602 Compliance Analysis jobs in Singapore

Key Responsibilities:

• Assist Head of Compliance in ensuring compliance with FCC regulations which FOMO Pay is subjected to
• Perform gap analysis on new/updated FCC regulations
• Drafting & Implementation of FCC procedures
• Managing the Singapore KYC process. This includes the review and update of AML/CFT policies and procedures in line with the prevailing regulatory requirements and review of the transaction monitoring alerts, including appropriateness of transaction monitoring parameters
• Escalating issues to Head of Compliance and Management following results of FCC Compliance monitoring/reviews
• Performing the EWRA in conjunction with Operational Risk Management
• Developing and delivering training to educate employees on their FCC obligations and responsibilities
• Representing Compliance in Group related alignment IT projects, including participating in UAT
• Oversee the Financial Crime Compliance teams
• Collaborate with the Group business units to foster a positive compliance and governance culture through effective compliance awareness, engagement, advisory and monitoring programs

Requirements:

• Bachelor's degree in Finance, Law, Business, or a related discipline
• Minimum 8 years of relevant work experience in a Singapore regulated financial institution
• Knowledge of the Payments Services Act, and prevailing AML/CFT regulations
• Sound judgment in identifying risks in order to proactively escalate to Management
• Meticulous with good analytical skills, detail-orientated, team player, proficient in time management and able to represent Compliance in Group projects
• Demonstrate ability to effectively review and analyse data/situation and apply judgement to resolve issues in a timely manner

Our Perks and Benefits:

• Competitive Compensation and Benefit Package
• Group Hospitalisation and Medical Insurance
• Fun and Dynamic Environment with plenty of learning and growth opportunities
• Career Advancement
• Professional Development Training Workshops
• Team Building Sessions

Job Types: Full-time, Permanent

Pay: $6, $8,500.00 per month

Benefits:

• Dental insurance
• Health insurance

Experience:

• Compliance Officer: 8 years (Preferred)

License/Certification:

• Visa to work in SG (Preferred)

Work Location: In person

About FOMO Pay

Founded in 2015, FOMO Pay is a Major Payment Institution licensed in Singapore, Hong Kong and the United Arab Emirates (UAE). The firm has become a leading one-stop digital payment, digital banking, and digital asset solution provider. It is currently building Asia's fully licensed financial platform, helping institutions and businesses connect between traditional and next-generation financial services. The firm offers its three flagship products:

• FOMO Payment – One-stop digital payment solution for merchants, corporates and financial institutions
• FOMO iBank – Facilitate businesses' everyday requirements for transactional banking needs
• FOMO Treasury – One-stop digital asset services provider bridging Web 2.0 & Web 3.0

Key Responsibilities:

• Assist Head of Compliance in ensuring compliance with FCC regulations which FOMO Pay is subjected to
• Perform gap analysis on new/updated FCC regulations
• Drafting & Implementation of FCC procedures
• Managing the Singapore KYC process. This includes the review and update of AML/CFT policies and procedures in line with the prevailing regulatory requirements and review of the transaction monitoring alerts, including appropriateness of transaction monitoring parameters
• Escalating issues to Head of Compliance and Management following results of FCC Compliance monitoring/reviews
• Performing the EWRA in conjunction with Operational Risk Management
• Developing and delivering training to educate employees on their FCC obligations and responsibilities
• Representing Compliance in Group related alignment IT projects, including participating in UAT
• Oversee the Financial Crime Compliance teams
• Collaborate with the Group business units to foster a positive compliance and governance culture through effective compliance awareness, engagement, advisory and monitoring programs

Requirements:

• Bachelor's degree in Finance, Law, Business, or a related discipline
• Minimum 8 years of relevant work experience in a Singapore regulated financial institution
• Knowledge of the Payments Services Act, and prevailing AML/CFT regulations
• Sound judgment in identifying risks in order to proactively escalate to Management
• Meticulous with good analytical skills, detail-orientated, team player, proficient in time management and able to represent Compliance in Group projects
• Demonstrate ability to effectively review and analyse data/situation and apply judgement to resolve issues in a timely manner

Our Perks and Benefits:

• Competitive Compensation and Benefit Package
• Group Hospitalisation and Medical Insurance
• Fun and Dynamic Environment with plenty of learning and growth opportunities
• Career Advancement
• Professional Development Training Workshops
• Team Building Sessions

Audit Manager plays a pivotal role in ensuring the accuracy and reliability of financial statements.

