261 Compliance Head jobs in Singapore
COMPLIANCE HEAD
Posted today
Job Viewed
Job Description
Job Mandate
The role is responsible for the Compliance Function of BDO Unibank, Inc.-Singapore Branch (SG Branch)
The principal function is to ensure that the SG Branch effectively complies with the statutory provisions, regulatory requirements or guidelines and codes of conduct applicable to its banking service and other regulated activities in Singapore.
Incumbent acts as the focal point within SG Branch for the oversight of all activities in relation to the prevention and detection of money laundering (ML) and terrorist financing (TF) and providing support and guidance to the senior management to ensure that ML/TF risks of HK Branch is adequately understood and managed.
Duties and Responsibilities
A. Regulatory Compliance
Ensures full compliance of requirements as specified in the Banking Act of 1970, Securities and Futures Act, as well as other codes, good practices, manuals and guidelines issued by the Monetary Authority of Singapore (MAS) and applicable regulations from the Philippine supervisors such as Bangko Sentral ng Pilipinas (BSP), Securities and Exchange Commission, among others; and
Ensures compliance with the internal policies and procedures in alignment with the regulatory requirements.
B. Anti-Money Laundering and Terrorist Financing
Ensures that SG Branch observes the applicable regulations, Bank’s policies and procedures and the Guidelines on Prevention of Money Laundering and Terrorist Financing in the handling of suspicious transactions involved in money laundering activities; and
Ensures that appropriate systems, manual and/or automated, as aligned with the Head Office as may be applicable, to facilitate the prevention of money laundering are in place.
C. Compliance Program Review
Identifies the relevant Singapore and Philippine laws and regulations which are applicable to SG Branch, and analyzes the corresponding risks of non-compliance and determine the action points to ensure compliance of the branch; and
Conducts periodic compliance review function on applicable legal and regulatory requirements and the frequency of reviews and assessments to be taken shall commensurate to the identified risk levels or as required by the MAS and/or BSP and other regulators in Singapore and the Philippines
D. Liaison between Singapore Branch and Regulatory Agencies
Acts as one of the key contacts between the branch and the regulatory bodies (e.g. Bangko Sentral ng Pilipinas – BSP, MAS, etc.);
Consults the said regulatory agencies for additional clarification on specific provisions of laws and regulations and/or compliance to their findings; and
Initiates dialogues with respect to borderline issues as they affect compliance by the branch.
E. Liaison between Singapore Branch and Head Office
Promotes a clear and open communication process within the branch and with Head Office to educate and address compliance matters; and
Aligns its compliance activities, manuals and guidelines with Head Office Compliance.
F. Compliance Advisories and Trainings
Trains and informs the branch staff on regulatory requirements through any of these means, as appropriate: lecture, meetings, compliance memo distribution of manuals, and the dissemination of regulatory circulars/issuances, etc.
Provides advisories to the branch on any matter related to regulatory issuances or laws; and
Conducts trainings to branch personnel, as necessary, to raise awareness and understanding of the Branch on regulatory issuances or laws and be fully aware of their responsibilities to ensure compliance with regulatory requirements and in combating money laundering.
G. Wealth Management
Provides consultative advice on regulatory requirements of, among other things, the Securities and Futures Act to ensure the overall compliance of SG Branch’s activities with applicable laws and regulations;
Formulates, reviews and updates SG Branch’s compliance policies and procedures in relation to Registered Activities under the Securities and Futures Act; and
Conduct respective training to staff as to the requirements, practice, and other pertinent activities relevant to the Securities and Futures Act.
H. Compliance Testing
Provides oversight to the conduct of Independent Compliance Testing (ICT) and Regulatory Compliance Testing Checklist (RCTC) within HK Branch; and
Ensures the timely reporting of ICT/RCTC Progress/Results to Head Office Compliance on a monthly basis.
