387 Compliance Audit jobs in Singapore

Mapletree Business City

Regional Compliance & Audit Executive (2 WFH, 3 days in office)

up to 5k

8.30am to 5.30pm

Require to travel frequently to countries such as USA, India, Middle East, South Africa and APAC region (Have to travel alternate month) (likely 30% to 50%). Cannot choose the countries to travel. Travelling duration ranges from 1-3 weeks.

Internal audit activities

• Provide assistance on financial and compliance audit
• Support in risk assessment and development of audit plan.
• Assist in execution of audit procedures for subsidiaries of the Group in the Asia-Pacific region.
• Prepare reports and summaries of procedures performed.

Regional support activities

• Prepare management report on the results of companies in the Asia-Pacific region
• Support tax activities in the region

Interested candidates, do submit your resume to: OR telegram @jocelynchan

Jocelyn Chan| Consultant | Recruit Express Pte Ltd (Healthcare & Lifescience)

Company EA Licence number : 99C4599

Personnel EA License: R1331820

• Attached to Compliance / Regulatory Monitoring and Testing
• Head, Regulatory Monitoring and Testing
• Support Head, Regulatory Monitoring and Testing, Singapore to manage the overall general regulatory risks of Maybank Singapore Limited. To execute surveillance programs that provide independent assurance on the state of regulatory compliance on key laws and regulations covering Banking Act, SFA, FAA, PDPA etc in accordance to the regulations, direction and risk appetite of Group Compliance and Singapore Senior Management. To compile monthly reports for management, board and Head Office.

Elsa Fontanne (CEI No. R24124496)

Recruitment Consultant

Email Address:

WhatsApp: 82653532

Telegram: @Elsa_Fontanne

Recruit Express Pte Ltd / EA Licence No: 99C4599

We regret only shortlisted candidates will be contacted

Our Client a mid tier audit firm is seeking a dynamic and detail-oriented Audit Compliance & Technical Manager to join our firm's quality and risk management team. This individual will play a key role in supporting the implementation of the firm's System of Quality Management (SoQM), monitoring compliance with ethical and professional standards, and providing technical guidance to audit teams.

The ideal candidate has experience working in a Big Four or mid-tier audit firm, particularly within compliance, risk, or technical functions. A strong understanding of the Singapore Companies Act and ACRA's Code of Professional Conduct and Ethics is essential.

Key Responsibilities

1. Independence & Compliance Monitoring

• Conduct ongoing compliance monitoring and testing, including personal independence compliance testing, to assess adherence to ACRA's Code of Ethics and firm policies.
• Assist in the management of the firm's annual compliance confirmation process and related independence declarations.
• Monitor and track compliance with relevant regulations, ethical requirements, and firm policies across functions.
• Identify trends, gaps, and potential compliance risks, and propose corrective or preventive actions.
• Maintain up-to-date awareness of changes in Singapore's regulatory and ethical framework and support the firm's response to these developments.

2. System of Quality Management (SoQM) Implementation

• Support the firm in enhancing and operationalising its SoQM in accordance with SSQM 1.
• Assist in the drafting, enhancement and documentation of firm-wide policies, procedures, and quality objectives.
• Participate in the design and execution of the firm's monitoring and remediation processes under the SoQM framework.
• Track the effectiveness of control activities and perform regular evaluations of the system.

3. Engagement Technical Support & Risk Management

• Support the enhancement of firm-wide compliance policies, SoQM processes, and audit quality frameworks, including those related to engagement quality control.
• Assist in developing and implementing strategies to identify, assess, and mitigate risks relating to compliance, independence, and audit quality.
• Promote awareness of regulatory, ethical, and professional standards across engagement teams while maintaining independence from audit execution.
• Provide technical guidance on audit methodology and quality matters, and support professional development initiatives across the firm.
• Monitor and evaluate key issues arising from internal reviews, independence monitoring, and engagement file inspections, recommending timely and appropriate corrective actions.
• Contribute to the design and implementation of audit support tools, compliance protocols, and monitoring activities in alignment with professional standards and regulatory expectations.

Qualifications and Skills

• Diploma or bachelor's degree in accounting, business, corporate governance, or a related field.
• At least 3–5 years of relevant experience in compliance, quality management, or technical support within a Big Four or mid-tier audit firm.
• Sound knowledge of the Singapore Companies Act, ACRA regulations, and Code of Professional Conduct and Ethics.
• Experience with quality control or quality management systems (e.g., SSQM 1) is preferred.
• Strong organisational, analytical, and follow-up skills.
• Ability to work independently and collaboratively in a fast-paced environment.
• Open-minded, detail-oriented, and committed to continuous learning and improvement.
• Excellent interpersonal and communication skills.
• If you have a strong passion for compliance and quality management, coupled with a keen attention to detail, we would love to hear from you.

