What Compliance Officers Jobs are in Singapore?

Our client is an established and growing fund management firm based in Singapore. In line with their expansion, they are looking to bring on a Legal, Compliance and Governance Officer to support and strengthen the firm's legal, compliance and governance function.

Key Responsibilities

A. Legal

• Manage contract lifecycle including tracking, filing, renewal and maintenance of legal documentation
• Coordinate with external counsel on referred matters including instructions, timelines and cost
• Review and mark up contracts, NDAs, service agreements and other legal documentation
• Identify key legal and commercial issues and escalate where appropriate
• Assist with legal research on applicable laws and regulatory matters

B. Compliance

• Support and maintain the compliance framework in accordance with applicable regulatory requirements
• Maintain and update compliance policies, procedures and manuals
• Conduct compliance monitoring and testing and escalate issues where appropriate
• Support the AML/CFT framework including policies, procedures and ongoing monitoring obligations

C. Company Secretarial and Governance

• Prepare board and committee meeting materials, agendas and minutes, and coordinate scheduling and logistics of board and committee meetings

Key Requirements

• Minimum 8 years of relevant experience in legal, compliance or governance within a regulated financial services firm
• A law degree or Master of Law from a recognised institution is preferred; candidates with a degree in a related field and equivalent experience will be considered
• Proven ability to work independently and manage a broad remit across legal, compliance and governance functions
• Comfortable engaging with AI tools critically and constructively as part of day-to-day work

We regret that only shortlisted candidates will be contacted.

Responsibilities

1. Provide administrative support to the department in the preparation, formatting, proof reading, filing and management of documents, correspondence and reports.
2. Responsible for debt recovery matters including handling letter of demand, instalment requisitions and debt collection.
3. Review and process marketing approval requests submitted by salespersons to ensure compliance with the Estate Agents Act, Council for Estate Agencies (CEA) Guidelines, Company's Marketing Guidelines and other applicable laws & regulations.
4. Perform any other administrative and operational support duties as and when assigned.

Requirements

1. Diploma, Nitec, GCE 'A' level, GCE ‘O’ level.
2. Prior experience in administration, legal support, compliance, customer service is an advantage.
3. Fresh graduates with a keen interest in compliance are welcomed to apply. 
4. On the job training shall be provided.
5. Meticulous, systematic and organised, strong administrative skills.
6. Communicate professionally and confidently.
7. Comfortable to handle confidential information
8. Able to work independently, manage multiple tasks and meet timelines.

Benefits
1. Conducive Work Environment
2. Opportunities for Growth and Progression
3. Annual Leave up to 21 days
4. Festive Leave of 3 days
5. Work From Home Leave up to 24 days (if applicable, based on the job nature)
6. Birthday Leave and Benefit
7. Medical & Insurance benefit
8. Dress Code: Smart Casual

Other Information
Working Location: Toa Payoh (HDB Hub near Toa Payoh MRT Station)
5-day work week, Mondays to Fridays: 9.00am to 6.00pm

Interested candidates are invited to submit a comprehensive resume, stating the current and expected salary, date of availability via APPLY HERE button.

We regret that only shortlisted candidates will be notified.

The Company

A brokerage services firm is currently seeking a Compliance / AML Officer to join their dynamic team.

The Role

The role supports compliance function in managing financial crime risk. Reporting to senior leadership, this role is responsible for developing and enhancing frameworks, policies, and controls across client onboarding and ongoing monitoring to ensure adherence to regulatory standards. The incumbent will oversee risk assessments across clients, products, and services, provide advisory guidance to internal stakeholders, and conduct regular reviews to ensure effective implementation of compliance measures. The role will also involve reviewing and escalating suspicious activity, liaising with regulators where required, and supporting regulatory inquiries.

Your Profile

The ideal candidate will possess a degree in Finance, Business, Law or a related discipline, with proven experience in AML or financial crime compliance within a regulated financial services environment. A strong working knowledge of relevant regulatory frameworks and MAS guidelines is essential, along with hands-on experience in client onboarding, transaction monitoring, and suspicious activity reporting. The candidate should demonstrate sound analytical judgment, attention to detail, and the ability to assess and mitigate risk effectively. Strong stakeholder management and communication skills are required to provide clear advisory support across the business and to liaise with regulators when necessary.

Apply Today

Please send your resume, in WORD format only and quote reference number ET , by clicking the apply button. Please note that only short-listed candidates will be contacted.

Robert Half International Pte Ltd. Co. Registration no.: E | EA Licence no.: 07C5595 | Tan Yee Le (Elise) EA Registration no.: R

• Conduct inspections and assessments of healthcare services under the Laboratory & Health Support Services (LHSS) sector to ensure compliance with the HCSA and its subsidiary legislation.
• Review and investigate feedback, incidents, and complaints pertaining to healthcare services under LHSS' purview.
• Support ongoing process improvement initiatives to enhance operational efficiency and regulatory effectiveness.
• Perform any other duties or projects as assigned by supervisors and management.

Requirements

• Min. 2 years in relevant work experience in healthcare setting

Interested candidate please click"APPLY" to begin your job search journey and submit your CV directlythrough the official PERSOL job application platform - GO Mobile.

We regret to inform that only shortlisted candidates will be notified.

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PERSOL Singapore Pte Ltd • RCB No. E • EA License No. 01C4394• Reg No: R (Foo May Cheng) 

To provide compliance coverage across Asia-Pacific divisions in a financial institution. You will advise on regulatory risks, conduct investigations, and enhance control frameworks to safeguard the firm’s operations.