I. Case Officer
1. Acts as Case Officer for SG Branch
J. Administrative
Conducts Compliance meetings with Compliance team members;
Ensures clear understanding of the duties and responsibilities of the Compliance and Risk personnel;
Recommends improvements on existing policies and procedures;
Ensures submission of status reports and other reports as may be required by the SG Branch Chief Executive in timely and accurate manner;
Evaluates/rates the performance of Compliance personnel of SG Branch;
Monitors punctuality and attendance of Compliance personnel of SG Branch;
Ensures that all Compliance Personnel of SG Branch have undergone the required training necessary for the efficient discharge of functions;
Reviews and recommends for approval of the SG Branch Chief Executive the supplies request and inventory of Compliance;
Ensures that good housekeeping is maintained by SG Branch Compliance personnel;
Maintains the files of SG Branch Compliance Team in good order;
Ensures that emails are read and attended to timely; and
The SG Branch Head of Compliance shall be delegated other duties and responsibilities as deemed fit to his qualifications and designation by the senior management from time to time provided there is no direct conflict with his key roles and functions.
#J-18808-Ljbffr
Financial Compliance Head-Singapore
Posted today
Job Viewed
Job Description
Job Description
Based in Singapore, the Financial Compliance Leader for Alibaba International Digital Commerce (AIDC) will have overall responsibility in ensuring compliance with relevant financial regulatory requirements across AIDC's new and existing markets, developing and maintaining group compliance frameworks, and advising internal stakeholders on compliance matters and regulatory strategy, including:
• Managing the AIDC Financial Compliance team
• Spearheading financial services market entry in new markets for AIDC e-commerce platforms, namely – Lazada, AliExpress, and Daraz
• Leading regulatory engagements and coordinating preparation of licence applications;
• Providing timely and quality regulatory advice for negotiations on strategic, complex and high value deals;
• Advising on payments / financial services regulatory matters, and assisting in the development and rollout of new products, features, and businesses lines;
• Partnering with internal stakeholders to develop and maintain group compliance frameworks where relevant, including (but not limited to) – technology risk, business continuity, outsourcing, human resources, privacy, and consumer protection policies in line with regulatory expectations and requirements;
• Coordinating incident management (e.g., responding to regulatory investigations / inspections by authorities / assisting in PR incident responses);
• Preparing for, and managing, audits and inspections by relevant regulators;
• Implementing group-wide financial compliance programs and training for internal stakeholders;
• Being the group champion in driving a culture of compliance.
Job Requirements
• 15+ years of Financial Regulatory experience (added advantage if the candidate has extensive relevant experience at a financial regulator in Southeast Asia and at a FinTech or international technology company)
• Working knowledge of the three FinTech domains - payments, lending, and insurance - will be a plus
• Extensive experience interacting with regulators across Southeast Asia
• Track record of leadership, influencing, independent thought, a keen eye for detail, and the ability to manage c-suite stakeholders
• Ability to thrive in a fast-paced, multi-lingual and multi-cultural, startup environment where ambiguity and change is the norm
Financial Compliance Head-Singapore
Posted today
Job Viewed
Job Description
Location:
Singapore
Department: Legal
Location: Singapore
Job Description
Based in Singapore, the Financial Compliance Leader for Alibaba International Digital Commerce (AIDC) will have overall responsibility in ensuring compliance with relevant financial regulatory requirements across AIDC's new and existing markets, developing and maintaining group compliance frameworks, and advising internal stakeholders on compliance matters and regulatory strategy, including:
- Managing the AIDC Financial Compliance team
- Spearheading financial services market entry in new markets for AIDC e-commerce platforms, namely – Lazada, AliExpress, and Daraz
- Leading regulatory engagements and coordinating preparation of licence applications;
- Providing timely and quality regulatory advice for negotiations on strategic, complex and high value deals;
- Advising on payments / financial services regulatory matters, and assisting in the development and rollout of new products, features, and businesses lines;
- Partnering with internal stakeholders to develop and maintain group compliance frameworks where relevant, including (but not limited to) – technology risk, business continuity, outsourcing, human resources, privacy, and consumer protection policies in line with regulatory expectations and requirements;
- Coordinating incident management (e.g., responding to regulatory investigations / inspections by authorities / assisting in PR incident responses);
- Preparing for, and managing, audits and inspections by relevant regulators;
- Implementing group-wide financial compliance programs and training for internal stakeholders;
- Being the group champion in driving a culture of compliance.
