987 Compliance Officers jobs in Singapore

Our Client a mid tier audit firm is seeking a dynamic and detail-oriented Audit Compliance & Technical Manager to join our firm's quality and risk management team. This individual will play a key role in supporting the implementation of the firm's System of Quality Management (SoQM), monitoring compliance with ethical and professional standards, and providing technical guidance to audit teams.

The ideal candidate has experience working in a Big Four or mid-tier audit firm, particularly within compliance, risk, or technical functions. A strong understanding of the Singapore Companies Act and ACRA's Code of Professional Conduct and Ethics is essential.

Key Responsibilities

1. Independence & Compliance Monitoring

• Conduct ongoing compliance monitoring and testing, including personal independence compliance testing, to assess adherence to ACRA's Code of Ethics and firm policies.
• Assist in the management of the firm's annual compliance confirmation process and related independence declarations.
• Monitor and track compliance with relevant regulations, ethical requirements, and firm policies across functions.
• Identify trends, gaps, and potential compliance risks, and propose corrective or preventive actions.
• Maintain up-to-date awareness of changes in Singapore's regulatory and ethical framework and support the firm's response to these developments.

2. System of Quality Management (SoQM) Implementation

• Support the firm in enhancing and operationalising its SoQM in accordance with SSQM 1.
• Assist in the drafting, enhancement and documentation of firm-wide policies, procedures, and quality objectives.
• Participate in the design and execution of the firm's monitoring and remediation processes under the SoQM framework.
• Track the effectiveness of control activities and perform regular evaluations of the system.

3. Engagement Technical Support & Risk Management

• Support the enhancement of firm-wide compliance policies, SoQM processes, and audit quality frameworks, including those related to engagement quality control.
• Assist in developing and implementing strategies to identify, assess, and mitigate risks relating to compliance, independence, and audit quality.
• Promote awareness of regulatory, ethical, and professional standards across engagement teams while maintaining independence from audit execution.
• Provide technical guidance on audit methodology and quality matters, and support professional development initiatives across the firm.
• Monitor and evaluate key issues arising from internal reviews, independence monitoring, and engagement file inspections, recommending timely and appropriate corrective actions.
• Contribute to the design and implementation of audit support tools, compliance protocols, and monitoring activities in alignment with professional standards and regulatory expectations.

Qualifications and Skills

• Diploma or bachelor's degree in accounting, business, corporate governance, or a related field.
• At least 3–5 years of relevant experience in compliance, quality management, or technical support within a Big Four or mid-tier audit firm.
• Sound knowledge of the Singapore Companies Act, ACRA regulations, and Code of Professional Conduct and Ethics.
• Experience with quality control or quality management systems (e.g., SSQM 1) is preferred.
• Strong organisational, analytical, and follow-up skills.
• Ability to work independently and collaboratively in a fast-paced environment.
• Open-minded, detail-oriented, and committed to continuous learning and improvement.
• Excellent interpersonal and communication skills.
• If you have a strong passion for compliance and quality management, coupled with a keen attention to detail, we would love to hear from you.

Interested candidates please email your CV addressed to Victor Teoh (R ) to

Please include with your application:

•Reasons for leaving your current and previous employment(s)

•Current / last drawn and expected salary

•Availability / notice period required

• Communicates and reports on the effectiveness of the firm's governance, risk management and controls that mitigate current and evolving risk
• Raise awareness of control risk
• Assesses the firm's control culture and conduct risks; and
• Monitors management's implementation of control measures

• Develop and maintain an in-depth understanding of business areas, its products, and supporting functions
• Identify risks, assess mitigating controls, and make recommendations on improving the control environment
• Follow-up on open audit issues and their resolution

• Approximately 2-4 years of experience in internal audit or compliance
• Strong knowledge and expertise in auditing Anti-Money Laundering, financial crime risks and corporate legal functions
• Strong understanding of compliance program components, risk and control processes
• Understanding of internal audit processes as related to a large financial institution
• Project management experience, including oversight and leadership of junior staff
• Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly
• Ability to multi-task and remain organized in a fast-paced environment, and to regularly present to senior leadership
• University degree in Finance, Accounting, or with quantitative discipline, and ideally a graduate degree in a related subject
• Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus

• Team-oriented with a strong sense of ownership and accountability
• Strong leadership, interpersonal, relationship and project management skills
• Strong verbal and written communication skills.
• Solid analytical skills
• Highly motivated with the ability to multi-task and remain organized in a fast-paced environment.

