework is an added advantage

HOW TO APPLY:

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Trust Recruit Pte Ltd

EA License No: 19C9950

EA Personnel: Gao YueWen

EA Personnel Reg No: R23118964

• 3 to 8 years of experience in a compliance or regulatory role within a bank, payment services provider, or licensed financial entity.
• Strong communication and negotiation skills in English; multilingual abilities are a plus.
• A proactive and adaptable attitude in a fast-paced work environment.
• Keen interest in the fintech industry, e-commerce platforms, and cross-border payments.
• A sharp and strategic compliance mindset, capable of handling compliance reporting, anti-money laundering (AML) issues, and KYC requirements.
• Demonstrated agility in tackling challenges and problem-solving.

• Stay current with relevant payment license regulations, notices, and enforcement actions in Singapore.
• Advise management and internal stakeholders on compliance with applicable laws and regulations.
• Implement and maintain an effective compliance program in line with requirements from the Monetary Authority of Singapore (MAS) and other relevant authorities.
• Serve as the Money Laundering Reporting Officer (MLRO), managing AML/CFT-related escalations, analyses, reporting, and ensuring adherence to legal obligations.
• Develop and review internal compliance policies, procedures, and support system enhancement projects.
• Conduct periodic and ad-hoc risk assessments across various compliance risk areas.
• Create and oversee action plans in response to audit findings or compliance violations.
• Regularly review internal procedures and documentation to identify and mitigate risks.
• Support or lead responses to regulatory matters including filings, reporting, consultations, and inspections by MAS or other regulators.
• Ensure staff are up to date on compliance policies and regulatory changes through regular training.
• Collaborate with regional and global compliance teams.

• In-depth exposure to the fintech and e-commerce ecosystem, including partnerships with global e-sellers.
• Opportunities to learn from experienced professionals and mentors.
• Direct involvement in shaping strategic compliance initiatives and regulatory relationships.
• Career development in a high-growth environment with regional and international exposure.

The primary focus of this role is to ensure that all transactions align with customer profiles. You will be responsible for conducting periodic and ad-hoc AML reviews, including post-STR checks. Additionally, you will perform enhanced due diligence for high-risk clients, verify SOWs, identify and plug KYC gaps, highlight red flags or documentation issues, and assist with administrative tasks as needed.

• Conduct regular and ad-hoc AML reviews, including post-STR checks
• Perform enhanced due diligence on high-risk clients, including SOW verification
• Identify and address KYC gaps, highlighting potential risks or documentation issues
• Evaluate transaction data to ensure alignment with customer profiles
• Support administrative tasks and projects as required

• Degree in Banking, Finance, Accountancy, or Business
• Excellent stakeholder engagement skills
• Self-motivated team player with a strong work ethic

The candidate is responsible for ensuring that the company is conducting its business in full compliance of with all laws, including regulations this will involve the creation, review and implementation of policies and procedures and best practices within the industry. The Compliance Officer will assist in periodic client review and investors services for AML/KYC for funds services business.

Responsibilities

• In charge of the Compliance function at a CMS licensed wealth management business
• Oversee enterprise risk management
• Monitor regulated business activities to ensure adherence to CMS licensing conditions
• Provide updates to senior management on the regulatory environment and propose actions, where necessary
• Ensure all compliance policies are consistent with the latest regulatory requirements
• Formulate and update company's AML/CFT framework and policies
• Supervise the implementation of various compliance, risk, IT risk (TRM), internal controls and outsourcing policies
• Conduct client KYC/AML and annual reviews for new and existing clients
• Conduct due diligence and reviews on outsourced service providers
• Prepare, submit and handle enquiries related to regulatory returns, MAS annual and ad-hoc forms and surveys
• Oversees training and development for senior management and staff
• Key point of contact for MAS: Address queries from MAS and external authorities
• Coordinate internal and external compliance audits

Requirements

• Bachelors/Master's degree
• Min 3 years' experience working in a licensed/regulated business
• Responsible, independent, extremely diligent and detailed
• High stress tolerance

Our client is one of the leader in banking industry, they are seeking for both checkers and makers for KYC position.

Contract: 12 Months

Location: Changi Biz Park

• Perform KYC reviews and ensure documentation complies with local regulations and internal standards (scheduled & unscheduled reviews across varied risk classes).
• Monitor and track KYC records, develop and execute action plans for expiring records, and ensure no overdue cases.
• Promptly escalate any suspicious product usage from an AML perspective to senior management for further review.
• Conduct client identification, verification, and screening, including validation of customer address, employment, and connectivity to PEP/SPF (sanctions screening).
• Perform enhanced due diligence checks such as negative news and social media screening when required.
• Partner with internal stakeholders to ensure thorough due diligence and documentation reviews for customer accounts.
• Request and follow up with Relationship Managers/Outreach teams when additional information is required to complete reviews.
• Maintain high quality standards (90% and above) for KYC reviews.
• Escalate any technology issues or procedural clarifications to management for guidance.
• Ensure quality control (QC) reviews are completed on files before submission, and promptly resolve any discrepancies identified.
• Submit records for business approval once reviews are complete, and address discrepancies highlighted during BA reviews.
• Engage with customers directly when required to obtain KYC information.

PERSOLKELLY Singapore Pte Ltd
• RCB No. 20007268E EA License No. 01C4394
• EA Registration No. R21103542 (Ling Kai Jin)

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Our client is a leading HNW insurance brokerage firm specializing in bespoke insurance solutions for affluent individuals, families, and businesses.

Key Responsibilities

• Conduct screening and due diligence on prospects and referral partners prior to onboarding
• Perform ongoing monitoring of existing clients to ensure compliance standards are met
• Support the implementation, review, and enhancement of the Compliance framework
• Carry out post-transaction reviews to ensure adherence to regulatory requirements, balanced scorecard standards, and internal policies
• Track and maintain records of licensed representatives' CPD training hours
• Prepare compliance reports for management review and regulatory submissions
• Assess outsourced service providers and manage the Outsourcing Register
• Provide guidance and handle compliance-related queries from staff

• Bachelor's degree, preferably in Business or related disciplines
• At least 3 years of compliance experience within the financial services or insurance industry
• Strong analytical, problem-solving, and organizational skills with attention to detail
• Ability to work independently, with a proactive and self-motivated mindset
• Excellent communication and interpersonal skills
• Ability to read and understand Chinese articles
• Knowledge of the Financial Advisers Act (FAA), Insurance Act, MAS Notices/Guidelines, or the Balanced Scorecard (BSC) framework will be an advantage

Lily Yang, Recruit Avenue Pte. Ltd.

EA License Number: 23C1935 | EA Personnel Number: R1551292