478 Compliance Consultant jobs in Singapore

At AIA we’ve started an exciting movement to create a healthier, more sustainable future for everyone.

As pioneering innovators for over 100 years, we’re now transforming our organisation to be faster, simpler and more connected. Because we want to be even better equipped to develop digital solutions and experiences that help more people live Healthier, Longer, Better Lives.

To get there, we need people with tech/digital/analytics expertise and passion to help develop positive, sustainable change through digitally enhanced experiences that will impact the lives of millions of people and create a healthier future for everyone.

If you believe in developing a better tomorrow, read on.

About the Role

This role focuses on ensuring technology compliance and risk management within AIAS. Key responsibilities include conducting pre-audit reviews, coordinating IT audits and regulatory inspections, and managing responses to audit findings. The role involves continuous monitoring and testing of technology and cybersecurity controls, identifying opportunities for automation, and facilitating training to improve control awareness. It also includes collaboration with risk management teams on annual assessments, responding to regulatory inquiries, and serving as a subject matter expert on technology compliance. Leadership and mentoring of junior team members are also a core aspect of the role.

WHAT YOU WILL DO

• Conduct pre-audit/thematic reviews to ensure compliance with IT policies, standards and regulatory requirements
• Coordinate IT audits (inclusive of regulatory inspections) and manage responses to audit findings
• Collaborate with the Controls Testing Specialist to
  Build and facilitate effective continuous controls monitoring of the Technology Controls Library, performing controls testing on defined Technology and Cyber related controls against internal standards, industry best-practice and regulatory requirements.
  Identify opportunities for automation/dashboarding of controls testing to reduce manual testing load.
  Facilitate training and awareness sessions to build awareness amongst Control Performer(s)/Owner(s) on the need for evidence-based attestation on controls effectiveness.
  Produce artefacts for management reporting on continuous controls monitoring initiative as required.
• Collaborate with the Second Line of Defense (Technology Risk Management) on the annual Risk Control Self-Assessment (RCSA) to ensure controls effectiveness are accurately assessed and to finalise on the residual risk based on the Technology Risk taxonomy
• Respond to technology questionnaires, request for information, other requests from the MAS
• Acts as the SME on Technology Compliance related matters to support the Technology division, inclusive of assessment with regards to on-going changes to or new regulatory requirements and their impact on the Technology function
• Provide leadership and guidance to junior team members to foster a high-performing and collaborative culture

WHAT YOU SHOULD HAVE

• Bachelor’s degree in computer science, information security, or a related field.
• Relevant certifications such as CISA, CISSP, CRISC, CISM, or equivalent qualifications, are highly desirable.
• Min 7 to 11 years of relevant work experience, including IT audit, risk management, and security governance within large financial institution, insurance, or auditing/consulting firms serving client in the financial services industry.
• Familiarity with MAS regulatory requirements (MAS FSM-N03, FSM-N04, MAS Technology Risk Management Guidelines) and industry best practices.
• Familiarity with the risks and compliance challenges posed by emerging technologies (such as AI and blockchain) would be a plus.
• A team-player with systematic problem-solving approach and have sense of ownership and drive.
• Must have good people skill to work in a team effectively and demonstrable experience of working with various level of stakeholders of large and complex organizations.
• Excellent interpersonal skills and stakeholders’ management.
• Always have customer in mind when dealing with any situations/projects/deliverables.
• Able to negotiate with, influence and engage others in complex and conflicting situations across multiple parties to drive a positive outcome.
• Good communication skills and the communication network of the incumbent is expected to be internally within the enterprise (80%) and external with Vendors and Service Providers (20%).

Build a career with us as we help our customers and the community live Healthier, Longer, Better Lives.

You must provide all requested information, including Personal Data, to be considered for this career opportunity. Failure to provide such information may influence the processing and outcome of your application. You are responsible for ensuring that the information you submit is accurate and up-to-date.