• Review management accounts and assist in planning audit engagements, including understanding client business environment, assessing key risks areas, determining materiality, and performing preliminary analytical review.
• Perform fieldwork for audit, including testing controls, substantive analytical procedures, and other tests of details.
• Prepare tax computations for submission to relevant authorities.
• Verify compliance with applicable laws and regulations, such as Singapore Companies Act 1967, Singapore Financial Reporting Standards (FRS), Income Tax Act, and related legislation.
• Review and modify financial statements prepared by clients to ensure compliance with FRS requirements.
• Lead and coach junior associates on team assignments.

• Microsoft Excel proficiency
• IRAS knowledge
• Legislation awareness
• Tax expertise
• ACCA certification
• Administration skills
• CPA certification
• Auditing experience
• Accounting knowledge
• Compliance skills
• Financial statement analysis
• Income tax expertise
• Accountability
• Tax computation skills
• Audit expertise
• Financial reporting skills

This role offers a challenging and rewarding opportunity for professionals seeking to excel in financial compliance and auditing.

Job Description

Based in Singapore, the Financial Compliance Leader for Alibaba International Digital Commerce (AIDC) will have overall responsibility in ensuring compliance with relevant financial regulatory requirements across AIDC's new and existing markets, developing and maintaining group compliance frameworks, and advising internal stakeholders on compliance matters and regulatory strategy, including:

• Managing the AIDC Financial Compliance team

• Spearheading financial services market entry in new markets for AIDC e-commerce platforms, namely – Lazada, AliExpress, and Daraz

• Leading regulatory engagements and coordinating preparation of licence applications;

• Providing timely and quality regulatory advice for negotiations on strategic, complex and high value deals;

• Advising on payments / financial services regulatory matters, and assisting in the development and rollout of new products, features, and businesses lines;

• Partnering with internal stakeholders to develop and maintain group compliance frameworks where relevant, including (but not limited to) – technology risk, business continuity, outsourcing, human resources, privacy, and consumer protection policies in line with regulatory expectations and requirements;

• Coordinating incident management (e.g., responding to regulatory investigations / inspections by authorities / assisting in PR incident responses);

• Preparing for, and managing, audits and inspections by relevant regulators;

• Implementing group-wide financial compliance programs and training for internal stakeholders;

• Being the group champion in driving a culture of compliance.

Job Requirements

• 15+ years of Financial Regulatory experience (added advantage if the candidate has extensive relevant experience at a financial regulator in Southeast Asia and at a FinTech or international technology company)

• Working knowledge of the three FinTech domains - payments, lending, and insurance - will be a plus

• Extensive experience interacting with regulators across Southeast Asia

• Track record of leadership, influencing, independent thought, a keen eye for detail, and the ability to manage c-suite stakeholders

• Ability to thrive in a fast-paced, multi-lingual and multi-cultural, startup environment where ambiguity and change is the norm

Location:

Singapore

Department: Legal

Location: Singapore

Job Description

Based in Singapore, the Financial Compliance Leader for Alibaba International Digital Commerce (AIDC) will have overall responsibility in ensuring compliance with relevant financial regulatory requirements across AIDC's new and existing markets, developing and maintaining group compliance frameworks, and advising internal stakeholders on compliance matters and regulatory strategy, including:

• Managing the AIDC Financial Compliance team
• Spearheading financial services market entry in new markets for AIDC e-commerce platforms, namely – Lazada, AliExpress, and Daraz
• Leading regulatory engagements and coordinating preparation of licence applications;
• Providing timely and quality regulatory advice for negotiations on strategic, complex and high value deals;
• Advising on payments / financial services regulatory matters, and assisting in the development and rollout of new products, features, and businesses lines;
• Partnering with internal stakeholders to develop and maintain group compliance frameworks where relevant, including (but not limited to) – technology risk, business continuity, outsourcing, human resources, privacy, and consumer protection policies in line with regulatory expectations and requirements;
• Coordinating incident management (e.g., responding to regulatory investigations / inspections by authorities / assisting in PR incident responses);
• Preparing for, and managing, audits and inspections by relevant regulators;
• Implementing group-wide financial compliance programs and training for internal stakeholders;
• Being the group champion in driving a culture of compliance.

