19 jobs in Phillipcapital
Internal Audit Manager
Posted 3 days ago
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Job Description
Responsibilities:
You are required to plan and execute Business processes audit. You are to review all departmental policies and procedures while ensuring that Internal controls are working effectively. You are to identify weaknesses and provide effective recommendations to enhance IT controls while reviewing the adequacy and effectiveness of current controls, as well as the reliability and integrity of systems. You are to ensure compliance with policies, plans, procedures and regulations, and safeguard the Group assets. In addition, you are to participate in ad-hoc projects such as fraud investigations, customer complaints and regulatory non-compliance issues.
Requirements:
- Degree in Accountancy or Finance or its equivalent
- At least 6 years of Audit experiences with a bank or financial institution is critical to excel in this role
- Certifications in CIA/ CISA/ CISM/ CISSP or its equivalent is preferred
- Highly competent with internal audit methodologies and concepts, including familiar with MAS and SGX regulatory requirements
- Demonstrate capability in managing Internal audit assignments independently while working as a core member of the Internal Audit and IT Audit teams
- Good analytical skills including AI and Automation such as RPA UiPath skills
- Good interpersonal and communication skills with the ability to work with staff at all levels would be advantageous
- At least 3 years internal auditing experiences in Anti-Money Laundering (“AML”). CAMS certification preferred.
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Risk Analyst (PNPL)
Posted 3 days ago
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Phillip Nova Pte Ltd
Interested in applying data, automation, and AI to real-world financial markets?
Phillip Nova, a leading financial brokerage firm, is seeking a Risk Analyst (Data, Automation & AI) to join our Middle Office (Risk Management) team.
This role is ideal for fresh graduates and early-career professionals who are passionate about technology, data, automation, and artificial intelligence, and want to apply these skills in a live trading environment.
You will work alongside experienced risk professionals and business stakeholders to understand how global financial markets operate, identify process inefficiencies, and develop automation and AI-driven solutions. Over time, you will gain exposure across Futures, Options, FX, CFDs, and Equities while helping shape the next generation of risk management systems.
This is not a traditional operations role. You will be part of a team driving the digital transformation of risk management through automation, analytics, and emerging AI technologies.
What You Will Be Doing
1. Understand Financial Markets & Risk Operations
- Gain hands-on exposure to risk monitoring and trading operations workflows
- Learn how risk is managed across global exchanges and trading sessions
- Work closely with stakeholders to understand business processes and operational challenges
- Develop a strong understanding of Futures, Options, FX, CFDs, and Equities markets
2. Build Automation Solutions
- Design and develop solutions to replace existing Excel- and VBA-based processes
- Automate repetitive tasks and workflows using Python and modern automation tools
- Help drive the department towards scalable and fully automated processes
3. Apply AI to Real Business Problems
- Explore and implement practical AI solutions to improve efficiency and controls
- Develop AI-assisted workflows, reporting tools, and intelligent monitoring systems
- Gain exposure to emerging technologies including Large Language Models (LLMs), AI agents, and Agentic AI frameworks
- Evaluate and prototype new AI use cases for risk management and operations
4. Enhance Internal Systems
- Maintain and improve internally developed tools and applications
- Troubleshoot and optimize existing automation programs
- Contribute to the long-term sustainability of the department's technology initiatives
5. Drive Innovation
- Identify opportunities where technology can create meaningful business value
- Recommend and implement improvements to operational and risk management processes
- Participate in projects involving data analytics, automation, and AI adoption
What We Are Looking For
- Diploma or Degree in Computer Science, Data Science, Engineering, Business Analytics, Information Systems, Mathematics, or related disciplines
- Strong interest in automation, AI, technology, and financial markets
- Proficiency in Python or similar programming languages
- Familiarity with AI tools, prompt engineering, automation platforms, or machine learning concepts is advantageous
- Strong analytical and problem-solving abilities
- Curious mindset with a willingness to learn and experiment
- Ability to communicate effectively with both technical and business stakeholders
- Fresh graduates are encouraged to apply.
Work Arrangement
- Rotation between shifts when required
- Availability to support operations on public holidays when required
Join us if you are excited about using technology, automation, and AI to solve real-world business problems while building expertise in global financial markets.