Microsoft 365 Security & Compliance Consultant
Microsoft 365 Security & Compliance Consultant
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1. Microsoft Purview Consulting (Client-Facing)
Lead workshops and assessments to evaluate the client’s current M365 compliance posture.
Design and propose governance frameworks leveraging Microsoft Purview (Data Lifecycle, DLP, Insider Risk, Compliance Manager, eDiscovery, etc.).
Define sensitivity labels, retention policies, and data classification strategies aligned with regulatory needs.
Document and present actionable remediation plans to stakeholders.
Provide strategic guidance on M365 security and compliance architecture.
Perform technical assessments of existing Hybrid AD environment (on-prem AD + Azure AD).
Remediate identified risks such as excessive privileges, insecure group policies, sync issues, legacy protocols, etc.
Implement or optimize Conditional Access, MFA, Defender for Identity, and security baselines.
Collaborate with internal IT teams to apply hardening measures and best practices.
PROFILE
Bachelor’s degree in computer science, Information Systems, or a related field.
5+ years of experience
with Microsoft 365 Security & Compliance solutions.
Experience working in or with
consulting firms
or managing external/internal user relationships.
Proficiency in Microsoft 365, Azure AD, and endpoint management (Intune).
Familiarity with
security frameworks
and governance standards (e.g., ISO 27001, NIST, GDPR, or industry-specific).
Solid experience in Microsoft Purview: DLP, Sensitivity Labels, Compliance Manager, Insider Risk.
Strong expertise in Hybrid AD, Azure AD, and identity-related security topics.
Experience in customer-facing consulting or advisory roles.
Hands-on experience remediating AD/AAD vulnerabilities and implementing identity controls.
Strong communication, documentation, and stakeholder engagement skills.
Ability to translate compliance needs into technical solutions and vice versa.
Expected Certifications (At least one)
SC-400 (Microsoft Information Protection and Compliance)
SC-300 (Identity and Access Administrator)
AZ-500 (Azure Security Engineer)
MS-500 (Microsoft 365 Security Administrator)
SC-100 (Microsoft Cybersecurity Architect)
Seniority level
Seniority level Mid-Senior level
Employment type
Employment type Full-time
Job function
Job function Information Technology, Consulting, and Other
Industries Information Services and Technology, Information and Media
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Our Client a mid tier audit firm is seeking a dynamic and detail-oriented Audit Compliance & Technical Manager to join our firm's quality and risk management team. This individual will play a key role in supporting the implementation of the firm's System of Quality Management (SoQM), monitoring compliance with ethical and professional standards, and providing technical guidance to audit teams.

The ideal candidate has experience working in a Big Four or mid-tier audit firm, particularly within compliance, risk, or technical functions. A strong understanding of the Singapore Companies Act and ACRA's Code of Professional Conduct and Ethics is essential.

Key Responsibilities

1. Independence & Compliance Monitoring

• Conduct ongoing compliance monitoring and testing, including personal independence compliance testing, to assess adherence to ACRA's Code of Ethics and firm policies.
• Assist in the management of the firm's annual compliance confirmation process and related independence declarations.
• Monitor and track compliance with relevant regulations, ethical requirements, and firm policies across functions.
• Identify trends, gaps, and potential compliance risks, and propose corrective or preventive actions.
• Maintain up-to-date awareness of changes in Singapore's regulatory and ethical framework and support the firm's response to these developments.

2. System of Quality Management (SoQM) Implementation

• Support the firm in enhancing and operationalising its SoQM in accordance with SSQM 1.
• Assist in the drafting, enhancement and documentation of firm-wide policies, procedures, and quality objectives.
• Participate in the design and execution of the firm's monitoring and remediation processes under the SoQM framework.
• Track the effectiveness of control activities and perform regular evaluations of the system.

3. Engagement Technical Support & Risk Management

• Support the enhancement of firm-wide compliance policies, SoQM processes, and audit quality frameworks, including those related to engagement quality control.
• Assist in developing and implementing strategies to identify, assess, and mitigate risks relating to compliance, independence, and audit quality.
• Promote awareness of regulatory, ethical, and professional standards across engagement teams while maintaining independence from audit execution.
• Provide technical guidance on audit methodology and quality matters, and support professional development initiatives across the firm.
• Monitor and evaluate key issues arising from internal reviews, independence monitoring, and engagement file inspections, recommending timely and appropriate corrective actions.
• Contribute to the design and implementation of audit support tools, compliance protocols, and monitoring activities in alignment with professional standards and regulatory expectations.

