402 Compliance Planning jobs in Singapore
Regulatory Compliance
Posted today
Job Viewed
Job Description
Our Client is in the insurance and financial services advisory sector. Seeking for an experienced Compliance professional to support the Head of Department in the areas of regulatory compliance.
Job Description:
- Providing regulatory compliance advisory to stakeholders/business units on their queries, new initiatives etc.
- Review marketing materials and various agreements from a regulatory perspective
- Provide inputs from compliance standpoint during the Annual Providers Due Diligence exercise
- Conduct due diligence for onboarding of new product providers.
- Review adherence to new regulatory changes and disseminate training materials to relevant business units
- Assist in planning and implementing revised processes and procedures in response to regulatory changes.
- Provide assessment for investigation/complaint/PDPA breach cases
- Liaise with internal stakeholders on risk matters to ensure alignment of policies with Group Risk Standards
- Perform regular risk reporting to Risk Committee and Management
- Act as secondary Liaison Officer to handle MAS queries and reporting matters
- Maintain AML/CFT framework and ensure alignment with regulatory requirements as prescribed by MAS
- Ensure Company's Customer Due Diligences (CDD/ECDD) measures with regards to customer identification / verification have been complied with
Requirements:
- Min. Bachelor degree with more than 8 years relevant compliance experience in Financial Services sector
- Strong regulatory knowledge in FAA/FAR
- Able to start work within short notice
To apply, please email to:
EA Licence No.: 99C4599
EA Personnel Registration: R1104662
EA Personnel Name: Celine Tan Si Ling
Note that only shortlisted candidates will be notified
Coaching
Management Skills
Due Diligence
Risk Assessment
Regulatory Compliance
Analytical Skills
Interpersonal Skills
Risk Management
Marketing
Compliance
Audits
Operational Risk
Regulatory Requirements
Legal Compliance
Financial Services
Regulatory & Compliance Analyst
Posted 2 days ago
Job Viewed
Job Description
Job Purpose
The Regulatory & Compliance Analyst is a member of the Regulation & Compliance team in Singapore and:
- Supervises members of ICE Futures Singapore (the “Exchange”) and ICE Clear Singapore (the “Clearing House”) for compliance with the rules and procedures of the Exchange and Clearing House; and
- Helps to ensure that the Exchange and the Clearing House comply with their regulatory obligations in Singapore and external jurisdictions.
Responsibilities
- Interfacing between the internal departments of the Exchange and Clearing House, relevant departments in ICE Group, the MAS and foreign regulatory authorities.
- Working with colleagues within the ICE group to design, develop and implement enhancements to policies, systems and processes.
- Ensuring timely submission of regulatory notifications, reports and applications to the MAS and foreign regulatory authorities.
- Monitoring regulatory developments, providing regulatory advice on meeting new compliance requirements.
- Ongoing monitoring of business relations and transactions with customers and conducting risk assessments for AML/CFT purposes.
- Actively supervising Members, including reviewing Members’ submissions and conducting inspections.
- Conducting review and due diligence of membership applications to ensure satisfaction of admission criteria.
- Assisting in conducting investigations and enforcement actions against rule violations by compiling records and drafting investigative reports for disciplinary committees.
Knowledge and Experience
- Educated to degree level or equivalent
- Knowledge of regulatory compliance, with prior experience in a financial institution or regulatory authority a plus. Candidates from consulting/audit/legal backgrounds with exposure to financial institutions are encouraged to apply.
- Familiarity with data analytic tools
- Demonstrated initiative, organization skills and teamwork orientation
- Excellent analytical, communication and time-management skills
- Strong attention to detail
- Comfortable working in an evolving, highly regulated environment
Regulatory Compliance Specialist
Posted 11 days ago
Job Viewed
Job Description
Join to apply for the Regulatory Compliance Specialist role at NETS
2 days ago Be among the first 25 applicants
Join to apply for the Regulatory Compliance Specialist role at NETS
This role is responsible for ensuring the company’s adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure compliance with all applicable regulations while achieving the organization’s goals.
Key Responsibilities
- Keep abreast of regulatory developments and changes impacting the company and advise the business units accordingly.
- Ensure compliance with applicable laws, rules and regulations and apply sound ethical judgment regarding business practices and conduct.
- Provide guidance to the business units on how to comply with relevant requirements in the context of issues and problems that are raised during normal business activities.
- Work hand in hand with the business units to identify and manage regulatory risk including handling time critical incident reporting to the authority.
- Assess risk when business decisions are made, with due consideration for the company’s reputation and key stakeholders’ interests.
- Develop and implement organizational policies, standards and procedures to comply with applicable regulations.
- Develop, implement, and execute compliance testing, continuous assurance, and reporting of compliance testing reviews.