Job Requirements
- 15+ years of Financial Regulatory experience (added advantage if the candidate has extensive relevant experience at a financial regulator in Southeast Asia and at a FinTech or international technology company)
- Working knowledge of the three FinTech domains - payments, lending, and insurance - will be a plus
- Extensive experience interacting with regulators across Southeast Asia
- Track record of leadership, influencing, independent thought, a keen eye for detail, and the ability to manage c-suite stakeholders
- Ability to thrive in a fast-paced, multi-lingual and multi-cultural, startup environment where ambiguity and change is the norm
Group Financial Compliance Head
Posted today
Job Viewed
Job Description
Based in Singapore, the Financial Compliance Leader for Alibaba International Digital Commerce (AIDC) will have overall responsibility in ensuring compliance with relevant financial regulatory requirements across AIDC’s new and existing markets, developing and maintaining group compliance frameworks, and advising internal stakeholders on compliance matters and regulatory strategy, including:
Managing the AIDC Financial Compliance team
Spearheading financial services market entry in new markets for
AIDC e-commerce platforms, namely – Lazada, AliExpress, and Daraz
Leading regulatory engagements and coordinating preparation of licence applications
Providing timely and quality regulatory advice for negotiations on strategic, complex and high value deals
Advising on payments / financial services regulatory matters, and assisting in the development and rollout of new products, features, and businesses lines
Partnering with internal stakeholders to develop and maintain group compliance frameworks where relevant, including (but not limited to) – technology risk, business continuity, outsourcing, human resources, privacy, and consumer protection policies in line with regulatory expectations and requirements
Coordinating incident management (e.g., responding to regulatory investigations / inspections by authorities / assisting in PR incident responses)
Preparing for, and managing, audits and inspections by relevant regulators
Implementing group-wide financial compliance programs and training for internal stakeholders
Being the group champion in driving a culture of compliance
Job Requirements
15+ years of Financial Regulatory experience (added advantage if the candidate has extensive relevant experience at a financial regulator in Southeast Asia and at a FinTech or international technology company)
Working knowledge of the three FinTech domains - Payments, Lending, and Insurance - will be a plus
Extensive experience interacting with regulators across Southeast Asia
Track record of leadership, influencing, independent thought, a keen eye for detail, and the ability to manage c-suite stakeholders
Ability to thrive in a fast-paced, multi-lingual and multi-cultural, startup environment where ambiguity and change is the norm
Seniority level
Director
Employment type
Full-time
Job function
Legal and Management
Industries
Internet Marketplace Platforms, Financial Services, and Banking
#J-18808-Ljbffr
Technology Governance & Compliance Head (Central)
Posted today
Job Viewed
Job Description
Attractive Incentives
Family friendly environment
Near MRT
Responsibilities
Oversee end-to-end creation and maintenance of cybersecurity and technology risk policies, standards, etc
Manage control self-assessments, compliance attestation, deviation handling, and regulatory alignment across clusters and entities.
Collaborate with various divisions and senior stakeholders to drive adoption and alignment of risk frameworks.
Champion cyber risk awareness through campaigns, socialization efforts, and integration of risk controls into business operations.
Requirements
At least a degree in Computer Science or certifications such as CISA, CISM, CRISC, CISSP, or CGEIT.
Extensive Experience in Cybersecurity Governance
Minimum 15 years of experience in cybersecurity, technology risk, or compliance, with strong exposure to large-scale public or regulated environments.
Demonstrated experience managing senior teams (10+ headcount) and influencing cross-functional stakeholders in complex organizations.