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Product Manager
Posted 9 days ago
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Job Description
Company Overview:
PhillipCapital is an integrated Asian financial house with a global presence. Today, we operate in the financial hubs of 15 countries globally. Through our platforms, we are dedicated to providing a seamless experience blending technology with personalized human touch to empower our users worldwide to achieve their financial goals.
Position Overview:
We are seeking a skilled and driven Product Manager to lead the development of core trading functionalities within our global mobile trading platform. This role is critical to ensuring the robustness, accuracy, and reliability of our trading experience. You will focus on features such as price feeds, market data integration, trade execution, order types, and portfolio/account management. You’ll work closely with engineering, design, operations, and compliance teams to deliver a seamless and high-performance trading experience.
Key Responsibilities:
- Own the product roadmap for our global trading platform in the area of core trading features, including price feed integration, market data display, trade submission workflows, and order type configurations.
- Collaborate with engineering to ensure real-time data accuracy, system reliability, and low-latency trade execution.
- Define and optimize user journeys for placing trades, managing portfolios, and viewing account information.
- Work with data providers and internal teams to manage and improve market data ingestion and display.
- Ensure compliance with regulatory requirements related to trading and account management.
- Conduct competitive analysis and user research to identify gaps and opportunities in trading functionality and innovation.
- Identify user needs and pain points in trading/investing journeys and translate them into feature enhancements or new product offerings.
- Prioritize and manage a backlog of features and enhancements focused on trading performance and user trust.
- Monitor product KPIs such as trade success rate, latency, and user engagement with trading tools, analyze user feedback, and use data to inform decision-making and prioritize features.
- Communicate product updates and roadmap to stakeholders, including executive leadership and client-facing teams.
- Lead cross-functional teams including engineering and ux teams through the product development lifecycle, from ideation to launch, ensuring timely and high-quality deliverables.
- Stay up-to-date on the latest trends and best practices in mobile trading, fintech, and product management.
Requirements:
- Bachelor’s degree in Business, Computer Science, Finance, or a related field
- 5+ years of experience as a Product Manager. Must have experience having launched features on mobile native apps.
- Proven direct experience working on trading or investment platforms is required.
- Strong domain understanding of Equities trading, including market data, price feeds, order types (e.g., market, limit, stop), and trade lifecycle.
- Strong understanding of mobile development processes and mobile UX best practices. Good aptitude for understanding technical concepts and managing technical complexity is preferred.
- Familiarity with FIX protocol, order management systems, or other trading infrastructure is a plus.
- Excellent analytical skills and experience using data to drive product decisions.
- Excellent communication and stakeholder management skills, with the ability to align teams around product goals and roadmap as well as the ability to convey complex ideas to both technical and non-technical stakeholders.
- Familiarity with product management and analytics tools (e.g., JIRA, Roadmunk, Google Analytics, Tableau, MoEngage).
- Fast learner, diligent and open to learning new things and accumulate domain knowledge over time.
- Passion for fintech but also on building delightful customer-facing products and experiences
- Ability to adapt quickly in a fast-paced, agile environment.
- Knowledge and proficiency in basic coding, AI adoption, and/or RPA are preferred and advantageous.
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Assistant Manager, Unit Trust Operations
Posted 19 days ago
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Job Description
Job Responsibilities:
- Oversee daily operations of the Unit Trust Operations department, ensuring accurate and timely processing of subscriptions, redemptions, and switching transactions
- Manage and supervise the Unit Trust Operations team, providing guidance, coaching, and performance development
- Ensure compliance with regulatory requirements from MAS and other governing bodies
- Coordinate with fund houses, custodians, and internal stakeholders on settlement and reconciliation matters
- Monitor and enhance operational workflows on the FAME platform and related systems
- Handle escalated client enquiries and resolve operational issues promptly
- Prepare management reports on operational performance and risk metrics
- Drive process improvement initiatives to enhance operational efficiency
- Ensure adherence to Anti-Money Laundering (AML) and Know Your Customer (KYC) policies
Requirements:
- Minimum 3–5 years of relevant experience in unit trust or fund operations, with at least 3 years in a supervisory or managerial capacity
- Strong knowledge of unit trust operational processes, including NAV calculations, corporate actions, and fund settlements
- Familiarity with CPF Investment Scheme (CPFIS) and Supplementary Retirement Scheme (SRS) requirements
- Proficiency in fund administration
- Excellent understanding of MAS regulatory requirements
- Strong leadership, communication, and stakeholder management skills
- Detail-oriented with strong analytical and problem-solving abilities
- Knowledge and proficiency in basic coding, AI adoption, and/or RPA are preferred and advantageous.