- Conduct training to improve awareness of compliance policies and regulatory requirements.
- Manage regulatory requests and inform the senior management of significant compliance matters that require their attention or action in a timely manner.
Requirements
- Degree holder in computer science, information technology, information security, economics, accounting or related disciplines with at least 7 years of compliance experience in a regulated financial industry.
- Possess strong analytical skills, paying careful and particular attention to detail.
- Excellent problem-solving skills and ability to prioritize and manage multiple tasks.
- Strong team player with track record of working well in a collaborative environment with strong inter-personal and communication skills.
- Strong in documentation and report writing skills.
- Self-driven with the ability to operate independently.
- Seniority level Associate
- Employment type Full-time
- Job function Legal
Referrals increase your chances of interviewing at NETS by 2x
Get notified about new Regulatory Compliance Specialist jobs in Toa Payoh, Central Singapore Community Development Council, Singapore .
Junior Legal Secretary (Disputes Practice) Legal Associate (Litigation & Dispute Resolution) Legal Counsel (6 Months Maternity Cover) Paralegal / Corporate Secretary – Global Leading Venture Capital Firm Legal & Compliance Intern ( Sept to Dec) Disputes, Regulatory & Governance Lawyer Paralegal (6 months Maternity cover contract) Legal Affairs Specialist (2-year contract, convertible to permanent)We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-LjbffrRegulatory Compliance Specialist
Posted 11 days ago
Job Viewed
Job Description
Position Summary
This role is responsible for ensuring the company’s adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure compliance with all applicable regulations while achieving the organization’s goals.
Key Responsibilities
- Keep abreast of regulatory developments and changes impacting the company and advise the business units accordingly
- Ensure compliance with applicable laws, rules and regulations and apply sound ethical judgment regarding business practices and conduct
- Provide guidance to the business units on how to comply with relevant requirements in the context of issues and problems that are raised during normal business activities
- Work hand in hand with the business units to identify and manage regulatory risk including handling time critical incident reporting to the authority
- Assess risk when business decisions are made, with due consideration for the company’s reputation and key stakeholders’ interests
- Develop and implement organizational policies, standards and procedures to comply with applicable regulations
- Develop, implement, and execute compliance testing, continuous assurance, and reporting of compliance testing reviews
- Conduct training to improve awareness of compliance policies and regulatory requirements
- Manage regulatory requests and inform the senior management of significant compliance matters that require their attention or action in a timely manner
Requirements
- Degree holder in computer science, information technology, information security, economics, accounting or related disciplines with at least 7 years of compliance experience in a regulated financial industry
- Possess strong analytical skills, paying careful and particular attention to detail
- Excellent problem-solving skills and ability to prioritize and manage multiple tasks
- Strong team player with track record of working well in a collaborative environment with strong inter-personal and communication skills
- Strong in documentation and report writing skills
- Self-driven with the ability to operate independently
Regulatory Compliance Coordinator
Posted 2 days ago
Job Viewed
Job Description
Job Description:
- Assist with licensing applications and renewals for TCM and CPM products.
- Maintain records and help respond to regulatory inquiries.
- Support monitoring of production processes for GMP compliance.
- Assist with audits, inspections, and quality control documentation.
- Ensure product labels meet regulatory requirements and coordinate with marketing/design teams.
- Help maintain product listings and support export compliance documentation. Prepare simple compliance reports and assist in team projects
Job Requirements:
- Knowledge of Singapore’s HSA regulatory requirements for TCM and CPM products.
- Resourceful and able to find details independently.
- Ability to interpret complex regulations and guidelines, and communicate them effectively to internal teams.
- Strong attention to detail and ability to manage multiple tasks efficiently.
- Excellent communication and interpersonal skills.
Director Regulatory Compliance
Posted 11 days ago
Job Viewed
Job Description
Leads a team to manage the ongoing preparation, testing, and monitoring of compliance with information security standards and government regulations and regulatory agencies as it relates to the design, development, and deployment of products and services within host country needs. This individual must have a security clearance of the host government.
**Responsibilities**
The Director, Compliance Oracle Cloud Isolated Region, will coordinate closely with operations teams which may include Global Business Units, Corporate Security, and with Oracle Legal. Responsibilities include developing and maintaining comprehensive information security, and/or quality management, and regulatory oversight program, including standards for product and service design aligned with Oracle Software Security Assurance and Security Architecture Review, and/or quality management system standards. Will be responsible for managing information security risks and managing compliance team. Will educate through training members on information security and industry regulatory standards applicable to their products and services. Work with respective teams which may include isolated region operations and service to incorporate applicable industry regulatory standards, Oracle security and/or quality policies and customer-contractual obligations into processes and standards. Work with Corporate Security and Business Assessment and Audit, and/or Quality System Internal Audit to evaluate product and service line security and regulatory compliance on an ongoing basis. Work with Legal to evaluate changes in applicable laws and regulations and impact on products and services. Work with Corporate Development and Legal to evaluate potential acquisitions for regulatory issues. Administrate industry and regulatory certifications. Build a compliance team to support government reporting, validations, and accreditation activities and subsequently maintain a continuous monitoring of meeting security controls.