To apply, please include the following details inside your CV for faster processing:
Reasons for leaving each past & current employment
Salary drawn for each past & current employment
Expected Salary
Earliest availability date
We regret that only short-listed candidates will be contacted shortly.
Loh Puay Hwee David
EA License | 24C2215
EA Registration Number | R
#J-18808-Ljbffr
Technology Governance & Compliance Head (Central)
Posted 8 days ago
Job Viewed
Job Description
Attractive Incentives
Family friendly environment
Near MRT
Responsibilities
- Oversee end-to-end creation and maintenance of cybersecurity and technology risk policies, standards, etc
- Manage control self-assessments, compliance attestation, deviation handling, and regulatory alignment across clusters and entities.
- Collaborate with various divisions and senior stakeholders to drive adoption and alignment of risk frameworks.
- Champion cyber risk awareness through campaigns, socialization efforts, and integration of risk controls into business operations.
Requirements
- At least a degree in Computer Science or certifications such as CISA, CISM, CRISC, CISSP, or CGEIT.
- Extensive Experience in Cybersecurity Governance
- Minimum 15 years of experience in cybersecurity, technology risk, or compliance, with strong exposure to large-scale public or regulated environments.
- Demonstrated experience managing senior teams (10+ headcount) and influencing cross-functional stakeholders in complex organizations.
To apply, please include the following details inside your CV for faster processing:
- Reasons for leaving each past & current employment
- Salary drawn for each past & current employment
- Expected Salary
- Earliest availability date
We regret that only short-listed candidates will be contacted shortly.
Loh Puay Hwee David
EA License | 24C2215
EA Registration Number | R
QHSE & Trade Compliance, Head (Supply Chain MNC)
Posted today
Job Viewed
Job Description
Our client is a Global MNC, one of the leading players in the Freight Forwarding sector. Due to business needs, they are now recruiting a Regional QHSE & Compliance Manager to be part of their QSHE team for ongoing transformation projects. They are located in the East - easily accessible.
The Regional QHSE & Compliance Manager's responsible are:
- Lead QHSE management systems across Singapore and Malaysia, ensuring compliance with local regulations, ISO standards, and corporate policies.
- Drive safety culture, conduct audits/inspections, and manage incident investigations with corrective action plans.
- Oversee import/export compliance, including customs regulations, sanctions, and international trade laws, while advising leadership on compliance risks.
- Manage subcontractor portfolio covering trucking, transportation, and cargo handling vendors, including procurement, contracts, and audits.
- Lead and develop a team of QHSE and trade compliance professionals, set KPIs, and promote collaboration and continuous improvement.
- Build strong relationships with authorities, industry bodies, and internal stakeholders.
Job Requirements:
- Min Degree and above
- Min 5 years' QSHE experience in a leadership role in logistics / supply chain industry
- Well-versed in safety, environmental, and trade compliance regulations in Singapore and Malaysia
We regret that only shortlisted candidate will be notified.
Email Address:
Recruitpedia Pte. Ltd.
EA License No. 19C9682
EA Reg. No. R Oh Puey Xin)
Be The First To Know
About the latest Compliance head Jobs in Singapore !
QHSE & Trade Compliance, Head (Supply Chain MNC)
Posted today
Job Viewed
Job Description
Our client is a Global MNC, one of the leading players in the Freight Forwarding sector. Due to business needs, they are now recruiting a Regional QHSE & Compliance Manager to be part of their QSHE team for ongoing transformation projects. They are located in the East - easily assessible.
The Regional QHSE & Compliance Manager's responsibles are:
Lead QHSE management systems across Singapore and Malaysia, ensuring compliance with local regulations, ISO standards, and corporate policies.
Drive safety culture, conduct audits/inspections, and manage incident investigations with corrective action plans.
Oversee import/export compliance, including customs regulations, sanctions, and international trade laws, while advising leadership on compliance risks.