Qualifications and Skills

• Diploma or bachelor's degree in accounting, business, corporate governance, or a related field.
• At least 3–5 years of relevant experience in compliance, quality management, or technical support within a Big Four or mid-tier audit firm.
• Sound knowledge of the Singapore Companies Act, ACRA regulations, and Code of Professional Conduct and Ethics.
• Experience with quality control or quality management systems (e.g., SSQM 1) is preferred.
• Strong organisational, analytical, and follow-up skills.
• Ability to work independently and collaboratively in a fast-paced environment.
• Open-minded, detail-oriented, and committed to continuous learning and improvement.
• Excellent interpersonal and communication skills.
• If you have a strong passion for compliance and quality management, coupled with a keen attention to detail, we would love to hear from you.

Interested candidates please email your CV addressed to Victor Teoh (R1218406) to

Please include with your application:

•Reasons for leaving your current and previous employment(s)

•Current / last drawn and expected salary

•Availability / notice period required

Position Overview:
The Audit and Compliance Senior Executive is responsible for evaluating, monitoring, and ensuring compliance with regulatory standards, laws, and organizational policies. He supports the organization in risk management by identifying potential compliance issues, performing audits, and suggesting improvements to enhance operational efficiency and compliance.
Key Responsibilities:
Audit and Risk Assessment :
Conduct periodic internal audits and assessments of financial, operational, and compliance processes.
Evaluate internal controls and ensure compliance with the organization's risk management framework.
Identify areas for improvement and work with relevant departments to implement corrective actions.
Review financial statements and reports for accuracy and compliance with financial regulations (e.g., Singapore Financial Reporting Standards).
Regulatory Compliance :
Monitor and ensure compliance with local laws, such as the
Co-operative Societies Act, Personal Data Protection Act (PDPA) , and other relevant industry regulations.
Stay up-to-date on changes in legislation and ensure the organization adheres to new or updated regulations.
Liaise with external auditors, regulatory bodies, and other stakeholders to ensure timely and accurate compliance reporting.
Policy and Procedure Management :
Develop, implement, and review internal audit and compliance policies and procedures.
Educate and train staff on compliance-related matters, ensuring that they understand the importance of adherence to laws and internal controls.
Ensure policies and procedures align with regulatory requirements and best practices.
Monitoring and Reporting :
Regularly monitor business operations to detect and prevent compliance breaches or deviations from established processes.
Prepare monthly audit and compliance reports for management, highlighting potential issues and areas for improvement.
Assist in the preparation of reports for regulatory authorities and ensure timely submission.
Continuous Improvement :
Provide recommendations for improving operational efficiency and reducing compliance risks.
Actively participate in cross-departmental projects to improve internal controls, compliance, and overall corporate governance.
Any Other Matters :
Provide any other support to the Audit & Compliance Supervisor, General Manager or the Audit Committee as required, on matters relating to audits, risks management, internal controls and compliance.
Required Qualifications:
Education :
Bachelor's degree in Accounting, Finance, Business Administration, or related fields.
Professional certifications such as
Certified Internal Auditor (CIA)
or
Certified Public Accountant (CPA)
are preferred.
Experience :
Minimum of 3-5 years of experience in audit, compliance, or risk management within a corporate environment.
Experience with Singapore financial regulations, corporate governance standards, and Xero accounting software is highly valued.
Skills :
Strong understanding of audit processes, internal controls, risk management, and regulatory compliance.
Ability to identify and assess risks, and design and implement corrective actions.
Strong communication skills with the ability to present complex findings clearly and concisely.
Proficiency in Microsoft Office, audit software, and other relevant tools.
PersonalAbility to work independently and manage multiple tasks effectively.
Attributes :
High level of integrity and professionalism.
Strong analytical and problem-solving skills.
Attention to detail and ability to work under pressure.
Excellent interpersonal and team-working skills.
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Our client is a Singapore-based public accounting firm offering audit, tax, and advisory services as part of a global professional network.