+ This role is open to Singaporeans and PRs only.
+ This role will involve the successful applicant working on government projects which may require security clearance being obtained and maintained as a condition of employment. Candidates applying for this role must be willing to provide necessary personal details for the application and maintenance of necessary security clearance.
Career Level - M4
**About Us**
As a world leader in cloud solutions, Oracle uses tomorrow's technology to tackle today's challenges. We've partnered with industry-leaders in almost every sector-and continue to thrive after 40+ years of change by operating with integrity.
We know that true innovation starts when everyone is empowered to contribute. That's why we're committed to growing an inclusive workforce that promotes opportunities for all.
Oracle careers open the door to global opportunities where work-life balance flourishes. We offer competitive benefits based on parity and consistency and support our people with flexible medical, life insurance, and retirement options. We also encourage employees to give back to their communities through our volunteer programs.
We're committed to including people with disabilities at all stages of the employment process. If you require accessibility assistance or accommodation for a disability at any point, let us know by emailing or by calling +1 in the United States.
Oracle is an Equal Employment Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, sexual orientation, gender identity, disability and protected veterans' status, or any other characteristic protected by law. Oracle will consider for employment qualified applicants with arrest and conviction records pursuant to applicable law.
Regulatory Compliance Specialist
Posted today
Job Viewed
Job Description
Join or sign in to find your next job
Join to apply for the Regulatory Compliance Specialist role at NETS
2 days ago Be among the first 25 applicants
Join to apply for the Regulatory Compliance Specialist role at NETS
This role is responsible for ensuring the company’s adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure compliance with all applicable regulations while achieving the organization’s goals.
Key Responsibilities
- Keep abreast of regulatory developments and changes impacting the company and advise the business units accordingly.
- Ensure compliance with applicable laws, rules and regulations and apply sound ethical judgment regarding business practices and conduct.
- Provide guidance to the business units on how to comply with relevant requirements in the context of issues and problems that are raised during normal business activities.
- Work hand in hand with the business units to identify and manage regulatory risk including handling time critical incident reporting to the authority.
- Assess risk when business decisions are made, with due consideration for the company’s reputation and key stakeholders’ interests.
- Develop and implement organizational policies, standards and procedures to comply with applicable regulations.
- Develop, implement, and execute compliance testing, continuous assurance, and reporting of compliance testing reviews.
- Conduct training to improve awareness of compliance policies and regulatory requirements.
- Manage regulatory requests and inform the senior management of significant compliance matters that require their attention or action in a timely manner.
Requirements
- Degree holder in computer science, information technology, information security, economics, accounting or related disciplines with at least 7 years of compliance experience in a regulated financial industry.
- Possess strong analytical skills, paying careful and particular attention to detail.
- Excellent problem-solving skills and ability to prioritize and manage multiple tasks.
- Strong team player with track record of working well in a collaborative environment with strong inter-personal and communication skills.
- Strong in documentation and report writing skills.
- Self-driven with the ability to operate independently.
Seniority level
Seniority level
Associate
Employment type
Employment type
Full-time
Job function
Job function
Legal
Referrals increase your chances of interviewing at NETS by 2x
Get notified about new Regulatory Compliance Specialist jobs in Toa Payoh, Central Singapore Community Development Council, Singapore .
Junior Legal Secretary (Disputes Practice)
Legal Associate (Litigation & Dispute Resolution)
Legal Counsel (6 Months Maternity Cover)
Paralegal / Corporate Secretary – Global Leading Venture Capital Firm
Legal & Compliance Intern ( Sept to Dec)
Disputes, Regulatory & Governance Lawyer
Paralegal (6 months Maternity cover contract)
Legal Affairs Specialist (2-year contract, convertible to permanent)
We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
#J-18808-LjbffrBe The First To Know
About the latest Compliance planning Jobs in Singapore !
Regulatory Compliance Specialist
Posted today
Job Viewed
Job Description
Position Summary
This role is responsible for ensuring the company’s adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure compliance with all applicable regulations while achieving the organization’s goals.