Manage subcontractor portfolio covering trucking, transportation, and cargo handling vendors, including procurement, contracts, and audits.
Lead and develop a team of QHSE and trade compliance professionals, set KPIs, and promote collaboration and continuous improvement.
Build strong relationships with authorities, industry bodies, and internal stakeholders.
Job Requirements:
Min Degree and above
Min 5 years’ QSHE experience in a leadership role in logistics / supply chain industry
Well-versed in safety, environmental, and trade compliance regulations in Singapore and Malaysia
Interested candidates who wish to apply for the advertised position, please click APPLY NOW or email an updated copy of your resume/cv.
We regret that only shortlisted candidate will be notified.
Email Address:
Recruitpedia Pte. Ltd.
EA License No. 19C9682
EA Reg. No. R (Oh Puey Xin)
#J-18808-Ljbffr
QHSE & Trade Compliance, Head (Supply Chain MNC)
Posted 1 day ago
Job Viewed
Job Description
Our client is a Global MNC, one of the leading players in the Freight Forwarding sector. Due to business needs, they are now recruiting a Regional QHSE & Compliance Manager to be part of their QSHE team for ongoing transformation projects. They are located in the East - easily accessible.
The Regional QHSE & Compliance Manager's responsible are:
- Lead QHSE management systems across Singapore and Malaysia, ensuring compliance with local regulations, ISO standards, and corporate policies.
- Drive safety culture, conduct audits/inspections, and manage incident investigations with corrective action plans.
- Oversee import/export compliance, including customs regulations, sanctions, and international trade laws, while advising leadership on compliance risks.
- Manage subcontractor portfolio covering trucking, transportation, and cargo handling vendors, including procurement, contracts, and audits.
- Lead and develop a team of QHSE and trade compliance professionals, set KPIs, and promote collaboration and continuous improvement.
- Build strong relationships with authorities, industry bodies, and internal stakeholders.
Job Requirements:
- Min Degree and above
- Min 5 years’ QSHE experience in a leadership role in logistics / supply chain industry
- Well-versed in safety, environmental, and trade compliance regulations in Singapore and Malaysia
Interested candidates who wish to apply for the advertised position, please click APPLY NOW or email an updated copy of your resume/cv.
We regret that only shortlisted candidate will be notified.
Email Address:
Recruitpedia Pte. Ltd.
EA License No. 19C9682
EA Reg. No. R (Oh Puey Xin)
QHSE & Trade Compliance, Head (Supply Chain MNC)
Posted 2 days ago
Job Viewed
Job Description
Our client is a Global MNC, one of the leading players in the Freight Forwarding sector. Due to business needs, they are now recruiting a Regional QHSE & Compliance Manager to be part of their QSHE team for ongoing transformation projects. They are located in the East - easily accessible.
The Regional QHSE & Compliance Manager's responsible are:
- Lead QHSE management systems across Singapore and Malaysia, ensuring compliance with local regulations, ISO standards, and corporate policies.
- Drive safety culture, conduct audits/inspections, and manage incident investigations with corrective action plans.
- Oversee import/export compliance, including customs regulations, sanctions, and international trade laws, while advising leadership on compliance risks.
- Manage subcontractor portfolio covering trucking, transportation, and cargo handling vendors, including procurement, contracts, and audits.
- Lead and develop a team of QHSE and trade compliance professionals, set KPIs, and promote collaboration and continuous improvement.
- Build strong relationships with authorities, industry bodies, and internal stakeholders.
Job Requirements:
- Min Degree and above
- Min 5 years’ QSHE experience in a leadership role in logistics / supply chain industry
- Well-versed in safety, environmental, and trade compliance regulations in Singapore and Malaysia
Interested candidates who wish to apply for the advertised position, please click APPLY NOW or email an updated copy of your resume/cv.
We regret that only shortlisted candidate will be notified.
Email Address:
Recruitpedia Pte. Ltd.
EA License No. 19C9682
EA Reg. No. R (Oh Puey Xin)