Interested candidates please email your CV addressed to Victor Teoh (R1218406) to

Please include with your application:

•Reasons for leaving your current and previous employment(s)

•Current / last drawn and expected salary

•Availability / notice period required

• Support investigations of suspected misconduct, fraud, and other irregularities.
• Conduct interviews with personnel and gather evidence to support findings.
• Work on analysis and interpretation of large datasets using data analytics tools to detect anomalies or risk indicators.
• Prepare and coordinate field audits, ensuring the timely collection of relevant evidence.
• Design audit checklists to evaluate internal processes and identify areas for improvement.
• Conduct operational effectiveness testing and report results within stipulated timelines.
• Develop and execute improvement plans for control deficiencies and risk mitigation.
• Review internal policies and HQ-mandated SOPs to ensure proper implementation in overseas entities.
• Recommend enhancements to internal controls and develop supporting guidelines.
• Support the development and enhancement of processes related to financial planning and reporting.
• Appropriately assess and communicate risks in business decisions to safeguard company reputation and drive compliance.
• Collaborate with cross-functional and international teams to implement best practices.
• Work on FP&A tasks, including analysis of profitability and identify key cost drivers.
• Provide variance analysis against forecasts, management plans, and historical performance.

• Proven experience in conducting financial and/or fraud audits, preferably in consumer electronics or industrial sectors.
• Solid understanding of financial operations across Procurement, Sales, Marketing, and/or Service functions.
• Advanced Microsoft Office skills, particularly Excel (data analysis and visualization) and PowerPoint (presentation development).
• Strong problem-solving and analytical skills with the ability to interpret complex data.
• Excellent communication, negotiation, and relationship-building skills.
• Ability to work independently and collaborate effectively with diverse teams across entities.
• Positive, energetic, and creative mindset with strong execution and follow-through skills.
• Fluency in English; proficiency in an additional language is an advantage.
• Willingness to travel as required.

Position Summary

As an Internal Audit & Controls Manager, you will be responsible for internal process checks and audit, strengthening processes, and driving continuous improvement across the organization. The role includes early risk detection, fraud investigation, and ensuring the timely execution of audit-related tasks.

Roles & Responsibilities

• Support investigations of suspected misconduct, fraud, and other irregularities.
• Conduct interviews with personnel and gather evidence to support findings.
• Work on analysis and interpretation of large datasets using data analytics tools to detect anomalies or risk indicators.
• Prepare and coordinate field audits, ensuring the timely collection of relevant evidence.
• Design audit checklists to evaluate internal processes and identify areas for improvement.
• Conduct operational effectiveness testing and report results within stipulated timelines.
• Develop and execute improvement plans for control deficiencies and risk mitigation.
• Review internal policies and HQ-mandated SOPs to ensure proper implementation in overseas entities.
• Recommend enhancements to internal controls and develop supporting guidelines.
• Support the development and enhancement of processes related to financial planning and reporting.
• Appropriately assess and communicate risks in business decisions to safeguard company reputation and drive compliance.
• Collaborate with cross-functional and international teams to implement best practices.
• Work on FP&A tasks, including analysis of profitability and identify key cost drivers.
• Provide variance analysis against forecasts, management plans, and historical performance.

Skills & Qualifications

• Proven experience in conducting financial and/or fraud audits, preferably in consumer electronics or industrial sectors.
• Solid understanding of financial operations across Procurement, Sales, Marketing, and/or Service functions.
• Advanced Microsoft Office skills, particularly Excel (data analysis and visualization) and PowerPoint (presentation development).
• Strong problem-solving and analytical skills with the ability to interpret complex data.
• Excellent communication, negotiation, and relationship-building skills.
• Ability to work independently and collaborate effectively with diverse teams across entities.
• Positive, energetic, and creative mindset with strong execution and follow-through skills.
• Fluency in English; proficiency in an additional language is an advantage.
• Willingness to travel as required.

Our firm seeks a highly skilled and detail-oriented Audit Compliance & Technical Expert to join our quality assurance team.

This individual will play a key role in implementing our System of Quality Management, ensuring compliance with ethical and professional standards, and providing technical guidance to audit teams.