• Communicates and reports on the effectiveness of the firm's governance, risk management and controls that mitigate current and evolving risk
• Raise awareness of control risk
• Assesses the firm's control culture and conduct risks; and
• Monitors management's implementation of control measures

• Develop and maintain an in-depth understanding of business areas, its products, and supporting functions
• Identify risks, assess mitigating controls, and make recommendations on improving the control environment
• Follow-up on open audit issues and their resolution

• Approximately 2-4 years of experience in internal audit or compliance
• Strong knowledge and expertise in auditing Anti-Money Laundering, financial crime risks and corporate legal functions
• Strong understanding of compliance program components, risk and control processes
• Understanding of internal audit processes as related to a large financial institution
• Project management experience, including oversight and leadership of junior staff
• Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly
• Ability to multi-task and remain organized in a fast-paced environment, and to regularly present to senior leadership
• University degree in Finance, Accounting, or with quantitative discipline, and ideally a graduate degree in a related subject
• Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus

• Team-oriented with a strong sense of ownership and accountability
• Strong leadership, interpersonal, relationship and project management skills
• Strong verbal and written communication skills.
• Solid analytical skills
• Highly motivated with the ability to multi-task and remain organized in a fast-paced environment.

At Goldman Sachs, we connect people, capital and ideas to help solve problems for our clients. We are a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals.

ABOUT OUR ROLES

In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.

As the third line of defense, Internal Audit’s (IA) mission is to independently assess the firm’s overall control environment, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks. In doing so, IA:

• Communicates and reports on the effectiveness of the firm’s governance, risk management and controls that mitigate current and evolving risk
• Raise awareness of control risk
• Assesses the firm’s control culture and conduct risks; and
• Monitors management’s implementation of control measures

JOB RESPONSBILITIES

• Develop and maintain an in-depth understanding of business areas, its products, and supporting functions
• Identify risks, assess mitigating controls, and make recommendations on improving the control environment
• Follow-up on open audit issues and their resolution

SPECIFIC SKILLS AND EXPERIENCE

• Approximately 2-4 years of experience in internal audit or compliance
• Strong knowledge and expertise in auditing Anti-Money Laundering, financial crime risks and corporate legal functions
• Strong understanding of compliance program components, risk and control processes
• Understanding of internal audit processes as related to a large financial institution
• Project management experience, including oversight and leadership of junior staff
• Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly
• Ability to multi-task and remain organized in a fast-paced environment, and to regularly present to senior leadership
• University degree in Finance, Accounting, or with quantitative discipline, and ideally a graduate degree in a related subject
• Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus

GENERAL SKILLS AND EXPERIENCE

• Team-oriented with a strong sense of ownership and accountability
• Strong leadership, interpersonal, relationship and project management skills
• Strong verbal and written communication skills.
• Solid analytical skills
• Highly motivated with the ability to multi-task and remain organized in a fast-paced environment.

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more:

© The Goldman Sachs Group, Inc., 2024. All rights reserved.

Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.

The Opportunity

• Adecco is partnering with our client, a leading regional organization in the technology sector.
• We are looking for an experienced Internal Audit/ Compliance Analyst (ASEAN) to join their high-performing team.

• Bachelor's degree in Finance, Accounting, Risk, or related discipline
• Min 3-5 years of experience in Internal Audit, Compliance, or Risk Assessment
• Strong experience in compliance operations and internal controls
• Hands-on experience in implementing and executing controls and remediation processes
• Strong proficiency in Excel (VLOOKUP, Pivot Tables), Power BI, and PowerPoint
• Good presentation and communication skills - ability to present to internal stakeholders
• Experience in a tech or multinational commercial environment preferred

• Support sub-region leadership to embed compliance into the business rhythm
• Promote adherence to policies and ensure effective compliance governance
• Provide consulting services and monitoring to support business risk mitigation
• Train Business & Finance Compliance Champions in red flag detection and resolution
• Facilitate Compliance Committee meetings involving leadership, HR, and Legal
• Act as the main point of contact for compliance matters across the ASEAN region
• Escalate any deviations from compliance standards to appropriate stakeholders
• Collaborate with relevant internal teams to review high-risk transactions and drive resolution

• Drive the implementation of the Subsidiary Compliance Assessment Framework
• Coordinate with designated outsourced testing agency for controls testing and resolution
• Monitor compliance dashboards and drive remediation of red flags and audit findings
• Identify geo-specific risks not covered by global compliance programs
• Analyze root causes of audit findings and ensure proper corrective actions are taken
• Provide continuous feedback to improve third-party control testing and risk mitigation efforts