Job Scope:

• Conduct ongoing compliance and independence monitoring in line with ACRA’s Code of Ethics and firm policies.
• Manage annual compliance confirmations, declarations, and tracking of regulatory adherence.
• Identify compliance risks, propose preventive actions, and stay updated on regulatory changes.
• Support implementation and documentation of the System of Quality Management (SoQM) under SSQM 1.
• Design, monitor, and evaluate SoQM controls, policies, and remediation processes.
• Enhance firm-wide compliance, risk management, and audit quality frameworks.
• Provide technical guidance on audit methodology, professional standards, and quality matters.
• Review issues from internal inspections, recommend corrective actions, and improve audit tools and protocols.

Job Requirements:

• Bachelor’s degree in Accounting, Finance, or related discipline; professional certification (e.g., CA, CPA, ACCA) preferred.
• Minimum 3 years’ experience in audit, compliance, or technical accounting.
• Strong knowledge of auditing standards, regulatory compliance requirements, and quality control frameworks.
• Excellent analytical, communication, and leadership skills with the ability to train and guide audit teams.

Working Location: Lavender

Working Hours: 5 days work week (Mon - Fri 8.30am - 5.30pm)

Salary: Up to $9,000

To apply, kindly click APPLY NOW to submit your latest CV.

We regret that only shortlisted candidates will be notified.

Our client is a Singapore-based public accounting firm offering audit, tax, and advisory services as part of a global professional network.

Job Scope:

• Conduct ongoing compliance and independence monitoring in line with ACRA’s Code of Ethics and firm policies.
• Manage annual compliance confirmations, declarations, and tracking of regulatory adherence.
• Identify compliance risks, propose preventive actions, and stay updated on regulatory changes.
• Support implementation and documentation of the System of Quality Management (SoQM) under SSQM 1.
• Design, monitor, and evaluate SoQM controls, policies, and remediation processes.
• Enhance firm-wide compliance, risk management, and audit quality frameworks.
• Provide technical guidance on audit methodology, professional standards, and quality matters.
• Review issues from internal inspections, recommend corrective actions, and improve audit tools and protocols.

Job Requirements:

• Bachelor’s degree in Accounting, Finance, or related discipline; professional certification (e.g., CA, CPA, ACCA) preferred.
• Minimum 3 years’ experience in audit, compliance, or technical accounting.
• Strong knowledge of auditing standards, regulatory compliance requirements, and quality control frameworks.
• Excellent analytical, communication, and leadership skills with the ability to train and guide audit teams.

Working Location: Lavender

Working Hours: 5 days work week (Mon - Fri 8.30am - 5.30pm)

Salary: Up to $9,000

To apply, kindly click APPLY NOW to submit your latest CV.

We regret that only shortlisted candidates will be notified.

POSITION: Risk and Compliance Senior Consultant

REPORTS TO: Risk and Compliance Manager

LOCATION: Singapore

ABOUT PROTIVITI SINGAPORE

The Protiviti Career provides opportunity to learn, inspire and advance within a collaborative and diverse company culture. We hire curious people for whom learning is an everyday activity. We fuel your curiosity with challenging work, talented colleagues and creative learning resources. At every level, we champion leaders who influence and achieve results. We encourage you to “bring your whole self to work” – all of your motivations, passions, priorities and commitments – as these things bring us closer to exceptional.

That's Living Protiviti.

JOB RESPONSIBILITIES

We are seeking an experienced Risk & Compliance professional to join our team. The ideal candidate will have a strong ability to research, interpret, and advise clients on their evolving regulatory requirements across Policy, Operations, and Technology perspectives. You will work on diverse projects encompassing all areas of Risk & Compliance for Regulated Financial Institutions, as well as general risk areas for non-regulated companies, mainly in the Financial Crime Compliance space (AML, ABC, Fraud). Other experience in the Risk & Compliance space is a plus.