Job Requirements

• 15+ years of Financial Regulatory experience (added advantage if the candidate has extensive relevant experience at a financial regulator in Southeast Asia and at a FinTech or international technology company)
• Working knowledge of the three FinTech domains - payments, lending, and insurance - will be a plus
• Extensive experience interacting with regulators across Southeast Asia
• Track record of leadership, influencing, independent thought, a keen eye for detail, and the ability to manage c-suite stakeholders
• Ability to thrive in a fast-paced, multi-lingual and multi-cultural, startup environment where ambiguity and change is the norm

Based in Singapore, the Financial Compliance Leader for Alibaba International Digital Commerce (AIDC) will have overall responsibility in ensuring compliance with relevant financial regulatory requirements across AIDC’s new and existing markets, developing and maintaining group compliance frameworks, and advising internal stakeholders on compliance matters and regulatory strategy, including:
Managing the AIDC Financial Compliance team
Spearheading financial services market entry in new markets for
AIDC e-commerce platforms, namely – Lazada, AliExpress, and Daraz
Leading regulatory engagements and coordinating preparation of licence applications
Providing timely and quality regulatory advice for negotiations on strategic, complex and high value deals
Advising on payments / financial services regulatory matters, and assisting in the development and rollout of new products, features, and businesses lines
Partnering with internal stakeholders to develop and maintain group compliance frameworks where relevant, including (but not limited to) – technology risk, business continuity, outsourcing, human resources, privacy, and consumer protection policies in line with regulatory expectations and requirements
Coordinating incident management (e.g., responding to regulatory investigations / inspections by authorities / assisting in PR incident responses)
Preparing for, and managing, audits and inspections by relevant regulators
Implementing group-wide financial compliance programs and training for internal stakeholders
Being the group champion in driving a culture of compliance
Job Requirements
15+ years of Financial Regulatory experience (added advantage if the candidate has extensive relevant experience at a financial regulator in Southeast Asia and at a FinTech or international technology company)
Working knowledge of the three FinTech domains - Payments, Lending, and Insurance - will be a plus
Extensive experience interacting with regulators across Southeast Asia
Track record of leadership, influencing, independent thought, a keen eye for detail, and the ability to manage c-suite stakeholders
Ability to thrive in a fast-paced, multi-lingual and multi-cultural, startup environment where ambiguity and change is the norm
Seniority level
Director
Employment type
Full-time
Job function
Legal and Management
Industries
Internet Marketplace Platforms, Financial Services, and Banking
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Basic Infomation

Department:

Alibaba Group

Degree:

Bachelor

Work Experience:

10 year

Job Description

Based in Singapore, the Financial Compliance Leader for Alibaba International Digital Commerce (AIDC) will have overall responsibility in ensuring compliance with relevant financial regulatory requirements across AIDC's new and existing markets, developing and maintaining group compliance frameworks, and advising internal stakeholders on compliance matters and regulatory strategy, including:
1. Managing the AIDC Financial Compliance team
3. Leading regulatory engagements and coordinating preparation of licence applications;
4. Providing timely and quality regulatory advice for negotiations on strategic, complex and high value deals;
5. Advising on payments / financial services regulatory matters, and assisting in the development and rollout of new products, features, and businesses lines;
6. Partnering with internal stakeholders to develop and maintain group compliance frameworks where relevant, including (but not limited to) – technology risk, business continuity, outsourcing, human resources, privacy, and consumer protection policies in line with regulatory expectations and requirements;
7. Coordinating incident management (e.g., responding to regulatory investigations / inspections by authorities / assisting in PR incident responses);
8. Preparing for, and managing, audits and inspections by relevant regulators;
9. Implementing group-wide financial compliance programs and training for internal stakeholders;
10. Being the group champion in driving a culture of compliance.

