782 Compliance Analysis jobs in Singapore

Audit Position Overview

We are seeking a highly skilled Audit Associate to join our team. As an Audit Associate, you will play a key role in performing assurance engagements and ensuring compliance with professional standards.

DM is a leading provider of specialist accounting services to the global alternative asset management industry. Our expertise encompasses preparation of accurate and timely financial information, ensuring alignment with ACRA requirements, the Companies Act 1967, and relevant accounting standards.

Key responsibilities include:

• Preparation of monthly, quarterly, and annual management accounts for investment funds, holding companies, and other corporate structures, ensuring accuracy and adherence to IFRS/SFRS.
• Posting journals, accruals, and prepayments; maintaining general ledgers and supporting schedules.
• Preparing and reviewing bank, intercompany, and balance sheet reconciliations to ensure integrity of financial data.
• Assisting in variance analysis, expense monitoring, and providing insights to support client decision-making.
• Coordinating with auditors, preparing year-end financial statements, and assisting clients in meeting tax and regulatory filing requirements.
• Acting as a point of contact for accounting queries, ensuring clear communication of financial results and requirements.

Corporate Secretarial responsibilities include:

• Ensuring companies comply with the Singapore Companies Act and filing annual return and other statutory documents with ACRA.
• Advising the board of directors on governance matters and ensuring board procedures are followed and decisions properly documented.
• Maintaining statutory registers (i.e. of directors, shareholders), organizing and minuting Annual General Meetings (AGM's) and board meetings, and managing share transfers, dividend declarations and company resolutions.
• Acting as a bridge between companies and regulatory bodies and keeping company information updated with ACRA (i.e. officers, addresses, contact information).
• Assisting with mergers, acquisitions and restructuring, ensuring compliance during changes in shareholding and directorships.

Required skills and qualifications include:

• Strong understanding of accounting principles, regulations, and standards.
• Proficiency in Microsoft Office and bookkeeping software.
• Excellent analytical, communication, and interpersonal skills.
• Ability to work independently and collaboratively as part of a team.

Benefits of this role include:

• Opportunities for professional growth and development.
• Flexible working practices and a collaborative work environment.
• Access to cutting-edge technical capabilities and resources.

Internal Auditor Opportunity

We are seeking an experienced Internal Auditor to join our team. As a key member of our audit function, you will play a crucial role in ensuring the effectiveness of our internal controls and adherence to company policies and regulations.

The ideal candidate will have a strong background in internal audit, business, or financial control, with a minimum of 5 years' experience in an international corporate setting. A Bachelor's Degree in any major is required, and professional certifications such as CIA, CA, or ACCA are highly beneficial.

You will be responsible for conducting financial, operational, and compliance audits across global business units, projects, and processes aligned with our strategic objectives. Your analytical skills, excellent communication abilities, and capacity to influence and collaborate effectively with stakeholders at all levels will be essential in delivering high-impact audit assignments.

• Minimum 5 years' experience in internal audit, business, or financial control within an international corporate setting.
• Bachelor's Degree in any major.
• Professional certifications such as CIA, CA, or ACCA are highly beneficial.
• Strong analytical skills, excellent communication, and active listening abilities.

• Conduct financial, operational, and compliance audits across global business units, projects, and processes aligned with the Group's strategic objectives.
• Collaborate with audit team members and external advisors to deliver high-impact audit assignments and ensure timely completion to quality standards.
• Perform in-depth fieldwork and data analysis to identify risks and provide clear, actionable recommendations to senior management.
• Prepare concise audit reports that effectively communicate key findings and insights.
• Provide assurance on the effectiveness of internal controls and adherence to company policies and regulations.

Our company provides a structured and supportive environment that encourages long-term professional growth. We offer opportunities for career development, competitive compensation packages, and a dynamic work environment.

Roles & Responsibilities

Duration: 1 year

Location: Raffles Place

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• Implement AML/KYC program and local regulations effectively in the organization.
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• Perform customer due diligence on new and existing customers to ensure compliance with company policies.
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• Review alerts flagged by the LSEG World-Check One system to determine their validity.
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• Timely review and report suspicious transactions to the Head of AML Governance.
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• Perform monthly transaction monitoring to identify suspicious activities.
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• Assist business units with queries related to anti-money laundering.
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• Lead or assist in projects related to AML/KYC under the supervision of the Head of AML Governance.
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• Identify issues and propose feasible solutions to the Head of Department.
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• Prepare periodic reports for committees and group reporting.
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Job Requirements:

· Minimum diploma/degree with at least 1 year of relevant experience in Anti-Money Laundering.

· Experience in AML advisory, FATCA, and asset management is an advantage but not mandatory.

· Good communication and interpersonal skills to effectively interact with colleagues, teams, and external parties.

· Possess good problem-solving skills.

· Demonstrated ability to work as a team.

Salary and Benefits

Up to $3900 + Completion Bonus

Job Scope

The successful candidate will have the opportunity to work in a dynamic environment and contribute to the organization's goals.

For interested applicants, please submit your updated resume for consideration.

This position is part of a team that plays a vital role in empowering millions of members to secure their financial futures, health needs and navigate life's uncertainties effectively.

We value sharp minds and insightful decision-making. Analytical skills with attention to detail are crucial for our collective success.

Collaboration is key. We believe in effective partnerships and seamless communication across teams.

Ongoing learning is encouraged. We foster courage to embrace new challenges head-on.