• Conduct analytics to identify key risk areas and optimize compliance focus
• Coordinate internal audits from planning to follow-up on remediation actions
• Assist in preparing materials and follow-up for APAC Executive Compliance Committee meetings
• Support the development of Subject Matter Expertise (SME) across key risk areas

Next Step

• Prepare your updated resume
• Send your resume to
• Email Subject: Internal Audit/ Compliance Analyst (ASEAN)
• All shortlisted candidates will be contacted

Lim Jia Yi

EA License No: 91C2918

Personnel Registration Number: R

The Opportunity

• Adecco is partnering with our client, a leading regional organization in the technology sector.
• We are looking for an experienced Internal Audit/ Compliance Analyst (ASEAN) to join their high-performing team.

• Bachelor's degree in Finance, Accounting, Risk, or related discipline
• Min 3–5 years of experience in Internal Audit, Compliance, or Risk Assessment
• Strong experience in compliance operations and internal controls
• Hands-on experience in implementing and executing controls and remediation processes
• Strong proficiency in Excel (VLOOKUP, Pivot Tables), Power BI, and PowerPoint
• Good presentation and communication skills – ability to present to internal stakeholders
• Experience in a tech or multinational commercial environment preferred

• Support sub-region leadership to embed compliance into the business rhythm
• Promote adherence to policies and ensure effective compliance governance
• Provide consulting services and monitoring to support business risk mitigation
• Train Business & Finance Compliance Champions in red flag detection and resolution
• Facilitate Compliance Committee meetings involving leadership, HR, and Legal
• Act as the main point of contact for compliance matters across the ASEAN region
• Escalate any deviations from compliance standards to appropriate stakeholders
• Collaborate with relevant internal teams to review high-risk transactions and drive resolution

• Drive the implementation of the Subsidiary Compliance Assessment Framework
• Coordinate with designated outsourced testing agency for controls testing and resolution
• Monitor compliance dashboards and drive remediation of red flags and audit findings
• Identify geo-specific risks not covered by global compliance programs
• Analyze root causes of audit findings and ensure proper corrective actions are taken
• Provide continuous feedback to improve third-party control testing and risk mitigation efforts

• Conduct analytics to identify key risk areas and optimize compliance focus
• Coordinate internal audits from planning to follow-up on remediation actions
• Assist in preparing materials and follow-up for APAC Executive Compliance Committee meetings
• Support the development of Subject Matter Expertise (SME) across key risk areas

Next Step

• Prepare your updated resume
• Send your resume to
• Email Subject: Internal Audit/ Compliance Analyst (ASEAN)
• All shortlisted candidates will be contacted

Lim Jia Yi

EA License Number: 91C2918

Personnel Registration Number: R

Our Client a mid tier audit firm is seeking a dynamic and detail-oriented Audit Compliance & Technical Manager to join our firm’s quality and risk management team. This individual will play a key role in supporting the implementation of the firm’s System of Quality Management (SoQM), monitoring compliance with ethical and professional standards, and providing technical guidance to audit teams.

The ideal candidate has experience working in a Big Four or mid-tier audit firm, particularly within compliance, risk, or technical functions. A strong understanding of the Singapore Companies Act and ACRA's Code of Professional Conduct and Ethics is essential.

Key Responsibilities

1. Independence & Compliance Monitoring

• Conduct ongoing compliance monitoring and testing, including personal independence compliance testing, to assess adherence to ACRA's Code of Ethics and firm policies.
• Assist in the management of the firm’s annual compliance confirmation process and related independence declarations.
• Monitor and track compliance with relevant regulations, ethical requirements, and firm policies across functions.
• Identify trends, gaps, and potential compliance risks, and propose corrective or preventive actions.
• Maintain up-to-date awareness of changes in Singapore’s regulatory and ethical framework and support the firm’s response to these developments.

2. System of Quality Management (SoQM) Implementation

• Support the firm in enhancing and operationalising its SoQM in accordance with SSQM 1.
• Assist in the drafting, enhancement and documentation of firm-wide policies, procedures, and quality objectives.
• Participate in the design and execution of the firm’s monitoring and remediation processes under the SoQM framework.
• Track the effectiveness of control activities and perform regular evaluations of the system.