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Executive, Human Capital (Compensation & Benefits)
Posted 19 days ago
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Job Description
Role Overview:
You will be responsible for efficient HR and payroll operations, and act as an advisor to internal business heads and staff on HR operational matters. You will also support in the annual performance and remuneration reviews as well as undertake periodic review of HR policies, processes and other C&B projects to enhance competitiveness, strengthen digitalization, and build our Workplace for the Future.
Responsibilities:
- Process monthly payroll.
- Maintain up to date employee records in HR system.
- Handle renewal of work passes, tax clearance for foreign employees, government-paid leave claims, staff confirmation, and cessation of service.
- Support the annual performance and remuneration (bonus and salary) review exercises.
- Collate and analyse relevant employment statistics and market data for appropriate benchmarking.
- Undertake or support the review of HR policies, staff welfare & benefits, and processes.
- Review and improve C&B workflows through automation using RPA or AI tools.
- Undertake or support any other HR projects as assigned.
Requirements:
- Bachelor degree in HRM or STEM, preferably with IHRP certification
- Minimum 2 year of relevant work experience and good working knowledge of Employment Act
- Has passion for HR with good written and verbal communication skills
- Meticulous, self-driven, resourceful and able to work under pressure to meet tight deadlines
- Knowledge and proficiency in basic coding, AI adoption, and/or RPA are preferred and advantageous
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Branch Manager
Posted 19 days ago
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Job Description
Phillip Investor Centre is a one-stop financial hub, with 12 Investor Centres strategically located in neighbourhoods around Singapore. We offer holistic financial solutions which includes wealth management advisory service as well as global stocks and fixed income instruments.
Key Roles and Responsibilities:
Business Planning & Execution
- Meet Wealth Management Key Performance Indicators (KPIs) through different aspects of planning (business acquisition activities, sales and teleconsulting activities, and tracking)
- Promote financial literacy in the neighbourhood through regular seminars, corporate tie-ups, and community service involvement.
- Coaching / Needs Based Conversation (NBC) role play
Customer Service Experience Delivery
- Ongoing monitoring branch service standards.
- Customer retention and acquisition efforts through prompt handling of clients’ feedback/complaints.
Compliance and Control
- To comply with all applicable money laundering prevention procedures and Know Your Client Procedures.
- Ensure compliance with all rules, regulations and controls, including Fair Dealing outcomes, Balance Scorecard etc.
- Responsible for achieving and maintaining satisfactory audit rating.
People Management
- Proactive mentoring and coaching of all branch staff to achieve branch KPI
- Manage training/development needs of staff
Operations and Support
- Facilitate Account Opening and Servicing for all Phillip Clients
Requirements:
- Candidate with Branch Banking experience are preferred.
- Possess good financial product knowledge and high integrity
- Possess good business acumen
- 5 to 8 years of working experience in financial industry with at least 3 to 5 years of supervisory experience is preferred
- Degree in any discipline with certifications in CMFAS M1A, M5, M6, M6A, M8, M8A, M9, M9A and HI preferred
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Business Development Cyber Security
Posted 19 days ago
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Job Description
Role Overview:
We are seeking a strategic, technically adept Cybersecurity Consultant to lead business development efforts and drive innovation in Singapore’s cybersecurity landscape. This hybrid role blends consultative sales, CREST-accredited penetration testing, and the promotion of AI- and RPA-enhanced cybersecurity solutions. The successful candidate will identify new business opportunities, deliver tailored technical solutions, and champion automation-driven security transformation across regulated industries.
