626 Compliance Management jobs in Singapore

The primary function of this role involves maintaining order and ensuring compliance with pertinent regulations.

• Patrol public roads to enforce regulations related to illegal parking and public health violations.
• Engage with the public, responding to feedback and concerns in a professional and efficient manner.

• Hold a valid Class 2B license.
• Meet minimum Secondary 2 education requirements.
• Able to work rotating 12-hour shifts, balancing work and personal life.

• A competitive salary package based on experience.
• Attractive bonus options.
• Ongoing training and career progression opportunities.
• Structured shift schedule promoting work-life balance.

We are seeking an individual who is dedicated to ensuring safety and compliance in our community.

Regulatory Compliance Officer (Associate)

Roles and Responsibility

• Produce reports for governmental and regulatory requirements.
• Conduct gap assessment in relation to regulatory obligations.
• Identify and assess compliance-related risks within the organization.
• Develop and implement policies and procedures to ensure compliance.
• Monitor adherence to policies and procedures, and conduct compliance audits.
• Conduct KYC procedures for onboarding, periodic checks, and trigger reviews for various customer types.
• Execute sanction screening processes, including adverse news searches, and assess information from credible sources.

Requirements

• Diploma or Bachelors’ with at least 1 year of AML experience, Sanction and Compliance experiences in Banking Area
• Ability to work independently, enthusiastic in learning, and attention to detail
• Acquired Good Knowledge of AML regulations, such MAS Notices and Guidelines
• Any of Relevant AML/Compliance Certificate holder will be advantageous

Our Client is in the insurance and financial services advisory sector. Seeking for an experienced Compliance professional to support the Head of Department in the areas of regulatory compliance.

Job Description:

• Providing regulatory compliance advisory to stakeholders/business units on their queries, new initiatives etc.
• Review marketing materials and various agreements from a regulatory perspective
• Provide inputs from compliance standpoint during the Annual Providers Due Diligence exercise
• Conduct due diligence for onboarding of new product providers.
• Review adherence to new regulatory changes and disseminate training materials to relevant business units
• Assist in planning and implementing revised processes and procedures in response to regulatory changes.
• Provide assessment for investigation/complaint/PDPA breach cases
• Liaise with internal stakeholders on risk matters to ensure alignment of policies with Group Risk Standards
• Perform regular risk reporting to Risk Committee and Management
• Act as secondary Liaison Officer to handle MAS queries and reporting matters
• Maintain AML/CFT framework and ensure alignment with regulatory requirements as prescribed by MAS
• Ensure Company's Customer Due Diligences (CDD/ECDD) measures with regards to customer identification / verification have been complied with

Requirements:

• Min. Bachelor degree with more than 8 years relevant compliance experience in Financial Services sector
• Strong regulatory knowledge in FAA/FAR
• Able to start work within short notice

To apply, please email to:

EA Licence No.: 99C4599

EA Personnel Registration: R1104662

EA Personnel Name: Celine Tan Si Ling

Note that only shortlisted candidates will be notified

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Job Category: Allied Health Professional

Posting Date: 9 May 2025

We are seeking a Senior Lead Clinical Research Associate to oversee clinical research compliance management across SingHealth institutions. In this role, you will ensure adherence to regulatory requirements including the Human Biomedical Research Act, Health Products Act, International Council for Harmonisation - Good Clinical Practice guidelines and relevant Standard Operating Procedures.

Your responsibilities will include planning and conducting monitoring visits, preparing comprehensive post-visit reports, recommending preventive and corrective measures for compliance, and ensuring resolution of findings. You will also provide administrative support to departmental operations, develop education programes, train new Clinical Research Associates, provide supervisory monitoring and chair department meetings.

Requirements:

At least 10 years of relevant experience in clinical trials, including clinical trials monitoring with 4 years in a supervisory or management role

Strong interpersonal, leadership and communication skills (both verbal and written)

Demonstrated analytical, problem-solving and organisational skills

Ability to work independently and collaboratively, with proven capability to prioritise tasks and manage competing deadlines

Proficiency with Microsoft Office applications

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Job Category: Allied Health Professional

Posting Date: 9 May 2025

We are seeking a Senior Lead Clinical Research Associate to oversee clinical research compliance management across SingHealth institutions. In this role, you will ensure adherence to regulatory requirements including the Human Biomedical Research Act, Health Products Act, International Council for Harmonisation - Good Clinical Practice guidelines and relevant Standard Operating Procedures.