The Senior Consultant is responsible for:

· Project Support : Support projects and client engagements. Example projects include Client File Remediation, Transaction Monitoring Backlog, AML Audits.

· Industry Trends and Solutions : Develop the ability to discuss industry trends and develop related solutions to address client needs.

· Policy and Procedure Review : Review, validate, or develop compliance policies and procedures.

· Regulatory Applications : Support clients in applying for Payment Services and Capital Market Licenses.

· Technology Recommendations : Evaluate and recommend technology-driven solutions for risk management, providing valuable and creative suggestions during the proposal development process.

REQUIRED GENERAL KNOWLEDGE & SKILLS

· Up to 4 years of experience in Consulting or the Financial Services Industry.

· Strong analytical skills with a creative problem-solving mindset; self-starter with previous project management leadership experience.

· Excellent interpersonal skills to interact with and lead teams while fostering client relationships.

· High degree of business ethics and understanding of the importance of safeguarding highly sensitive confidential information.

· Exceptional written communication skills, including the creation of policies and procedures.

· Ability to maintain a professional demeanour and execute effectively under high stress.

EDUCATIONAL & PROFESSIONAL CREDENTIALS

· Graduate degree in Finance, Accounting, Economics, or equivalent.

· Knowledge in one or more of the following areas: Regulatory Compliance, Financial Crime Compliance.

· Knowledge of banking, payments, insurance, and/or asset management operations and products, and the regulations affecting them.

· Knowledge of Next Generation Regulatory Technology and Innovation used in the Financial Services sector.

· "Big 4" or other leading consulting experience preferred.

An exciting opportunity has arisen in the Deloitte SG Regulatory and Financial Risk advisory team, you will be providing business advisory services as follow;

Job Description

• Provide advice to clients in the financial services sector on regulatory compliance matters across a broad range of topics
• Participate in industry consultations on regulatory matters
• Develop solutions and value adding propositions and taking these to markets
• Oversee in-house advisory, training and knowledge management
• Provide input on global regulatory initiatives
• Provide regulatory compliance support to audit engagement teams

Requirements

• Minimum 2 years of working experience
• Team-oriented and a good team player
• Positive attitude in the face of challenges
• Good interpersonal skills
• Keen interest to develop expertise in regulations for the finance sector
• Self-motivated and able to work independently
• Strong written and verbal communication skills with willingness to go into details
• Strong capacity for analytical thinking
• Ability to present clear thought process and work at both conceptual and operational levels
• Willing and able to manage multiple demands and priorities

Our organization offers audit, tax, and advisory services as part of a global professional network.

Job Scope:

• Conduct ongoing compliance and independence monitoring in line with regulatory requirements and firm policies.
• Manage annual compliance confirmations, declarations, and tracking of regulatory adherence.
• Identify compliance risks, propose preventive actions, and stay updated on regulatory changes.
• Support implementation and documentation of quality management frameworks under regulatory guidelines.
• Design, monitor, and evaluate quality management controls, policies, and remediation processes.
• Enhance organizational compliance, risk management, and audit quality frameworks.
• Provide technical guidance on audit methodology, professional standards, and quality matters.
• Review issues from internal inspections, recommend corrective actions, and improve audit tools and protocols.

Job Requirements:

• Bachelor's degree in Accounting, Finance, or related discipline; professional certification preferred.
• Minimum 3 years' experience in audit, compliance, or technical accounting.
• Strong knowledge of auditing standards, regulatory compliance requirements, and quality control frameworks.
• Excellent analytical, communication, and leadership skills with the ability to train and guide teams.

Benefits:

• Competitive remuneration package.
• Opportunities for professional growth and development.
• Collaborative work environment.

Others:

• Professional certification is an advantage but not required.
• Continuing education and training are essential for this role.

Key Skills:

• Compliance Management
• Audit Services
• Quality Control
• Regulatory Compliance
• Technical Accounting