• Independence Monitoring:
• Conduct ongoing compliance monitoring and testing to assess adherence to Code of Ethics and firm policies.
• Assist in the management of the annual compliance confirmation process and related independence declarations.
• Monitor and track compliance across functions, identifying trends, gaps, and potential risks.
• Propose corrective or preventive actions and maintain up-to-date awareness of regulatory changes.
• System of Quality Management (SoQM) Implementation:
• Support the firm in enhancing and operationalising its SoQM framework.
• Assist in drafting, enhancing, and documenting firm-wide policies, procedures, and quality objectives.
• Participate in the design and execution of the firm's monitoring and remediation processes under the SoQM framework.
• Track the effectiveness of control activities and perform regular evaluations of the system.
• Engagement Support & Risk Management:
• Enhance firm-wide compliance policies, SoQM processes, and audit quality frameworks, including engagement quality control.
• Develop and implement strategies to identify, assess, and mitigate risks relating to compliance, independence, and audit quality.
• Promote awareness of regulatory, ethical, and professional standards across engagement teams while maintaining independence.
• Provide technical guidance on audit methodology and quality matters, supporting professional development initiatives.

• Diploma or bachelor's degree in accounting, business, corporate governance, or a related field.
• At least 3-5 years of relevant experience in compliance, quality management, or technical support within an audit firm.
• Sound knowledge of Singapore Companies Act, ACRA regulations, and Code of Professional Conduct and Ethics.
• Experience with quality control or quality management systems is preferred.
• Strong organisational, analytical, and follow-up skills.
• Ability to work independently and collaboratively in a fast-paced environment.
• Open-minded, detail-oriented, and committed to continuous learning and improvement.
• Excellent interpersonal and communication skills.

Our client is a Singapore-based public accounting firm offering audit, tax, and advisory services as part of a global professional network.

Job Scope:

• Conduct ongoing compliance and independence monitoring in line with ACRA’s Code of Ethics and firm policies.
• Manage annual compliance confirmations, declarations, and tracking of regulatory adherence.
• Identify compliance risks, propose preventive actions, and stay updated on regulatory changes.
• Support implementation and documentation of the System of Quality Management (SoQM) under SSQM 1.
• Design, monitor, and evaluate SoQM controls, policies, and remediation processes.
• Enhance firm-wide compliance, risk management, and audit quality frameworks.
• Provide technical guidance on audit methodology, professional standards, and quality matters.
• Review issues from internal inspections, recommend corrective actions, and improve audit tools and protocols.

Job Requirements:

• Bachelor’s degree in Accounting, Finance, or related discipline; professional certification (e.g., CA, CPA, ACCA) preferred.
• Minimum 3 years’ experience in audit, compliance, or technical accounting.
• Strong knowledge of auditing standards, regulatory compliance requirements, and quality control frameworks.
• Excellent analytical, communication, and leadership skills with the ability to train and guide audit teams.

Working Location: Lavender

Working Hours: 5 days work week (Mon - Fri 8.30am - 5.30pm)

Salary: Up to $9,000

To apply, kindly click APPLY NOW to submit your latest CV.

We regret that only shortlisted candidates will be notified.

We are seeking a seasoned professional to lead our internal audit function, focusing on Global Markets activities. This role offers an exceptional opportunity to provide independent assurance and insights that strengthen risk management, controls, and governance across trading, treasury, and market-facing functions.

You will be responsible for leading and executing end-to-end audits of Global Markets activities, including Trading, Sales of treasury products, Structuring, and Asset Liability Management. Additionally, you will evaluate control effectiveness across front-to-back processes, including Market Risk, Product Control, and Treasury Operations.

Your key responsibilities will include conducting risk assessments, contributing to the annual audit planning process, and delivering clear, concise audit reports with actionable recommendations to senior stakeholders. You will also collaborate with overseas audit teams on cross-border assignments and knowledge sharing.

To succeed in this role, you should have a degree in Accounting, Finance, or a related field, with professional certifications being an added advantage. A minimum of 8 years of relevant experience in internal audit or risk/control functions within Global Markets is required, preferably in a Singapore-based bank or financial institution.

• A strong understanding of treasury products, market risk, and regulatory expectations in the Singapore context.
• Familiarity with Murex or similar trading platforms is advantageous.
• Business intelligent tools (e.g., SAS, QlikSense) skills would be beneficial.

• This role offers an excellent opportunity to contribute to a well-established audit function and gain visibility across regional operations.
• You will work closely with experienced professionals in the industry and have access to cutting-edge technology and tools.

We are a dynamic and innovative organization committed to excellence in all aspects of our business. Our team is passionate about providing high-quality services and making a positive impact on our clients and the community.