Your responsibilities will include planning and conducting monitoring visits, preparing comprehensive post-visit reports, recommending preventive and corrective measures for compliance, and ensuring resolution of findings. You will also provide administrative support to departmental operations, develop education programes, train new Clinical Research Associates, provide supervisory monitoring and chair department meetings.

Requirements:

At least 10 years of relevant experience in clinical trials, including clinical trials monitoring with 4 years in a supervisory or management role

Strong interpersonal, leadership and communication skills (both verbal and written)

Demonstrated analytical, problem-solving and organisational skills

Ability to work independently and collaboratively, with proven capability to prioritise tasks and manage competing deadlines

Proficiency with Microsoft Office applications

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Senior Lead Clinical Research Associate, Research Compliance Management
Job Category: Allied Health Professional
Posting Date: 9 May 2025
We are seeking a Senior Lead Clinical Research Associate to oversee clinical research compliance management across SingHealth institutions. In this role, you will ensure adherence to regulatory requirements including the Human Biomedical Research Act, Health Products Act, International Council for Harmonisation - Good Clinical Practice guidelines and relevant Standard Operating Procedures.
Your responsibilities will include planning and conducting monitoring visits, preparing comprehensive post-visit reports, recommending preventive and corrective measures for compliance, and ensuring resolution of findings. You will also provide administrative support to departmental operations, develop education programes, train new Clinical Research Associates, provide supervisory monitoring and chair department meetings.
Requirements:
At least 10 years of relevant experience in clinical trials, including clinical trials monitoring with 4 years in a supervisory or management role
Strong interpersonal, leadership and communication skills (both verbal and written)
Demonstrated analytical, problem-solving and organisational skills
Ability to work independently and collaboratively, with proven capability to prioritise tasks and manage competing deadlines
Proficiency with Microsoft Office applications
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Job Title: Regulatory Reporting Specialist

We are seeking a detail-oriented and proactive professional to join our team in a middle office operations role, supporting both internal and regulatory reporting functions.

This position plays a critical part in ensuring the accuracy and timeliness of financial reports submitted to regulatory bodies. The ideal candidate will possess a solid foundation in accounting principles, strong Excel skills, and a keen eye for detail.

Responsibilities:

• Provide operational support across general middle office functions
• Prepare and submit timely and accurate regulatory reports to external agencies
• Input and validate data for internal reporting, ensuring accuracy and completeness
• Assist in improving regulatory and internal reporting workflows and systems
• Maintain and update financial records in line with internal compliance policies and external regulatory standards
• Collaborate with internal departments to collect and verify data for various reporting needs
• Support internal and external audit processes, particularly those related to regulatory reporting

To be successful in this role, you should have:

• Flexibility to support a broad range of middle office operations
• Strong grasp of accounting fundamentals, including journal entries, general ledger structures, and key financial statements (P&L, Balance Sheet)
• Proficiency in Microsoft Excel (e.g., formulas, pivot tables, data aggregation)
• Proactive and self-motivated, with the ability to work independently and take initiative
• High attention to detail and strong accuracy when handling financial data
• Hands-on experience in preparing regulatory reports

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We are seeking for a highly skilled and professional Chief Regulatory Compliance Officer /SVP & Head of Regulatory Compliance , as part of our strong and compliant talent core in Singapore within our Digital Green Group in shaping the future of financial innovation, financial technology, and sustainable technology in alignment to our business growth in APAC & other regions.

The role is responsible for leading and managing over-all Singapore regulatory compliance function and improvements covering Capital Market Service Licenses (with activities including Securities, CIS, Derivatives and Custodial Services), Recognized Market Operator License and Major Payment Institution (with activities including Digital Payment Token and Cross Border payments) , ensuring the company adheres to applicable laws, regulations, and internal policies while enabling business agility and innovation.

You will act as a trusted advisor to the Group CEO and senior management while shaping the compliance landscape in a fast-evolving and highly regulated industry and work closely with senior leadership and external regulators to uphold strong governance, regulatory compliance controls.