3. Engagement Technical Support & Risk Management

• Support the enhancement of firm-wide compliance policies, SoQM processes, and audit quality frameworks, including those related to engagement quality control.
• Assist in developing and implementing strategies to identify, assess, and mitigate risks relating to compliance, independence, and audit quality.
• Promote awareness of regulatory, ethical, and professional standards across engagement teams while maintaining independence from audit execution.
• Provide technical guidance on audit methodology and quality matters, and support professional development initiatives across the firm.
• Monitor and evaluate key issues arising from internal reviews, independence monitoring, and engagement file inspections, recommending timely and appropriate corrective actions.
• Contribute to the design and implementation of audit support tools, compliance protocols, and monitoring activities in alignment with professional standards and regulatory expectations.

Qualifications and Skills

• Diploma or bachelor’s degree in accounting, business, corporate governance, or a related field.
• At least 3–5 years of relevant experience in compliance, quality management, or technical support within a Big Four or mid-tier audit firm.
• Sound knowledge of the Singapore Companies Act, ACRA regulations, and Code of Professional Conduct and Ethics.
• Experience with quality control or quality management systems (e.g., SSQM 1) is preferred.
• Strong organisational, analytical, and follow-up skills.
• Ability to work independently and collaboratively in a fast-paced environment.
• Open-minded, detail-oriented, and committed to continuous learning and improvement.
• Excellent interpersonal and communication skills.
• If you have a strong passion for compliance and quality management, coupled with a keen attention to detail, we would love to hear from you.

Interested candidates please email your CV addressed to Victor Teoh (R ) to

Please include with your application:

•Reasons for leaving your current and previous employment(s)

•Current / last drawn and expected salary

•Availability / notice period required

The Opportunity

• Adecco is partnering with our client, a leading regional organization in the technology sector.
• We are looking for an experienced Internal Audit/ Compliance Analyst (ASEAN) to join their high-performing team.

• Bachelor’s degree in Finance, Accounting, Risk, or related discipline
• Min 3–5 years of experience in Internal Audit, Compliance, or Risk Assessment
• Strong experience in compliance operations and internal controls
• Hands-on experience in implementing and executing controls and remediation processes
• Strong proficiency in Excel (VLOOKUP, Pivot Tables), Power BI, and PowerPoint
• Good presentation and communication skills – ability to present to internal stakeholders
• Experience in a tech or multinational commercial environment preferred

• Support sub-region leadership to embed compliance into the business rhythm
• Promote adherence to policies and ensure effective compliance governance
• Provide consulting services and monitoring to support business risk mitigation
• Train Business & Finance Compliance Champions in red flag detection and resolution
• Facilitate Compliance Committee meetings involving leadership, HR, and Legal
• Act as the main point of contact for compliance matters across the ASEAN region
• Escalate any deviations from compliance standards to appropriate stakeholders
• Collaborate with relevant internal teams to review high-risk transactions and drive resolution

• Drive the implementation of the Subsidiary Compliance Assessment Framework
• Coordinate with designated outsourced testing agency for controls testing and resolution
• Monitor compliance dashboards and drive remediation of red flags and audit findings
• Identify geo-specific risks not covered by global compliance programs
• Analyze root causes of audit findings and ensure proper corrective actions are taken
• Provide continuous feedback to improve third-party control testing and risk mitigation efforts

• Conduct analytics to identify key risk areas and optimize compliance focus
• Coordinate internal audits from planning to follow-up on remediation actions
• Assist in preparing materials and follow-up for APAC Executive Compliance Committee meetings
• Support the development of Subject Matter Expertise (SME) across key risk areas

Next Step

• Prepare your updated resume
• Send your resume to !
• Email Subject: Internal Audit/ Compliance Analyst (ASEAN)
• All shortlisted candidates will be contacted

Lim Jia Yi

EA License Number: 91C2918

Personnel Registration Number: R

Job Title:

Audit and Roving Officer

• Support the operation team.
• Conduct on-site audits.
• Monitor operations.
• Improve processes.

• Collaborate with team members.
• Analyze operational data.
• Identify areas for improvement.
• Develop solutions.

We are seeking a skilled Audit and Roving Officer to enhance our operational efficiency.

• Perform audits and inspections.
• Investigate operational issues.
• Recommend process improvements.
• Collaborate with stakeholders.

• Strong analytical skills.
• Excellent communication skills.
• Ability to work independently.
• Strong problem-solving skills.

• Competitive salary.
• Opportunities for growth and development.
• Beneficial health insurance.
• Paid time off.

Join a dynamic team that values innovation, collaboration, and excellence.