Responsibilities
:Business Development & Consultin
- gIdentify and engage target clients across financial services, healthcare, technology, and professional services sectors
- .Develop and execute go-to-market strategies for cybersecurity offerings, including AI-powered threat detection and RPA-enabled audit automation
- .Manage the full sales cycle: lead generation, solution presentation, proposal development, and contract negotiation
- .Conduct client needs assessments and propose cybersecurity solutions aligned with Singapore’s regulatory frameworks (PDPA, MAS TRM)
.Technical Delivery & Penetration Testin
- gPerform penetration testing (VAPT) across web, mobile, cloud, and infrastructure environments, ensuring CREST standards are met
- .Generate detailed technical and executive-level reports with risk analysis and actionable remediation guidance
- .Collaborate with pentesters and technical teams to deliver client engagements and integrate findings into tailored solutions
- .Apply knowledge of OWASP Top 10, MITRE ATT&CK, and secure coding practices to assess and improve client environments
.Automation Integratio
- nIntegrate AI and RPA into cybersecurity operations to enable automated triage, evidence collection, and compliance reporting
- .Lead initiatives to embed hyperautomation into cybersecurity workflows, combining RPA, AI/ML, and orchestration tools
.Thought Leadership & Brand Buildin
- gProvide thought leadership on emerging cybersecurity risks, automation trends, and regulatory developments
- .Represent the company at industry events, conferences, and networking sessions to build brand visibility and strategic relationships
.
Requirement
- s:3–5 years in business development, sales, or consulting within cybersecurity, IT services, or technology solutio
- nsCREST CRT and CPSA certified (preferre
- d)Penetration testing, vulnerability assessments, security audi
- tsExposure to RPA tools (UiPath, Automation Anywhere, Power Automate); familiarity with AI-based security tools (XDR, SOAR, ML-based detectio
- n)Strong understanding of OWASP Top 10, MITRE ATT&CK, PDPA, MAS TRM, ISO 270
- 01Exceptional communication, presentation, and negotiation skills; ability to work independently and collaboratively in a fast-paced, client-facing consulting environmen
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Compliance Assurance Manager
Posted 19 days ago
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Job Description
Role Overview:
We are seeking an experienced and meticulous Compliance Assurance Manager to join our Group Compliance team. The primary focus of this role is to perform compliance assurance reviews on business processes across the regulated entities in the PhillipCapital group in Singapore, ensuring adherence to applicable local regulatory requirements. The successful candidate will play a key role in safeguarding the group's compliance posture through rigorous assessment and testing of controls.
Key Responsibilities:
- Lead the compliance risk assessment for the licensed PhillipCapital entities in Singapore and convert the outcome into a risk-based assurance plan (thematic reviews and continuous monitoring).
- Plan, execute, and document compliance assurance reviews on business unit processes to assess adequacy and effectiveness of controls against regulatory requirements.
- Identify and map applicable local regulatory requirements (e.g. MAS, SGX, and other relevant authorities) to business unit processes.
- Evaluate effectiveness of control procedures, identify any compliance gaps or deficiencies and follow up on corrective action plans to ensure timely and effective resolution of identified compliance gaps.
- Prepare clear and comprehensive annual compliance assurance work plan, assurance review programs and reports, including observations, risk ratings, and recommended remediation actions.
- Monitor and track regulatory updates and changes from MAS, SGX, and other regulators, and assess their impact on business processes. Support the development and maintenance of the regulatory library using appropriate AI/RPA tools.
- Drive timely, sustainable remediation and translate regulatory change into controls, and provide reporting to senior management and the Board.
- Liaise with Heads of Departments and business units to provide guidance on compliance obligations and control enhancements.
Requirements:
Qualifications
- Bachelor's degree in Finance, Accounting, Business Administration, or a related discipline.
- Professional compliance certification (e.g. ICA, CAMS, or equivalent) is an advantage.
Experience
- Minimum 5 years of relevant experience in compliance, regulatory affairs, audit, or risk management within the financial services industry, including supervisory and managerial capacity.
- Demonstrated experience in planning and conducting assurance reviews, audits, or control assessments within a regulated financial institution.