Position Requirement

1. 15+ years of Financial Regulatory experience (added advantage if the candidate has extensive relevant experience at a financial regulator in Southeast Asia and at a FinTech or international technology company)
2. Working knowledge of the three FinTech domains - payments, lending, and insurance - will be a plus
3. Extensive experience interacting with regulators across Southeast Asia
4. Track record of leadership, influencing, independent thought, a keen eye for detail, and the ability to manage c-suite stakeholders
5. Ability to thrive in a fast-paced, multi-lingual and multi-cultural, startup environment where ambiguity and change is the norm
6. Fluent in English and Mandarin

Responsibilities:
Conduct compliance audits and assessments to ensure adherence to company policies and regulatory requirements.
Analyze business processes and data to identify compliance risks and develop recommendations for improvement.
Develop and implement compliance monitoring and reporting systems.
Collaborate with cross-functional teams to design and implement compliance training programs.
Assist in the development and maintenance of compliance policies and procedures.
Stay updated on changes in laws and regulations related to business compliance.
Conduct investigations into compliance violations and assist in developing corrective actions.
Prepare compliance reports and presentations for management.
Provide guidance and support to stakeholders on compliance-related matters.
Assist in the implementation of technology solutions to enhance compliance processes.
Minimum Requirements:
Bachelor's degree in Business, Finance, or related field.
Minimum 3 years of experience in business compliance or data analysis roles.
Strong knowledge of compliance regulations and best practices.
Experience in conducting compliance audits and assessments.
Proficiency in data analysis tools and techniques.
Excellent analytical, problem-solving, and critical thinking skills.
Ability to interpret and apply complex regulations and policies.
Excellent communication and interpersonal skills.
Strong attention to detail and organizational skills.
Ability to work independently and in a team.
Application Process:
Interested candidates who wish to apply for the advertised position, please send in your resume to
.
EA License No:
13C6305
Reg. No.:
R
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Position Summary

In this role, you will assist the Vice President Financial Crime Compliance in dealing with fraud investigation as well as managing the risks of money laundering, terrorism financing and sanction.

Key Responsibilities

• Responsible to develop and implement an enterprise-wide Anti-Money Laundering and Terrorism Financing ("AML/CFT"), Sanctions and Anti-Fraud Surveillance programs;
• Work collaboratively with the internal stakeholders to identify and manage money laundering, terrorism financing, sanction and fraud risks;
• Provide advisory to Business Units and Operations for customer due diligence and new product assessment from ML/TF, Sanctions and Fraud risk perspectives;
• Review and assess the alerts generated by the name screening and transaction monitoring systems, as well as to contribute to the ongoing fine-tuning of thresholds and parameters within the monitoring systems;
• Perform ongoing trend analysis and monitoring on higher risk customers;
• Conduct investigation into suspicious activities/trend and incidents of fraud as well as to lodging STR with the local authority;
• Provide relevant advisories to business/support units on matters arising from ML/TF and fraud related reviews and investigations conducted;
• Liaise with government/law enforcement agencies on scam & fraud related intelligence or information sharing;
• Ensure proper documentation and record keeping of reviews and investigation cases in accordance to Group standards;
• Provide inputs and support to strengthen the AML/CFT and fraud transaction monitoring and procedures;
• Manage monthly compliance reporting to Senior Management and Board; and
• Drive adhoc compliance projects assigned, including engagement of business stakeholders for successful implementation.

Requirements

• A relevant degree in related discipline accounting, finance, financial analysis, economics and business;
• Possess a Certified Money Laundering Specialists ("ACAMS") certification or a Diploma in AML with the International Compliance Association;
• Minimum 5 years of relevant working experience in financial crime/fraud surveillance/AML;
• Experience in financial institutions, law enforcement, intelligence/analysis, or regulatory environment is preferred;
• Must be well-organized, have the ability to work under tight deadlines, make decisions, work well as part of a team and independently;
• Proven ability to engage, collaborate, influence and negotiate with key senior stakeholders.
• Possess strong analytical skills, paying careful and particular attention to detail.
• Excellent problem-solving skills, ability to prioritise and manage multiple tasks assigned.
• Strong team player with track record of working well in a collaborative environment with strong stakeholder management and communication skills.
• Strong in documentation and report writing skills.
• Self-driven with the ability to work independently