Key Responsibilities
- Keep abreast of regulatory developments and changes impacting the company and advise the business units accordingly
- Ensure compliance with applicable laws, rules and regulations and apply sound ethical judgment regarding business practices and conduct
- Provide guidance to the business units on how to comply with relevant requirements in the context of issues and problems that are raised during normal business activities
- Work hand in hand with the business units to identify and manage regulatory risk including handling time critical incident reporting to the authority
- Assess risk when business decisions are made, with due consideration for the company’s reputation and key stakeholders’ interests
- Develop and implement organizational policies, standards and procedures to comply with applicable regulations
- Develop, implement, and execute compliance testing, continuous assurance, and reporting of compliance testing reviews
- Conduct training to improve awareness of compliance policies and regulatory requirements
- Manage regulatory requests and inform the senior management of significant compliance matters that require their attention or action in a timely manner
Requirements
- Degree holder in computer science, information technology, information security, economics, accounting or related disciplines with at least 7 years of compliance experience in a regulated financial industry
- Possess strong analytical skills, paying careful and particular attention to detail
- Excellent problem-solving skills and ability to prioritize and manage multiple tasks
- Strong team player with track record of working well in a collaborative environment with strong inter-personal and communication skills
- Strong in documentation and report writing skills
- Self-driven with the ability to operate independently
Regulatory & Compliance Analyst
Posted today
Job Viewed
Job Description
Job Description
Job Purpose
The Regulatory & Compliance Analyst is a member of the Regulation & Compliance team in Singapore and:
- Supervises members of ICE Futures Singapore (the “Exchange”) and ICE Clear Singapore (the “Clearing House”) for compliance with the rules and procedures of the Exchange and Clearing House; and
- Helps to ensure that the Exchange and the Clearing House comply with their regulatory obligations in Singapore and external jurisdictions.
Responsibilities
- Interfacing between the internal departments of the Exchange and Clearing House, relevant departments in ICE Group, the MAS and foreign regulatory authorities.
- Working with colleagues within the ICE group to design, develop and implement enhancements to policies, systems and processes.
- Ensuring timely submission of regulatory notifications, reports and applications to the MAS and foreign regulatory authorities.
- Monitoring regulatory developments, providing regulatory advice on meeting new compliance requirements.
- Ongoing monitoring of business relations and transactions with customers and conducting risk assessments for AML/CFT purposes.
- Actively supervising Members, including reviewing Members’ submissions and conducting inspections.
- Conducting review and due diligence of membership applications to ensure satisfaction of admission criteria.
- Assisting in conducting investigations and enforcement actions against rule violations by compiling records and drafting investigative reports for disciplinary committees.
Knowledge and Experience
- Educated to degree level or equivalent
- Knowledge of regulatory compliance, with prior experience in a financial institution or regulatory authority a plus. Candidates from consulting/audit/legal backgrounds with exposure to financial institutions are encouraged to apply.
- Familiarity with data analytic tools
- Demonstrated initiative, organization skills and teamwork orientation
- Excellent analytical, communication and time-management skills
- Strong attention to detail
- Comfortable working in an evolving, highly regulated environment
Regulatory Compliance Specialist
Posted today
Job Viewed
Job Description
Position Summary
This role is responsible for ensuring the company's adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure compliance with all applicable regulations while achieving the organization's goals.
Key Responsibilities
- Keep abreast of regulatory developments and changes impacting the company and advise the business units accordingly
- Ensure compliance with applicable laws, rules and regulations and apply sound ethical judgment regarding business practices and conduct
- Provide guidance to the business units on how to comply with relevant requirements in the context of issues and problems that are raised during normal business activities
- Work hand in hand with the business units to identify and manage regulatory risk including handling time critical incident reporting to the authority
- Assess risk when business decisions are made, with due consideration for the company's reputation and key stakeholders' interests
- Develop and implement organizational policies, standards and procedures to comply with applicable regulations
- Develop, implement, and execute compliance testing, continuous assurance, and reporting of compliance testing reviews
- Conduct training to improve awareness of compliance policies and regulatory requirements
- Manage regulatory requests and inform the senior management of significant compliance matters that require their attention or action in a timely manner
Requirements
- Degree holder in computer science, information technology, information security, economics, accounting or related disciplines with at least 7 years of compliance experience in a regulated financial industry
- Possess strong analytical skills, paying careful and particular attention to detail
- Excellent problem-solving skills and ability to prioritize and manage multiple tasks
- Strong team player with track record of working well in a collaborative environment with strong inter-personal and communication skills
- Strong in documentation and report writing skills
- Self-driven with the ability to operate independently
Information Security
Report Writing
Compliance Testing
Regulatory Compliance
Analytical Skills
Regulatory Affairs
Assurance
Economics
compliance policy
Regulatory Requirements
Writing Skills
Ability to Prioritize
Technical Support