- Strong knowledge of Singapore's regulatory framework, including MAS regulations, Securities and Futures Act (SFA), Financial Advisers Act (FAA), and related subsidiary legislation.
Skills & Competencies
- Strong analytical and critical thinking skills with a keen eye for detail.
- Excellent written and verbal communication skills, with the ability to present findings clearly to stakeholders at all levels.
- Proficient in preparing structured work papers, test plans, and compliance reports.
- Ability to work independently and manage multiple reviews concurrently.
- High level of integrity, professional judgement, and discretion in handling sensitive matters.
- Familiarity with AI/RPA tools in the conduct of assurance reviews and for regulatory register management is an advantage.
What We Offer
- A collaborative and professional work environment within a well-established financial group.
- Opportunities for continuous learning and professional development.
- Exposure to a broad range of financial services businesses and regulatory domain
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High Net Worth Insurance Specialist
Posted 19 days ago
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Job Description
Role Overview:
We are seeking an experienced and dynamic sales professional to drive our High Net Worth (HNW) insurance business. This role focuses on curating bespoke HNW insurance solutions, empowering our advisers and external partners through training, and implementing strategies to grow HNW insurance sales across multiple channels.
Responsibilities:
Curate HNW Insurance Solutions
- Research, analyze, and onboard specialized HNW life insurance products tailored for affluent clients.
- Stay ahead of market trends and competitor offerings to ensure a best-in-class product suite.
Drive Business Growth
- Identify and develop new business opportunities within the HNW segment.
- Collaborate with internal teams and external partners to execute targeted marketing and sales strategies.
Training & Enablement
- Conduct regular and ad-hoc engagement sessions for advisers and partners to enhance product knowledge and sales effectiveness.
- Develop training materials and best practices for HNW insurance advisory.
Relationship Management and Client Servicing
- Build and maintain strong relationships with key stakeholders, including financial advisers, distribution partners, insurers and end clients.
- Provide prompt and effective support to sales channels and end clients.
Compliance & Governance
- Ensure all activities comply with MAS regulations and internal policies.
Requirements:
- Degree in any discipline
- Minimum 2 years of experience in life insurance sales , preferably in HNW insurance sales
- CMFAS certifications (Modules 5, 9, 9A & Health Insurance)
- Strong understanding of HNW client needs and bespoke insurance solutions
- Excellent communication, presentation, and interpersonal skills
- Motivated, proactive, and able to work independently and collaboratively
- Knowledge and proficiency in basic coding, AI adoption, and/or RPA are preferred and advantageous.
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(Senior) Executive, Finance (PNPL)
Posted 19 days ago
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Job Description
Key Responsibilities:
- Ensure high standards of financial records integrity by good maintenance and timely reconciliation of accounting ledgers
- Manage daily fund operations, including incoming receipts and vendor payments, ensuring adherence to internal control standards.
- Review and timely process of payment documents (invoices, purchase orders, and requisitions)to support transparent and compliant payment processes.
- Support monthly and quarterly closing activities, including variance analysis, reconciliations, and reporting.
- Assist in financial analysis and performance tracking to provide actionable insights for management decision-making.
- Partner with cross-functional teams to identify gaps and implement process improvements that enhance efficiency and control.
- Contribute to Finance transformation projects, including automation, workflow optimisation, and the use of RPA and data analytics tools to modernise finance processes.
Qualifications:
- Degree in Accountancy, Finance, or related discipline with a strong foundation in financial principles and reporting.
- At least 1-2 years of accounting experience, preferably in the financial or professional services industry.
- Good understanding of internal controls, financial governance, and regulatory compliance; able to apply these principles pragmatically in daily operations.
- Analytical and detail-oriented, with the ability to identify variances, investigate root causes, and propose process improvements.
- Proactive and accountable, able to manage multiple priorities independently while maintaining accuracy under tight deadlines.
- Digitally fluent, with strong Excel skills and working knowledge of ERP systems (e.g., SAP, Oracle, Microsoft Dynamics).
- Interest or experience in automation and process optimisation, including exposure to Robotic Process Automation (RPA) tools such as UiPath or Automation Anywhere.
- Collaborative communicator who can work effectively across departments and adapt to a fast-evolving business environment.
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