Responsibilities

• Advise divisions on compliance matters including outsourcing, regulatory reporting, cloud governance, data confidentiality, and senior manager accountability to mitigate risks
• Conduct risk assessments and monitor adherence to regulatory requirements across Singapore, Hong Kong, and Asia-Pacific markets
• Perform surveillance and investigations on business activities to identify and manage compliance issues
• Test and improve control frameworks to ensure effectiveness and regulatory compliance
• Analyze regulatory changes and enforcement actions to evaluate their impact on business operations
• Review surveillance alerts and conduct forensic reviews to detect potential compliance breaches
• Draft and update policies and procedures to maintain compliance standards
• Deliver compliance training and communications to promote a strong compliance culture across divisions
• Collaborate with Vice Presidents and global teams to support compliance initiatives and respond to regulatory examinations, audits, and inquiries

Required competencies and certifications

• Knowledge of Singapore and Hong Kong regulatory environments preferred
• Experience in compliance or risk management in a financial institution
• Proficiency in securities and derivatives markets operations
• Excellent interpersonal and communication skills to effectively engage stakeholders and influence compliance outcomes
• Strong analytical, technical, and problem-solving skills applied to compliance risk identification and mitigation
• Open to Auditors who have experience in financial institution audit

Preferred competencies and qualifications

• Bachelor’s degree with relevant discipline
• At least 2 years of relevant experience or ex-auditors with experience in financial institutions
• Detail-oriented, organized, and capable of multitasking under tight deadlines
• Proactive, self-motivated, and collaborative team player
• This is currently a contract from September to December 2026, subject to extension.

R
99C3289

Job Description & Responsibilities:

• Prepare, format, and proofread internal policies, software user manuals, and standard operating procedures (SOPs).

• Manage the company's document control system, ensuring all contracts, NDAs, and vendor agreements are properly filed and archived.

• Assist the legal/compliance team (if applicable) with basic due diligence paperwork and regulatory submissions.

• Track contract expiry dates and send renewal reminders to the management team.

• Ensure all published documents follow Roy Trust's branding and formatting guidelines.

Job Requirements:

• No minimum education required ; we welcome candidates with strong language and organizational skills.

• Must have a keen eye for grammar, spelling, and document formatting (experience with Adobe Acrobat or DocuSign is a plus).

• Ability to handle confidential and sensitive information with absolute discretion.

• Detail-oriented and capable of working independently with minimal supervision.

• Comfortable using cloud-based storage systems (e.g., Google Drive, OneDrive, Dropbox).

*Seeking for a talent with minimum 3 years of Compliance/Transaction Monitoring experience from Banking industry*

THE COMPANY

Coupled with their reputation and people-oriented culture, the bank is expanding their operations. Currently, they are looking for a Transaction Monitoring to be part of their Compliance team.

JOB RESPONSIBILITIES

• Monitor trade transactions to identify any AML/CFT cases
• Carry out investigation on transactions alerts by system
• Report on any irregularities
• Advise on transactions monitoring best practices
• Assist with daily/monthly AML report checks
• Updating internal list
• Liaise with internal and external stakeholders
• Any other adhoc duties

JOB REQUIREMENTS

• Degree in Business Studies/Finance/Banking/Economics/Commerce or any other relevant education
• Minimum 3 years of Compliance- Transaction Monitoring experience from Banking industry
• Sharp, focus, meticulous and has good interpersonal and communication skills

If you will like to explore this opportunity, please email your resume in Microsoft Word format to

We thank you for your interest and will contact shortlisted candidates for more detailed discussion.

For more job openings, please visit our website at

EA Licence 18C9105

EA Reg R

Compliance Officer

Location:Singapore Office
Company:ACG Management Pte. Ltd.

About Us

ACG Management Pte. Ltd. is a Singapore-based investment management firm. Our firm employs fundamental investment approaches, concentrating on mid to small-cap names and maintaining a high volume of positions across various sectors.

The Compliance Officer will be responsible for overseeing and managing the regulatory compliance framework for the Fund Manager. You will ensure that the firm, its representatives, and its funds operate in strict adherence to the Monetary Authority of Singapore (MAS) regulations, focusing on the Securities and Futures Act (SFA) and Anti-Money Laundering (AML) standards.

1. Regulatory Compliance & MAS Liaison

2. Investor Onboarding & KYC/AML

3. Counterparty & Trading Compliance

4. Risk Framework Compliance

5. Fund Documentation & Contract Review

6. Internal Controls & Ethics

Requirements
Experience:  minimum 3 years compliance in financial industry in Singapore.
Core Skills: Strong understanding of regulation and deal with MAS reporting.
Industry Knowledge: Experience working at asset management firm will be preferable.
Market Knowledge: Familiarity with equities markets and trading practices is advantageous
Personal Qualities: Meticulous, dependable, and detail-oriented with strong analytical skills
Adaptability: Flexible mindset with willingness to support broader tasks.
Technical Skills (Good to Have): Proficiency in Excel, Bloomberg terminal experience, and quantitative analysis skills

Why Join Us

Join a  hedge fund with a strong track record and disciplined investment processes
Access to institutional-quality trading/operation infrastructure and technology platforms
Collaborative, supportive team environment that invests in your professional development

Responsibilities:

• Assist the Front Office in account opening process through the conduct of due diligence searches and refresh due diligence searches.

  Execute ongoing name screening controls by performing names searches on compliance databases such as Worldcheck, Factiva, Google, etc.

  Provide administrative and ad-hoc support to the team.

  Undertake any duties as assigned.

  Foster a positive compliance culture within the Bank through advice, communication and training.

Requirements:

• Degree holder with at least 1-2 years of relevant KYC / Name screening / Client onboarding experience in Private Banks
• Private Banking experience in Name Screening is essential
• Proficient in MS Office
• Possess strong analytical skills
• Ability to work independently as well as in a team

We regret that only shortlisted candidates will be notified.

GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | Charnele Tan| Registration No: R