Responsibilities:

• Lead the overall compliance function and manage relationships with Monetary Authority of Singapore (MAS), other regulatory bodies, auditors, and market experts to ensure effective communication and compliance adherence.
• Design, develop, implement and maintain a robust compliance program tailored to the fintech industry while delivery and execution best-in-class compliance framework and programme.
• Monitor regulatory changes and assess their impact on Singapore’s operations, proactively advising senior management.
• Lead compliance risk assessments and establish controls to mitigate compliance risks across products and services.
• Evaluate issues of strategic, legal or reputational importance; provide direction on how these should be addressed or resolved effectively.
• Support senior management team and the group functions, in driving new business initiatives by providing expertise in the MAS regulatory framework.
• Drive continuous improvement initiatives by identifying efficiencies in operating practices and processes while upholding a robust control environment.
• Ensuring Platform’s products and services meet regulatory standards and supporting the growth and development of new products and services.
• Design and deliver compliance training programs to educate employees on regulatory requirements and company policies
• Represent the firm in external audits, inspections, and industry forums as required.

Requirements:

• Bachelor’s degree in Law, Finance, Business Administration, or related field; advanced degree or relevant certification (e.g., CAMS, CRCM, CCEP) prefered.
• Minimum of 15 years of compliance experience, with at least 8 years in a leadership role within fintech or financial services covering either CMSL or Major Payment Institutions.
• Deep knowledge of financial regulations in Singapore frameworks including the PSA and the Securities and Futures Act (SFA), MAS Notices, and Guidelines; Experience in other markets and jurisdiction is a plus,
• Deep understanding of capital markets and hands-on experience across a broad range of asset classes
• Strong understanding of fintech environment and able to adapt in fast moving atmosphere.
• Excellent leadership skills, and the ability to influence cross-functional teams.
• Subject matter expert, experience dealing with complex issues, forward-looking, solutions-oriented, ability to be hands-on
• Proven track record managing regulator relationships and overseeing enterprise-level compliance programs.

We are seeking for a highly skilled and professional
Chief Regulatory Compliance Officer /SVP & Head of Regulatory Compliance , as part of our strong and compliant talent core in Singapore within our Digital Green Group in shaping the future of financial innovation, financial technology, and sustainable technology in alignment to our business growth in APAC & other regions.
The role is responsible for leading and managing over-all Singapore regulatory compliance function and improvements covering Capital Market Service Licenses (with activities including Securities, CIS, Derivatives and Custodial Services), Recognized Market Operator License and Major Payment Institution (with activities including Digital Payment Token and Cross Border payments) , ensuring the company adheres to applicable laws, regulations, and internal policies while enabling business agility and innovation.
You will act as a trusted advisor to the Group CEO and senior management while shaping the compliance landscape in a fast-evolving and highly regulated industry and work closely with senior leadership and external regulators to uphold strong governance, regulatory compliance controls.
Responsibilities:
Lead the overall compliance function and manage relationships with Monetary Authority of Singapore (MAS), other regulatory bodies, auditors, and market experts to ensure effective communication and compliance adherence.
Design, develop, implement and maintain a robust compliance program tailored to the fintech industry while delivery and execution best-in-class compliance framework and programme.
Monitor regulatory changes and assess their impact on Singapore’s operations, proactively advising senior management.
Lead compliance risk assessments and establish controls to mitigate compliance risks across products and services.
Evaluate issues of strategic, legal or reputational importance; provide direction on how these should be addressed or resolved effectively.
Support senior management team and the group functions, in driving new business initiatives by providing expertise in the MAS regulatory framework.
Drive continuous improvement initiatives by identifying efficiencies in operating practices and processes while upholding a robust control environment.
Ensuring Platform’s products and services meet regulatory standards and supporting the growth and development of new products and services.
Design and deliver compliance training programs to educate employees on regulatory requirements and company policies
Represent the firm in external audits, inspections, and industry forums as required.
Requirements:
Bachelor’s degree in Law, Finance, Business Administration, or related field; advanced degree or relevant certification (e.g., CAMS, CRCM, CCEP) prefered.
Minimum of 15 years of compliance experience, with at least 8 years in a leadership role within fintech or financial services covering either CMSL or Major Payment Institutions.
Deep knowledge of financial regulations in Singapore frameworks including the PSA and the Securities and Futures Act (SFA), MAS Notices, and Guidelines; Experience in other markets and jurisdiction is a plus,
Deep understanding of capital markets and hands-on experience across a broad range of asset classes
Strong understanding of fintech environment and able to adapt in fast moving atmosphere.
Excellent leadership skills, and the ability to influence cross-functional teams.
Subject matter expert, experience dealing with complex issues, forward-looking, solutions-oriented, ability to be hands-on
Proven track record managing regulator relationships and overseeing enterprise-level compliance programs.
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