Our purpose is guided by a deep commitment to serving the community and supporting each other with compassion and dedication.

As an Investigation Officer, you will lead thorough and impartial investigations into various incidents or violations.

• Conduct audits, interviews, and statement recording to enforce CPF contribution compliance.
• Implement recovery actions for outstanding CPF contributions, including prosecution and self-rectification cases.
• Conduct workplace visits to gather evidence and facilitate investigation outcomes.
• Follow up on employee complaints and whistleblower reports regarding CPF non-compliance.
• Maintain accurate and confidential records of all investigations and enforcement actions.

Experience in conducting audits, investigations, or enforcement activities will position you for success within this team.

• Excellent analytical skills with meticulous attention to data and figures.
• Strong written and verbal communication skills to convey complex information effectively.
• Ability to work independently and collaboratively in a fast-paced environment.
• Familiarity with data analytics and automation tools is advantageous.
• Willngness to conduct field visits across different locations.

Responsibilities:

• Conduct compliance audits and assessments to ensure adherence to company policies and regulatory requirements.
• Analyze business processes and data to identify compliance risks and develop recommendations for improvement.
• Develop and implement compliance monitoring and reporting systems.
• Collaborate with cross-functional teams to design and implement compliance training programs.
• Assist in the development and maintenance of compliance policies and procedures.
• Stay updated on changes in laws and regulations related to business compliance.
• Conduct investigations into compliance violations and assist in developing corrective actions.
• Prepare compliance reports and presentations for management.
• Provide guidance and support to stakeholders on compliance-related matters.
• Assist in the implementation of technology solutions to enhance compliance processes.

Minimum Requirements:

• Bachelor's degree in Business, Finance, or related field.
• Minimum 3 years of experience in business compliance or data analysis roles.
• Strong knowledge of compliance regulations and best practices.
• Experience in conducting compliance audits and assessments.
• Proficiency in data analysis tools and techniques.
• Excellent analytical, problem-solving, and critical thinking skills.
• Ability to interpret and apply complex regulations and policies.
• Excellent communication and interpersonal skills.
• Strong attention to detail and organizational skills.
• Ability to work independently and in a team.

Application Process: Interested candidates who wish to apply for the advertised position, please send in your resume to .

EA License No: 13C6305

Reg. No.: R24120209

JOB DESCRIPTION
Job title:
Financial Crime Compliance Officer
Corporate Title:
Vice President
Department:
Compliance
Location:
Singapore
Company overview
Nomura is a global financial services group with an integrated network spanning over 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Wholesale (Global Markets and Investment Banking), and Investment Management. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit .
Department overview:
Nomura operates in a complex regulatory environment and the role of Compliance department is to ensure
that the Firm operates in accordance with the applicable laws and regulations of the exchanges and
regulators. Compliance department also works with all levels of the Firm to assist in the development and
maintenance of a strong compliance culture and to support the embedding of appropriate behaviours within
the firm's operating practices. Compliance department provides cover for each of the main businesses -
Global Markets, International Wealth Management (IWM) and Investment Banking/Research, in which
Financial Crime Compliance team ensures the effective implementation of the Anti-Money Laundering
(AML) and Counter Financing of Terrorism (CFT) Compliance regime in Nomura for its non-Japan Asia
Pacific offices.
Role description:
Financial Crime Compliance Officer will be based in Nomura's Singapore office and reports to the Head of
IWM Financial Crime Compliance, AEJ.
Key responsibilities include:

• Analyse challenging or high risk account due diligence and to make appropriate recommendations to
• Senior Management whether to on board a client or maintain an existing relationship and other suitable recommendations as to appropriate financial crime controls to be put in place.
• Provision of FCC related advisory to Front Office and relevant stakeholders
• Conduct enhanced due diligence and liaise with external investigative firms on investigation reports.
• Conduct 4 eye checks on client due diligence and 3rd party transactions reviewed by junior FCC team members.
• Perform investigation on any suspicious activities or transactions arising from rolling review of client

accounts.

• Perform FCC risk assessment of new business/ products
• Liaise with audit and regulators on any KYC related issues.
• Participate in ad-hoc project/ system enhancements

Skills, experience, qualifications and knowledge required:

• University-level Degree preferably in a relevant discipline (Finance, Accounting, Business, Legal)
• At least 10 years' experience related AML / KYC client on boarding experience for high net worth clients and complex financial structures (such as trusts, personal investment vehicles, foundations etc.)
• Good understanding of relevant AML/CFT/laws and regulations.
• Ability to communicate clearly and confidentially; able to influence internal and external stakeholders
• Ability to directly address conflicts and escalate issues where appropriate
• Communicates well and across all levels, including good stakeholders management
• Good team player, proactive and able to adapt quickly.

Diversity Statement
Nomura is committed to an employment policy of equal opportunities, and is fundamentally opposed to any less favourable treatment accorded to existing or potential members of staff on the grounds of race, creed, colour, nationality, disability, marital status, pregnancy, gender or sexual orientation.
DISCLAIMER:
This Job Description is for reference only, and whilst this is intended to be an accurate reflection of the current job, it is not necessarily an exhaustive list of all responsibilities, duties, skills, efforts, requirements or working conditions associated with the job. The management reserves the right to revise the job and may, at his or her discretion, assign or reassign duties and responsibilities to this job at any time.
Nomura is an Equal Opportunity Employer
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